Swanson David

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2021-11-15	2021-11-15	RiverNorth Opportunities Fund Inc (RIV)	B Purchase	344 +33.3% 16.81 USD 5,783	344 +33.3%	16.81	USD 5,783
2021-10-08	2021-10-05	Rivernorth/Doubleline Strategic Opportunity Fund Inc (OPP)	B Purchase	355 +33.3% 14.48 USD 5,140	355 +33.3%	14.48	USD 5,140
2020-11-20	2020-11-19	Rivernorth/Doubleline Strategic Opportunity Fund Inc (OPP)	B Purchase	1,065 +inf% 14.10 USD 15,017	1,065 +inf%	14.10	USD 15,017
2020-11-09	2020-11-09	RiverNorth Opportunities Fund Inc (RIV)	B Purchase	258 +33.3% 14.08 USD 3,633	258 +33.3%	14.08	USD 3,633
2020-08-17	2020-08-14	Rivernorth Flexible Municipal Income Fund Inc (RFM)	B Purchase	530 +inf% 20.65 USD 10,945	530 +inf%	20.65	USD 10,945
2019-10-28	2019-10-25	RiverNorth Opportunities Fund Inc (RIV)	B Purchase	194 +33.4% 16.60 USD 3,220	194 +33.4%	16.60	USD 3,220
2019-07-08	2019-07-02	Rivernorth Opportunistic Municipal Income Fund Inc (RMI)	B Purchase	465 +inf% 21.40 USD 9,951	465 +inf%	21.40	USD 9,951
2019-07-03	2019-07-02	RiverNorth Opportunities Fund Inc (RIV)	B Purchase	580 +inf% 17.20 USD 9,973	580 +inf%	17.20	USD 9,973