Avat Xavier

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2023-04-27	2023-04-17	Capricor Therapeutics Inc (CAPR)	S Sale	14,772 -100.0% 64,258.00 USD 949,219,176	14,772 -100.0%	64,258.00	USD 949,219,176
2023-04-07	2023-03-28	Capricor Therapeutics Inc (CAPR)	S Sale	3,000 -100.0% 4.06 USD 12,180	3,000 -100.0%	4.06	USD 12,180
2022-07-07	2022-07-06	Capricor Therapeutics Inc (CAPR)	B Purchase	1,000 +50.0% 3.68 USD 3,680	1,000 +50.0%	3.68	USD 3,680
2022-07-07	2022-06-29	Capricor Therapeutics Inc (CAPR)	B Purchase	1,500 +300.0% 3.76 USD 5,643	1,500 +300.0%	3.76	USD 5,643