Davis Joshua T.

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2020-03-20	2020-03-19	Stellus Capital Investment Corp (SCM)	B Purchase	3,081 +1.0% 4.18 USD 12,879	3,081 +1.0%	4.18	USD 12,879
2020-03-20	2020-03-18	Stellus Capital Investment Corp (SCM)	B Purchase	4,296 +1.4% 5.14 USD 22,081	4,296 +1.4%	5.14	USD 22,081
2020-03-20	2020-03-18	Stellus Capital Investment Corp (SCM)	B Purchase	8,276 +2.7% 5.38 USD 44,525	8,276 +2.7%	5.38	USD 44,525
2020-03-20	2020-03-18	Stellus Capital Investment Corp (SCM)	B Purchase	16,833 +5.8% 5.43 USD 91,403	16,833 +5.8%	5.43	USD 91,403
2020-03-18	2020-03-17	Stellus Capital Investment Corp (SCM)	B Purchase	20,787 +7.7% 7.50 USD 155,840	20,787 +7.7%	7.50	USD 155,840
2020-03-18	2020-03-16	Stellus Capital Investment Corp (SCM)	B Purchase	13,958 +5.5% 7.97 USD 111,245	13,958 +5.5%	7.97	USD 111,245