Minerd B. Scott

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2019-07-10	2019-07-10	Guggenheim Strategic Opportunities Fund (GOF)	S Sale	2,000 -100.0% 21.09 USD 42,183	2,000 -100.0%	21.09	USD 42,183
2019-03-13	2019-03-12	Guggenheim Credit Allocation Fund (GGM)	S Sale	5,140 -100.0% 21.66 USD 111,314	5,140 -100.0%	21.66	USD 111,314
2019-03-13	2019-03-12	Guggenheim Credit Allocation Fund (GGM)	S Sale	1,779 -25.7% 21.67 USD 38,552	1,779 -25.7%	21.67	USD 38,552
2019-03-11	2019-03-11	Guggenheim Credit Allocation Fund (GGM)	S Sale	1,933 -21.8% 21.46 USD 41,482	1,933 -21.8%	21.46	USD 41,482
2019-03-11	2019-03-08	Guggenheim Credit Allocation Fund (GGM)	S Sale	3,837 -30.2% 21.53 USD 82,625	3,837 -30.2%	21.53	USD 82,625