Jin Yan

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2019-01-02	2018-12-31	Tri-Continental Corp (TY)	B Purchase	136 +1.1% 23.46 USD 3,191	136 +1.1%	23.46	USD 3,191
2019-01-02	2018-12-31	Tri-Continental Corp (TY)	B Purchase	434 +3.5% 23.45 USD 10,177	434 +3.5%	23.45	USD 10,177
2019-01-02	2018-12-31	Tri-Continental Corp (TY)	B Purchase	386 +3.3% 23.44 USD 9,048	386 +3.3%	23.44	USD 9,048
2019-01-02	2018-12-31	Tri-Continental Corp (TY)	B Purchase	84 +0.7% 23.43 USD 1,968	84 +0.7%	23.43	USD 1,968
2019-01-02	2018-12-31	Tri-Continental Corp (TY)	B Purchase	300 +2.6% 23.41 USD 7,023	300 +2.6%	23.41	USD 7,023
2019-01-02	2018-12-31	Tri-Continental Corp (TY)	B Purchase	700 +6.5% 23.40 USD 16,380	700 +6.5%	23.40	USD 16,380
2019-01-02	2018-12-31	Tri-Continental Corp (TY)	B Purchase	2,860 +36.1% 23.38 USD 66,867	2,860 +36.1%	23.38	USD 66,867
2019-01-02	2018-12-31	Tri-Continental Corp (TY)	B Purchase	100 +1.3% 23.37 USD 2,337	100 +1.3%	23.37	USD 2,337