Lawlor John J

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2025-01-14	2025-01-14	Mainstay Mackay Definedterm Municipal Opportunities Fund (MMD)	B Purchase	2,000 +80.0% 14.74 USD 29,480	2,000 +80.0%	14.74	USD 29,480
2024-11-21	2024-11-20	Mainstay Mackay Definedterm Municipal Opportunities Fund (MMD)	B Purchase	2,500 +inf% 15.79 USD 39,475	2,500 +inf%	15.79	USD 39,475
2022-05-05	2022-05-03	RiverNorth Managed Duration Municipal Income Fund Inc (RMM)	S Sale	1,000 -100.0% 15.80 USD 15,800	1,000 -100.0%	15.80	USD 15,800
2022-05-05	2022-05-03	Rivernorth Opportunistic Municipal Income Fund Inc (RMI)	S Sale	1,500 -100.0% 16.77 USD 25,148	1,500 -100.0%	16.77	USD 25,148
2022-05-05	2022-05-03	Rivernorth Flexible Municipal Income Fund Inc (RFM)	S Sale	1,000 -100.0% 17.17 USD 17,169	1,000 -100.0%	17.17	USD 17,169
2021-05-13	2021-05-12	Mainstay Mackay Definedterm Municipal Opportunities Fund (MMD)	S Sale	3,000 -100.0% 22.66 USD 67,986	3,000 -100.0%	22.66	USD 67,986
2020-05-13	2020-05-13	Rivernorth Flexible Municipal Income Fund Inc (RFM)	B Purchase	1,000 +inf% 19.25 USD 19,249	1,000 +inf%	19.25	USD 19,249