Yates Lloyd M

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2023-08-25	2023-08-23	NiSource Inc (NI)	B Purchase	40,000 +43.8% 26.44 USD 1,057,600	40,000 +43.8%	26.44	USD 1,057,600
2020-11-17	2020-11-16	Marsh & McLennan Companies Inc (MMC)	S Sale	6,658 -21.7% 115.17 USD 766,781	6,658 -21.7%	115.17	USD 766,781
2020-05-15	2020-05-13	American Water Works Company Inc (AWK)	B Purchase	2,000 +48.8% 115.95 USD 231,900	2,000 +48.8%	115.95	USD 231,900
2019-05-28	2019-05-23	Duke Energy Corp (DUK)	S Sale	3,000 -5.4% 88.21 USD 264,615	3,000 -5.4%	88.21	USD 264,615
2019-05-28	2019-05-23	Duke Energy Corp (DUK)	S Sale	300 -0.5% 88.20 USD 26,460	300 -0.5%	88.20	USD 26,460
2019-05-28	2019-05-23	Duke Energy Corp (DUK)	S Sale	100 -0.2% 88.19 USD 8,819	100 -0.2%	88.19	USD 8,819
2019-05-28	2019-05-23	Duke Energy Corp (DUK)	S Sale	1,700 -3.0% 88.19 USD 149,923	1,700 -3.0%	88.19	USD 149,923
2019-05-28	2019-05-23	Duke Energy Corp (DUK)	S Sale	17 -0.0% 88.18 USD 1,499	17 -0.0%	88.18	USD 1,499
2019-02-28	2019-02-26	Duke Energy Corp (DUK)	S Sale	2,000 -3.7% 88.51 USD 177,020	2,000 -3.7%	88.51	USD 177,020
2019-02-28	2019-02-26	Duke Energy Corp (DUK)	S Sale	1,500 -2.7% 88.51 USD 132,758	1,500 -2.7%	88.51	USD 132,758