Oakes John S.

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2021-02-26	2021-02-24	Rivernorth Flexible Municipal Income Fund II Inc (RFMZ)	B Purchase	500 +inf% 20.00 USD 10,000	500 +inf%	20.00	USD 10,000
2020-04-15	2020-04-13	Rivernorth/Doubleline Strategic Opportunity Fund Inc (OPP)	B Purchase	500 +29.7% 13.00 USD 6,500	500 +29.7%	13.00	USD 6,500
2020-04-06	2020-03-31	Rivernorth Flexible Municipal Income Fund Inc (RFM)	B Purchase	100 +inf% 20.00 USD 2,000	100 +inf%	20.00	USD 2,000
2019-06-25	2019-06-20	Rivernorth/Doubleline Strategic Opportunity Fund Inc (OPP)	B Purchase	1,000 +inf% 17.27 USD 17,270	1,000 +inf%	17.27	USD 17,270