Positions

Position Company Period
Chief Administrative Officer Nuveen New York Dividend Advantage Municipal Fund 2 Jan. 1, 1988 -
Vice President, Assistant Secretary Nuveen Georgia Quality Municipal Income Fund Jan. 1, 1988 -
Vice President, Secretary Nuveen Missouri Quality Municipal Income Fund Jan. 1, 1988 -
Vice President, Secretary Nuveen Energy MLP Total Return Fund Jan. 1, 2015 -
Vice President, Secretary Nuveen Quality Municipal Income Fund Jan. 1, 2016 -
Vice President, Secretary Nuveen Floating Rate Income Fund July 1, 2016 -
Vice President, Secretary Nuveen Short Duration Credit Opportunities Fund July 31, 2016 -
Vice President, Secretary Nuveen Amt-Free Municipal Value Fund Oct. 31, 2016 -
Vice President, Secretary Nuveen Tax-Advantaged Total Return Strategy Fund Dec. 31, 2016 -
Vice President, Secretary Nuveen Massachusetts Quality Municipal Income Fund Jan. 1, 2017 -
Vice President, Secretary Nuveen California Quality Municipal Income Fund Feb. 28, 2017 -
Vice President, Secretary Nuveen Build America Bond Opportunity Fund March 31, 2017 -
Vice President, Secretary Nuveen Real Asset Income and Growth Fund Dec. 31, 2017 -
Vice President, Secretary Nuveen AMT-Free Municipal Credit Income Fund None -
Chief Administrative Officer Nuveen Real Asset Income and Growth Fund None -
Chief Administrative Officer Nuveen Build America Bond Opportunity Fund Jan. 1, 1988 - March 31, 2017
Chief Administrative Officer Nuveen California Quality Municipal Income Fund None -
Chief Administrative Officer Nuveen New Jersey Municipal Value Fund Jan. 1, 1988 - Jan. 1, 2017
Chief Administrative Officer Nuveen Core Equity Alpha Fund Jan. 1, 1998 - Jan. 1, 2017
Chief Administrative Officer Nuveen Maryland Quality Municipal Income Fund None -
Chief Administrative Officer Nuveen Diversified Dividend and Income Fund None -
Chief Administrative Officer Nuveen Amt-Free Municipal Value Fund Jan. 1, 1988 - Oct. 31, 2016
Chief Administrative Officer Nuveen Preferred & Income Opportunities Fund None -
Chief Administrative Officer Nuveen Floating Rate Income Fund None -
Chief Administrative Officer Nuveen North Carolina Quality Municipal Income Fund Jan. 1, 1988 - Jan. 1, 2016
Chief Administrative Officer Nuveen Intermediate Duration Municipal Term Fund Jan. 1, 1998 - Jan. 1, 2016
Chief Administrative Officer Nuveen Real Estate Income Fund None -
Chief Administrative Officer Nuveen Energy MLP Total Return Fund None -
Gifford Zimmerman's trades of Nuveen Mortgage and Income Fund's stock


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Purchase Sale Planned purchase Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value
Number of shares Price Value Details
2022-02-11 2022-02-11 B Purchase
1,000 +inf%
19.12
USD 19,115
1,000 +inf% 19.12 USD 19,115
2021-11-30 2021-11-30 S Sale
1,000 -100.0%
17.19
USD 17,194
1,000 -100.0% 17.19 USD 17,194
2021-06-21 2021-06-18 S Sale
