Guggenheim Credit Allocation Fund (GGM)

Financials Collective Investments Collective Investments

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Ticker: GGM Exchange: NYS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Earnings
 
Value bought

Past 90 days

 
Value sold

Past 90 days

 
Net insiders buying

Past 90 days

 
Trades (buy and sell)

Past 90 days

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2020-12-04 2020-12-04 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
615 +19.7%
19.50
USD 11,995 		615 +19.7% 19.50 USD 11,995
2019-12-02 2019-12-02 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
375 +15.9%
20.20
USD 7,575 		375 +15.9% 20.20 USD 7,575
2019-06-27 2019-06-27 B Purchase

TOUPIN RONALD E JR

250 +12.5%
20.70
USD 5,175 		250 +12.5% 20.70 USD 5,175
2019-05-13 2019-05-09 B Purchase

Barnes Randall C

Trustee

Non-Executive Director
2,400 +23.7%
20.66
USD 49,584 		2,400 +23.7% 20.66 USD 49,584
2019-05-08 2019-05-07 B Purchase

FRIEDRICH ROMAN III

Non-Executive Director
1,060 +53.1%
20.60
USD 21,838 		1,060 +53.1% 20.60 USD 21,838
2019-03-13 2019-03-12 S Sale

Minerd B. Scott

5,140 -100.0%
21.66
USD 111,314 		5,140 -100.0% 21.66 USD 111,314
2019-03-13 2019-03-12 S Sale

Minerd B. Scott

1,779 -25.7%
21.67
USD 38,552 		1,779 -25.7% 21.67 USD 38,552
2019-03-11 2019-03-11 S Sale

Minerd B. Scott

1,933 -21.8%
21.46
USD 41,482 		1,933 -21.8% 21.46 USD 41,482
2019-03-11 2019-03-08 S Sale

Minerd B. Scott

3,837 -30.2%
21.53
USD 82,625 		3,837 -30.2% 21.53 USD 82,625
2019-03-07 2019-03-07 B Purchase

FRIEDRICH ROMAN III

Non-Executive Director
1,095 +121.4%
21.20
USD 23,212 		1,095 +121.4% 21.20 USD 23,212
2019-01-03 2019-01-03 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
150 +8.6%
18.66
USD 2,799 		150 +8.6% 18.66 USD 2,799
2018-12-13 2018-12-13 B Purchase

Barnes Randall C

Non-Executive Director
400 +0.0%
19.70
USD 7,880 		400 +0.0% 19.70 USD 7,880
2017-06-29 2017-06-29 B Purchase

TOUPIN RONALD E JR

150 +11.1%
23.02
USD 3,453 		150 +11.1% 23.02 USD 3,453
2017-04-21 2017-04-20 B Purchase

TOUPIN RONALD E JR

305 +29.6%
22.95
USD 7,000 		305 +29.6% 22.95 USD 7,000
2016-12-07 2016-12-06 B Purchase

Barnes Randall C

Non-Executive Director
620 +8.4%
21.26
USD 13,181 		620 +8.4% 21.26 USD 13,181
2016-08-29 2016-08-25 B Purchase

FRIEDRICH ROMAN III

Non-Executive Director
452 +100.4%
22.10
USD 9,989 		452 +100.4% 22.10 USD 9,989
2016-07-05 2016-07-05 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
100 +11.7%
20.44
USD 2,044 		100 +11.7% 20.44 USD 2,044
2016-06-30 2016-06-29 B Purchase

Barnes Randall C

Non-Executive Director
1,350 +12.1%
20.23
USD 27,311 		1,350 +12.1% 20.23 USD 27,311
2016-05-04 2016-05-03 B Purchase

Barnes Randall C

Non-Executive Director
260 +2.4%
19.30
USD 5,018 		260 +2.4% 19.30 USD 5,018
2016-03-15 2016-03-14 B Purchase

Barnes Randall C

Non-Executive Director
600 +5.8%
18.35
USD 11,010 		600 +5.8% 18.35 USD 11,010
2016-02-03 2016-02-02 B Purchase

Barnes Randall C

Non-Executive Director
550 +11.6%
18.30
USD 10,065 		550 +11.6% 18.30 USD 10,065
2016-02-02 2016-02-01 B Purchase

Barnes Randall C

Non-Executive Director
900 +14.4%
18.50
USD 16,650 		900 +14.4% 18.50 USD 16,650
2016-02-02 2016-02-01 B Purchase

