PECK MICHAEL D

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2024-01-03	2023-12-29	First Trust Private Credit Fund (FTPCX)	S Sale	11,067 -100.0% 10.33 USD 114,322	11,067 -100.0%	10.33	USD 114,322
2024-01-03	2023-06-02	First Trust Private Credit Fund (FTPCX)	B Purchase	98 +inf% 10.16 USD 1,000	98 +inf%	10.16	USD 1,000
2021-01-05	2020-12-31	Relative Value Fund (VFLEX)	S Sale	3,226 -100.0% 25.55 USD 82,424	3,226 -100.0%	25.55	USD 82,424
2019-03-28	2019-02-27	Vivaldi Opportunities Fund (VAM)	B Purchase	1,000 +inf% 13.74 USD 13,740	1,000 +inf%	13.74	USD 13,740