Clarfeld Michael

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2020-03-13	2020-03-13	Clearbridge MLP and Midstream Total Return Fund Inc (CTR)	B Purchase	5,000 +500.0% 2.28 USD 11,390	5,000 +500.0%	2.28	USD 11,390
2020-03-13	2020-03-13	Clearbridge Energy Midstream Opportunity Fund Inc (EMO)	B Purchase	5,000 +295.7% 2.16 USD 10,800	5,000 +295.7%	2.16	USD 10,800
2020-03-13	2020-03-13	Clearbridge MLP and Midstream Fund Inc (CEM)	B Purchase	5,000 +250.0% 3.12 USD 15,579	5,000 +250.0%	3.12	USD 15,579