Barnes Randall C

Non-Executive Director
1,200 +13.2%
18.55
USD 22,260 		1,200 +13.2% 18.55 USD 22,260
2016-01-11 2016-01-08 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
100 +14.1%
19.12
USD 1,912 		100 +14.1% 19.12 USD 1,912
2015-11-18 2015-11-18 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
100 +16.8%
19.36
USD 1,936 		100 +16.8% 19.36 USD 1,936
2015-10-06 2015-10-02 B Purchase

Barnes Randall C

Non-Executive Director
650 +11.6%
19.75
USD 12,838 		650 +11.6% 19.75 USD 12,838
2015-10-06 2015-10-02 B Purchase

Barnes Randall C

Non-Executive Director
1,200 +15.2%
19.74
USD 23,688 		1,200 +15.2% 19.74 USD 23,688
2015-07-01 2015-06-30 B Purchase

Barnes Randall C

Non-Executive Director
500 +9.8%
21.75
USD 10,875 		500 +9.8% 21.75 USD 10,875
2015-07-01 2015-06-30 B Purchase

Minerd B. Scott

1,300 +13.1%
21.73
USD 28,244 		1,300 +13.1% 21.73 USD 28,244
2015-07-01 2015-06-29 B Purchase

Minerd B. Scott

1,918 +24.0%
21.74
USD 41,695 		1,918 +24.0% 21.74 USD 41,695
2015-06-29 2015-06-26 B Purchase

Chubb Donald A. Jr.

Non-Executive Director
500 +inf%
22.24
USD 11,120 		500 +inf% 22.24 USD 11,120
2015-06-25 2015-06-25 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
134 +30.5%
22.30
USD 2,988 		134 +30.5% 22.30 USD 2,988
2015-03-13 2015-03-11 B Purchase

Barnes Randall C

Non-Executive Director
579 +12.8%
22.17
USD 12,836 		579 +12.8% 22.17 USD 12,836
2015-03-13 2015-03-11 B Purchase

Barnes Randall C

Non-Executive Director
626 +15.2%
22.18
USD 13,885 		626 +15.2% 22.18 USD 13,885
2015-03-11 2015-03-10 B Purchase

Barnes Randall C

Non-Executive Director
119 +2.7%
22.30
USD 2,654 		119 +2.7% 22.30 USD 2,654
2015-03-09 2015-03-06 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +29.2%
22.36
USD 22,360 		1,000 +29.2% 22.36 USD 22,360
2015-03-09 2015-03-06 B Purchase

Barnes Randall C

Non-Executive Director
2,350 +42.4%
22.36
USD 52,546 		2,350 +42.4% 22.36 USD 52,546
2015-03-03 2015-03-02 B Purchase

Barnes Randall C

Non-Executive Director
168 +3.1%
22.40
USD 3,763 		168 +3.1% 22.40 USD 3,763
2014-12-11 2014-12-11 B Purchase

Barnes Randall C

Non-Executive Director
200 +7.9%
21.78
USD 4,356 		200 +7.9% 21.78 USD 4,356
2014-12-10 2014-12-09 B Purchase

Barnes Randall C

Non-Executive Director
290 +7.1%
22.10
USD 6,409 		290 +7.1% 22.10 USD 6,409
2014-12-10 2014-12-09 B Purchase

Barnes Randall C

Non-Executive Director
400 +8.0%
22.10
USD 8,840 		400 +8.0% 22.10 USD 8,840
2014-11-19 2014-11-18 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
100 +31.6%
23.52
USD 2,352 		100 +31.6% 23.52 USD 2,352
2014-09-30 2014-09-26 B Purchase

Minerd B. Scott

4,138 +107.8%
23.46
USD 97,061 		4,138 +107.8% 23.46 USD 97,061
2014-09-30 2014-09-26 B Purchase

Minerd B. Scott

3,400 +772.7%
23.40
USD 79,560 		3,400 +772.7% 23.40 USD 79,560
2014-08-29 2014-08-28 B Purchase

FRIEDRICH ROMAN III

Non-Executive Director
250 +125.0%
24.27
USD 6,068 		250 +125.0% 24.27 USD 6,068
2014-08-08 2014-08-07 B Purchase

Minerd B. Scott

440 +inf%
23.29
USD 10,248 		440 +inf% 23.29 USD 10,248
2014-08-05 2014-08-04 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
100 +47.8%
23.98
USD 2,398 		100 +47.8% 23.98 USD 2,398
2014-03-18 2014-03-18 S Sale

