CRANDALL ROGER W

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2021-11-30	2021-11-29	Barings Global Short Duration High Yield Fund (BGH)	S Sale	9,220 -72.9% 16.74 USD 154,348	9,220 -72.9%	16.74	USD 154,348
2021-08-11	2021-08-10	Barings BDC Inc (BBDC)	B Purchase	3,000 +19.7% 10.95 USD 32,850	3,000 +19.7%	10.95	USD 32,850
2020-05-15	2020-05-14	Barings BDC Inc (BBDC)	B Purchase	15,250 +inf% 6.68 USD 101,814	15,250 +inf%	6.68	USD 101,814