Positions

Position Company Period
Chairman of the Board, Secretary Special Opportunities Fund Inc Oct. 1, 2009 -
Chairman of the Board, Secretary, Trustee High Income Securities Fund Jan. 1, 2018 -
Independent Chairman of the Board Mexico Equity and Income Fund Inc Jan. 1, 2000 -
Independent Director MVC Capital Inc Sept. 27, 2012 -
Independent Director Crossroads Liquidating Trust June 30, 2016 -
Independent Chairman of the Board Emergent Capital Inc Aug. 14, 2012 - July 28, 2017
Independent Director ASA Gold and Precious Metals Ltd April 29, 2008 - March 13, 2014
Independent Director Korea Equity Fund Inc Jan. 1, 2010 - Aug. 20, 2012
Director Emergent Capital Inc Aug. 2, 2012 - Aug. 14, 2012
Phil Goldstein's trades of Special Opportunities Fund Inc's stock


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2025-04-08 2025-04-04
B Purchase
3,000 +9.4%
13.80
USD 41,400 		3,000 +9.4% 13.80 USD 41,400
2025-02-26 2025-02-25
S Sale
6,984 -97.9%
6.85
USD 47,852 		6,984 -97.9% 6.85 USD 47,852
2025-02-26 2025-02-24
S Sale
9,296 -56.6%
6.85
USD 63,678 		9,296 -56.6% 6.85 USD 63,678
2025-02-26 2025-02-24
S Sale
10,000 -37.8%
6.84
USD 68,400 		10,000 -37.8% 6.84 USD 68,400
2025-01-21 2025-01-17
S Sale
4,535 -27.0%
8.45
USD 38,321 		4,535 -27.0% 8.45 USD 38,321
2024-07-01 2024-06-28
S Sale
10,000 -50.6%
6.94
USD 69,400 		10,000 -50.6% 6.94 USD 69,400
2024-07-01 2024-06-28
S Sale
10,000 -33.6%
6.93
USD 69,300 		10,000 -33.6% 6.93 USD 69,300
2024-07-01 2024-06-28
S Sale
10,000 -25.1%
6.92
USD 69,200 		10,000 -25.1% 6.92 USD 69,200
2024-07-01 2024-06-28
S Sale
60,000 -60.1%
6.93
USD 415,800 		60,000 -60.1% 6.93 USD 415,800
2024-06-28 2024-06-27
S Sale
10,000 -9.1%
6.84
USD 68,400 		10,000 -9.1% 6.84 USD 68,400
2024-06-28 2024-06-27
S Sale
10,000 -8.3%
6.91
USD 69,100 		10,000 -8.3% 6.91 USD 69,100
2024-06-28 2024-06-27
S Sale
10,000 -7.7%
6.91
USD 69,137 		10,000 -7.7% 6.91 USD 69,137
2024-06-28 2024-06-27
S Sale
24,600 -15.9%
6.92
USD 170,232 		24,600 -15.9% 6.92 USD 170,232
2024-06-28 2024-06-26
S Sale
10,000 -6.1%
6.81
USD 68,122 		10,000 -6.1% 6.81 USD 68,122
2024-06-28 2024-06-26
S Sale
10,000 -5.7%
6.83
USD 68,301 		10,000 -5.7% 6.83 USD 68,301
2024-06-28 2024-06-26
S Sale
40,000 -18.7%
6.81
USD 272,400 		40,000 -18.7% 6.81 USD 272,400
2024-06-28 2024-06-26
S Sale
200 -0.1%
6.85
USD 1,369 		200 -0.1% 6.85 USD 1,369
2024-06-28 2024-06-26
S Sale
29,800 -12.2%
6.84
USD 203,832 		29,800 -12.2% 6.84 USD 203,832
2024-01-02 2023-12-28
B Purchase
1,319 +4.3%
11.78
