Follmann Christian

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2023-05-25	2023-05-24	Hercules Capital Inc (HTGC)	S Sale	455 -0.6% 13.72 USD 6,243	455 -0.6%	13.72	USD 6,243
2023-05-25	2023-05-24	Hercules Capital Inc (HTGC)	B Purchase	455 +0.6% 13.73 USD 6,247	455 +0.6%	13.73	USD 6,247
2022-05-26	2022-05-26	Hercules Capital Inc (HTGC)	B Purchase	420 +0.9% 14.24 USD 5,981	420 +0.9%	14.24	USD 5,981
2022-05-26	2022-05-26	Hercules Capital Inc (HTGC)	S Sale	420 -0.9% 14.23 USD 5,977	420 -0.9%	14.23	USD 5,977