Barnes Randall C

Non-Executive Director
2,011 -44.4%
23.50
USD 47,259 		2,011 -44.4% 23.50 USD 47,259
2014-03-18 2014-03-17 B Purchase

KARN ROBERT B III

Non-Executive Director
1,000 +inf%
23.44
USD 23,440 		1,000 +inf% 23.44 USD 23,440
2014-02-25 2014-02-24 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
100 +98.6%
23.20
USD 2,320 		100 +98.6% 23.20 USD 2,320
2014-01-21 2014-01-17 B Purchase

Cacciapaglia Donald

CEO of Fund

Officer
2,185 +inf%
22.94
USD 50,124 		2,185 +inf% 22.94 USD 50,124
2014-01-02 2013-12-31 B Purchase

NYBERG RONALD

Non-Executive Director
446 +inf%
22.69
USD 10,119 		446 +inf% 22.69 USD 10,119
2013-12-31 2013-12-30 B Purchase

Barnes Randall C

Non-Executive Director
1,530 +51.0%
22.50
USD 34,425 		1,530 +51.0% 22.50 USD 34,425
2013-12-31 2013-12-30 B Purchase

Barnes Randall C

Non-Executive Director
645 +14.9%
22.50
USD 14,513 		645 +14.9% 22.50 USD 14,513
2013-11-26 2013-11-26 B Purchase

TOUPIN RONALD E JR

Non-Executive Director
100 +inf%
22.12
USD 2,212 		100 +inf% 22.12 USD 2,212
2013-11-01 2013-10-31 B Purchase

Barnes Randall C

Non-Executive Director
500 +13.1%
23.05
USD 11,525 		500 +13.1% 23.05 USD 11,525
2013-11-01 2013-10-31 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +24.4%
23.10
USD 23,100 		1,000 +24.4% 23.10 USD 23,100
2013-10-08 2013-10-08 B Purchase

Barnes Randall C

Non-Executive Director
1,500 +57.7%
23.35
USD 35,025 		1,500 +57.7% 23.35 USD 35,025
2013-10-08 2013-10-08 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +50.0%
23.35
USD 23,350 		1,000 +50.0% 23.35 USD 23,350
2013-10-08 2013-10-08 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +32.3%
23.20
USD 23,200 		1,000 +32.3% 23.20 USD 23,200
2013-10-08 2013-10-07 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +62.5%
23.35
USD 23,350 		1,000 +62.5% 23.35 USD 23,350
2013-10-08 2013-10-07 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +100.0%
23.35
USD 23,350 		1,000 +100.0% 23.35 USD 23,350
2013-10-08 2013-10-07 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +inf%
23.45
USD 23,450 		1,000 +inf% 23.45 USD 23,450
2013-10-08 2013-10-07 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +47.6%
23.50
USD 23,500 		1,000 +47.6% 23.50 USD 23,500
2013-10-04 2013-10-04 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +90.9%
23.53
USD 23,530 		1,000 +90.9% 23.53 USD 23,530
2013-10-04 2013-10-04 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +1000.0%
23.60
USD 23,600 		1,000 +1000.0% 23.60 USD 23,600
2013-10-04 2013-10-04 B Purchase

Barnes Randall C

Non-Executive Director
1,100 +40.3%
23.55
USD 25,905 		1,100 +40.3% 23.55 USD 25,905
2013-10-04 2013-10-03 B Purchase

Barnes Randall C

Non-Executive Director
100 +inf%
23.58
USD 2,358 		100 +inf% 23.58 USD 2,358
2013-10-02 2013-10-01 B Purchase

Barnes Randall C

Non-Executive Director
1,000 +57.8%
23.58
USD 23,580 		1,000 +57.8% 23.58 USD 23,580
2013-10-01 2013-09-30 B Purchase

Barnes Randall C

Non-Executive Director
1,100 +174.6%
23.62
USD 25,982 		1,100 +174.6% 23.62 USD 25,982
2013-09-06 2013-09-05 B Purchase

Barnes Randall C

630 +inf%
23.40
USD 14,742 		630 +inf% 23.40 USD 14,742
2013-09-05 2013-09-04 B Purchase

Barnes Randall C

1,600 +inf%
23.50
USD 37,600 		1,600 +inf% 23.50 USD 37,600
2013-09-04 2013-09-03 B Purchase

FRIEDRICH ROMAN III

200 +inf%
23.73
USD 4,747 		200 +inf% 23.73 USD 4,747
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