USD 15,538 		1,319 +4.3% 11.78 USD 15,538
2024-01-02 2023-12-28
B Purchase
44 +0.1%
11.75
USD 517 		44 +0.1% 11.75 USD 517
2023-04-25 2023-04-21
B Purchase
10,000 +4.3%
6.37
USD 63,700 		10,000 +4.3% 6.37 USD 63,700
2023-04-12 2023-04-10
B Purchase
10,000 +4.5%
6.39
USD 63,900 		10,000 +4.5% 6.39 USD 63,900
2023-04-10 2023-04-06
B Purchase
9,510 +4.4%
6.41
USD 60,959 		9,510 +4.4% 6.41 USD 60,959
2023-04-07 2023-04-06
B Purchase
5,000 +18.9%
10.85
USD 54,250 		5,000 +18.9% 10.85 USD 54,250
2023-04-07 2023-04-05
B Purchase
2,400 +10.0%
10.85
USD 26,040 		2,400 +10.0% 10.85 USD 26,040
2023-03-21 2023-03-17
B Purchase
4,000 +1.9%
6.28
USD 25,120 		4,000 +1.9% 6.28 USD 25,120
2023-03-15 2023-03-13
B Purchase
790 +0.4%
6.36
USD 5,024 		790 +0.4% 6.36 USD 5,024
2023-02-07 2023-02-03
B Purchase
2,000 +10.1%
11.85
USD 23,700 		2,000 +10.1% 11.85 USD 23,700
2023-02-01 2023-01-30
B Purchase
2,000 +11.2%
11.63
USD 23,260 		2,000 +11.2% 11.63 USD 23,260
2022-02-09 2022-02-07
B Purchase
2,000 +10.3%
14.76
USD 29,510 		2,000 +10.3% 14.76 USD 29,510
2021-12-20 2021-12-16
S Sale
2,542 -11.6%
15.55
USD 39,529 		2,542 -11.6% 15.55 USD 39,529
2021-08-17 2021-08-16
S Sale
5,000 -15.1%
9.94
USD 49,700 		5,000 -15.1% 9.94 USD 49,700
2021-08-17 2021-08-16
S Sale
5,000 -13.1%
9.93
USD 49,650 		5,000 -13.1% 9.93 USD 49,650
2021-08-17 2021-08-16
S Sale
909 -2.3%
9.95
USD 9,049 		909 -2.3% 9.95 USD 9,049
2021-08-17 2021-08-13
S Sale
14,401 -26.9%
9.92
USD 142,858 		14,401 -26.9% 9.92 USD 142,858
2021-08-17 2021-08-13
S Sale
5,000 -8.6%
9.92
USD 49,609 		5,000 -8.6% 9.92 USD 49,609
2021-08-11 2021-08-10
S Sale
7,659 -8.2%
9.89
USD 75,748 		7,659 -8.2% 9.89 USD 75,748
2021-08-11 2021-08-09
S Sale
5,000 -5.1%
9.89
USD 49,450 		5,000 -5.1% 9.89 USD 49,450
2021-08-11 2021-08-09
S Sale
5,000 -4.8%
9.90
USD 49,509 		5,000 -4.8% 9.90 USD 49,509
2021-08-11 2021-08-09
S Sale
5,743 -5.2%
9.90
USD 56,856 		5,743 -5.2% 9.90 USD 56,856
2021-08-11 2021-08-09
S Sale
3,104 -2.8%
9.89
USD 30,699 		3,104 -2.8% 9.89 USD 30,699
2021-06-08 2021-06-04
S Sale
9,899 -35.5%
9.70
USD 96,020 		9,899 -35.5% 9.70 USD 96,020
2021-06-08 2021-06-04
S Sale
67,059 -70.6%
9.48
USD 635,384 		67,059 -70.6% 9.48 USD 635,384
2021-06-04 2021-06-03
S Sale
1,800 -1.9%
9.67
USD 17,406 		1,800 -1.9% 9.67 USD 17,406
2021-06-04 2021-06-03
S Sale
194 -0.2%
9.68
USD 1,878 		194 -0.2% 9.68 USD 1,878
2020-12-28 2020-12-24
S Sale
6,990 -100.0%
8.54
USD 59,695 		6,990 -100.0% 8.54 USD 59,695
2020-12-28 2020-12-23
S Sale
6,710 -49.0%
