SMART MICHAEL A

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2019-09-10	2019-09-10	Advent Convertible and Income Fund (AVK)	B Purchase	3 +0.1% 14.24 USD 43	3 +0.1%	14.24	USD 43
2019-09-03	2019-09-03	Advent Convertible and Income Fund (AVK)	B Purchase	4,697 +4349.1% 14.24 USD 66,873	4,697 +4349.1%	14.24	USD 66,873
2019-04-15	2019-04-12	Advent Convertible and Income Fund (AVK)	S Sale	367 -77.3% 14.95 USD 5,487	367 -77.3%	14.95	USD 5,487
2019-04-15	2019-04-11	Advent Convertible and Income Fund (AVK)	S Sale	1,033 -68.5% 15.00 USD 15,495	1,033 -68.5%	15.00	USD 15,495
2019-02-13	2019-02-13	Advent Convertible and Income Fund (AVK)	S Sale	1,500 -49.9% 14.50 USD 21,750	1,500 -49.9%	14.50	USD 21,750