Bailey Jeffrey Allen

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2024-11-12	2024-11-11	Aurinia Pharmaceuticals Inc (AUP)	S Sale	4,557 -25.4% 8.43 USD 38,416	4,557 -25.4%	8.43	USD 38,416
2020-12-16	2020-12-15	BioDelivery Sciences International Inc (BDSI)	S Sale	10,000 -21.9% 4.35 USD 43,500	10,000 -21.9%	4.35	USD 43,500
2020-09-23	2020-09-23	Tekla Healthcare Investors (HQH)	B Purchase	490 +inf% 20.39 USD 9,991	490 +inf%	20.39	USD 9,991
2020-09-23	2020-09-23	Tekla World Healthcare Fund (THW)	B Purchase	710 +inf% 14.18 USD 10,068	710 +inf%	14.18	USD 10,068
2020-09-23	2020-09-23	Tekla Healthcare Opportunities Fund (THQ)	B Purchase	570 +inf% 17.68 USD 10,078	570 +inf%	17.68	USD 10,078
2020-09-23	2020-09-22	Tekla Life Sciences Investors (HQL)	B Purchase	580 +inf% 17.28 USD 10,022	580 +inf%	17.28	USD 10,022
2019-11-14	2019-11-12	American Learning Corp (ALRN)	B Purchase	19,894 +inf% 0.53 USD 10,544	19,894 +inf%	0.53	USD 10,544