8.54
USD 57,303 		6,710 -49.0% 8.54 USD 57,303
2020-12-22 2020-12-18
S Sale
200 -1.4%
9.03
USD 1,806 		200 -1.4% 9.03 USD 1,806
2020-12-22 2020-12-18
S Sale
4,800 -24.6%
9.02
USD 43,301 		4,800 -24.6% 9.02 USD 43,301
2020-12-17 2020-12-16
S Sale
5,000 -20.4%
8.82
USD 44,100 		5,000 -20.4% 8.82 USD 44,100
2020-12-17 2020-12-16
S Sale
5,000 -17.0%
8.83
USD 44,150 		5,000 -17.0% 8.83 USD 44,150
2020-12-17 2020-12-15
S Sale
5,000 -14.5%
8.70
USD 43,500 		5,000 -14.5% 8.70 USD 43,500
2020-12-17 2020-12-15
S Sale
5,000 -12.7%
8.66
USD 43,300 		5,000 -12.7% 8.66 USD 43,300
2020-12-10 2020-12-08
S Sale
5,000 -11.2%
8.66
USD 43,300 		5,000 -11.2% 8.66 USD 43,300
2020-12-08 2020-12-04
S Sale
5,000 -10.1%
8.52
USD 42,600 		5,000 -10.1% 8.52 USD 42,600
2020-12-08 2020-12-04
S Sale
5,000 -9.2%
8.60
USD 43,000 		5,000 -9.2% 8.60 USD 43,000
2020-12-08 2020-12-04
S Sale
2,255 -4.0%
8.62
USD 19,438 		2,255 -4.0% 8.62 USD 19,438
2020-12-03 2020-12-03
S Sale
2,700 -4.5%
8.48
USD 22,896 		2,700 -4.5% 8.48 USD 22,896
2020-12-03 2020-12-03
S Sale
5,000 -7.8%
8.45
USD 42,250 		5,000 -7.8% 8.45 USD 42,250
2020-12-03 2020-12-02
S Sale
4,746 -6.9%
8.40
USD 39,866 		4,746 -6.9% 8.40 USD 39,866
2020-12-03 2020-12-01
S Sale
254 -0.4%
8.40
USD 2,134 		254 -0.4% 8.40 USD 2,134
2020-10-23 2020-10-21
S Sale
1,188 -1.7%
8.15
USD 9,682 		1,188 -1.7% 8.15 USD 9,682
2020-10-13 2020-10-12
S Sale
3,432 -4.6%
8.42
USD 28,897 		3,432 -4.6% 8.42 USD 28,897
2020-10-13 2020-10-09
S Sale
296 -0.4%
8.35
USD 2,472 		296 -0.4% 8.35 USD 2,472
2020-10-13 2020-10-09
S Sale
6,000 -7.5%
8.34
USD 50,040 		6,000 -7.5% 8.34 USD 50,040
2020-10-13 2020-10-08
S Sale
5,000 -5.9%
8.30
USD 41,500 		5,000 -5.9% 8.30 USD 41,500
2020-10-13 2020-10-08
S Sale
5,000 -5.5%
8.31
USD 41,550 		5,000 -5.5% 8.31 USD 41,550
2020-10-05 2020-10-05
S Sale
5,000 -5.2%
8.23
USD 41,150 		5,000 -5.2% 8.23 USD 41,150
2020-10-05 2020-10-01
S Sale
10 -0.0%
8.33
USD 83 		10 -0.0% 8.33 USD 83
2020-10-05 2020-10-01
S Sale
8,291 -8.0%
8.32
USD 68,981 		8,291 -8.0% 8.32 USD 68,981
2020-09-23 2020-09-23
S Sale
2,403 -2.3%
8.34
USD 20,041 		2,403 -2.3% 8.34 USD 20,041
2020-09-23 2020-09-22
S Sale
15 -0.0%
8.44
USD 127 		15 -0.0% 8.44 USD 127
2020-09-23 2020-09-21
S Sale
438 -0.4%
8.50
USD 3,723 		438 -0.4% 8.50 USD 3,723
2020-09-17 2020-09-16
S Sale
2,306 -2.1%
8.46
USD 19,509 		2,306 -2.1% 8.46 USD 19,509
2020-09-17 2020-09-16
S Sale
2,469 -2.2%
8.47
USD 20,912 		2,469 -2.2% 8.47 USD 20,912
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