2,056 -67.3%
15.54
USD 31,950
2,056 -67.3% 15.54 USD 31,950
2021-06-11 2021-06-11 S Sale
694 -99.9%
17.13
USD 11,886
694 -99.9% 17.13 USD 11,886
2020-11-12 2020-11-10 B Purchase
1,000 +inf%
14.13
USD 14,127
1,000 +inf% 14.13 USD 14,127
2020-11-12 2020-11-10 B Purchase
1,000 +inf%
14.13
USD 14,127
1,000 +inf% 14.13 USD 14,127
2020-10-14 2020-10-05 S Sale
514 -17.1%
14.31
USD 7,353
514 -17.1% 14.31 USD 7,353
2020-09-10 2020-09-09 B Purchase
1,000 +inf%
8.04
USD 8,039
1,000 +inf% 8.04 USD 8,039
2020-02-13 2020-02-12 S Sale
2,800 -65.1%
14.44
USD 40,443
2,800 -65.1% 14.44 USD 40,443
2020-01-22 2020-01-21 S Sale
1,686 -36.0%
14.14
USD 23,832
1,686 -36.0% 14.14 USD 23,832
2019-12-12 2019-12-10 S Sale
1,289 -65.0%
16.29
USD 21,002
1,289 -65.0% 16.29 USD 21,002
2019-12-06 2019-12-04 S Sale
1,804 -100.0%
18.10
USD 32,644
1,804 -100.0% 18.10 USD 32,644
2019-10-28 2019-10-24 S Sale
1,200 -20.4%
13.49
USD 16,188
1,200 -20.4% 13.49 USD 16,188
2019-09-03 2019-08-29 S Sale
1,957 -100.0%
16.79
USD 32,850
1,957 -100.0% 16.79 USD 32,850
2019-05-17 2019-05-15 B Purchase
1,500 +inf%
9.61
USD 14,414
1,500 +inf% 9.61 USD 14,414
2019-05-13 2019-05-10 S Sale
859 -100.0%
20.82
USD 17,876
859 -100.0% 20.82 USD 17,876
2019-02-19 2019-02-14 S Sale
1,500 -100.0%
14.41
USD 21,619
1,500 -100.0% 14.41 USD 21,619
2018-01-25 2018-01-23 B Purchase
2,000 +133.3%
13.70
USD 27,398
2,000 +133.3% 13.70 USD 27,398
2017-12-08 2017-12-06 B Purchase
3,000 +120.0%
8.20
USD 24,598
3,000 +120.0% 8.20 USD 24,598
2017-09-22 2017-09-20 B Purchase
2,500 +inf%
8.32
USD 20,798
2,500 +inf% 8.32 USD 20,798
2017-02-22 2017-02-21 B Purchase
1,500 +inf%
13.75
USD 20,625
1,500 +inf% 13.75 USD 20,625
2016-05-10 2016-05-06 S Sale
1,000 -100.0%
15.62
USD 15,620
1,000 -100.0% 15.62 USD 15,620
2016-04-06 2016-04-05 S Sale
1,000 -100.0%
14.45
USD 14,450
1,000 -100.0% 14.45 USD 14,450
2015-04-28 2015-04-24 S Sale
706 -100.0%
17.27
USD 12,193
706 -100.0% 17.27 USD 12,193
2013-08-12 2013-08-08 B Purchase
1,000 +inf%
12.53
USD 12,528
1,000 +inf% 12.53 USD 12,528
2013-06-03 2013-05-30 B Purchase
1,000 +inf%
13.29
USD 13,289
1,000 +inf% 13.29 USD 13,289
2012-07-30 2012-07-26 S Sale
1,000 -100.0%
9.60
USD 9,600
1,000 -100.0% 9.60 USD 9,600
2008-02-21 2007-11-29 B Purchase
1,000 +inf%
11.04
USD 11,040
1,000 +inf% 11.04 USD 11,040
2006-11-30 2006-11-29 S Sale
1,000 -100.0%
14.12
USD 14,120
1,000 -100.0% 14.12 USD 14,120
2006-08-03 2006-08-01 S Sale
1,000 -100.0%
12.83
USD 12,830
1,000 -100.0% 12.83 USD 12,830
2006-06-02 2006-06-02 S Sale
1,000 -50.0%
12.50
USD 12,500
1,000 -50.0% 12.50 USD 12,500
2005-10-18 2005-10-17 B Purchase
1,000 +inf%
11.93
USD 11,930
1,000 +inf% 11.93 USD 11,930
2004-10-07 2004-10-07 B Purchase
1,000 +inf%
14.38
USD 14,380
1,000 +inf% 14.38 USD 14,380
2004-04-26 2004-04-26 B Purchase
1,000 +inf%
12.82
USD 12,820
1,000 +inf% 12.82 USD 12,820
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