R. Jay Gerken

(Mr. R. Jay Gerken)

Currently holds positions in Legg Mason Partners Equity Fund Inc and Associated Banc-Corp

Positions

Position Company Period
Chairman of the Board, President, Chief Executive Officer Legg Mason Partners Equity Fund Inc Jan. 1, 2002 -
Independent Director Associated Banc-Corp Oct. 28, 2014 -
Chairman of the Board, President, Chief Executive Officer Western Asset Managed Municipals Fund Inc Jan. 1, 2002 - June 1, 2013
Chairman of the Board, President, Chief Executive Officer Western Asset Global High Income Fund Inc Jan. 1, 2003 - June 1, 2013
Chairman of the Board, President, Chief Executive Officer Western Asset Municipal Defined Opportunity Trust Inc Jan. 1, 2009 - June 1, 2013
Chairman of the Board, President, Chief Executive Officer Western Asset Mortgage Opportunity Fund Inc Jan. 1, 2010 - June 1, 2013
Chairman of the Board, President, Chief Executive Officer Clearbridge Energy Midstream Opportunity Fund Inc Jan. 1, 2011 - June 1, 2013
Chairman of the Board, President, Chief Executive Officer LMP Real Estate Income Fund Inc None -
President, Chief Executive Officer, Director Western Asset Investment Grade Income Fund Inc Jan. 1, 2007 - May 22, 2013
President, Trustee Western Asset Inflation-Linked Opportunities & Income Fund March 1, 2007 - April 30, 2013
Chairman of the Board, President, Chief Executive Officer ClearBridge American Energy MLP Fund Inc None -
R. Jay Gerken's trades of Associated Banc-Corp's stock


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Purchase Sale Planned purchase Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value
Number of shares Price Value Details
2023-05-03 2023-05-02 B Purchase
3,000 +7.7%
16.07
USD 48,207
3,000 +7.7% 16.07 USD 48,207
2021-02-12 2021-01-04 B Purchase
8,913 +inf%
11.78
USD 105,000
8,913 +inf% 11.78 USD 105,000
2020-06-11 2020-06-09 B Purchase
2,000 +inf%
25.00
USD 50,000
2,000 +inf% 25.00 USD 50,000
2010-06-25 2010-06-24 B Purchase
1,000 +inf%
20.00
USD 20,000
1,000 +inf% 20.00 USD 20,000
2004-05-11 2004-05-11 B Purchase
500 +100.0%
11.70
USD 5,850
500 +100.0% 11.70 USD 5,850
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