Rodney Dillman

(Mr. Rodney Dillman J.D.)

Currently holds positions in Barings Global Short Duration High Yield Fund and SRAX Inc

Positions

Position Company Period
Independent Chairman of the Board of Trustee Barings Global Short Duration High Yield Fund Jan. 1, 2012 -
Independent Director SRAX Inc Feb. 23, 2016 -
Rodney Dillman's trades of Barings Global Short Duration High Yield Fund's stock


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2014-02-03 2014-02-03
B Purchase
100 +2.7%
23.51
USD 2,351 		100 +2.7% 23.51 USD 2,351
2014-02-03 2014-02-03
B Purchase
1,300 +53.1%
23.50
USD 30,555 		1,300 +53.1% 23.50 USD 30,555
2013-06-26 2013-06-26
B Purchase
450 +22.5%
22.26
USD 10,017 		450 +22.5% 22.26 USD 10,017
2006-08-10 2006-07-28
B Purchase
155 +inf%
32.13
USD 4,980 		155 +inf% 32.13 USD 4,980
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