Kuni Nakamura

(Mr. Kuni Nakamura)

Currently holds positions in Gabelli Multimedia Trust Inc, Gamco Natural Resources Gold & Income Trust, Gabelli Utility Trust, Gabelli Global Small and Mid Cap Value Trust, Ellsworth Growth and Income Fund Ltd and Gabelli Dividend & Income Trust

Positions

Position	Company	Period
Independent Director	Gabelli Multimedia Trust Inc	Aug. 15, 2012 -
Independent Trustee	Gamco Natural Resources Gold & Income Trust	Jan. 1, 2008 -
Independent Trustee	Gabelli Utility Trust	Jan. 1, 2012 -
Independent Trustee	Gabelli Global Small and Mid Cap Value Trust	Jan. 1, 2013 -
Independent Trustee	Ellsworth Growth and Income Fund Ltd	Jan. 1, 2015 -
Independent Trustee	Gabelli Dividend & Income Trust	May 1, 2018 -

Kuni Nakamura's trades of Gabelli Equity Trust Inc's stock

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2021-12-21	2021-12-17	Gabelli Equity Trust Inc (GAB)	B Purchase	3,000 +inf% 100.00 USD 300,000	3,000 +inf%	100.00	USD 300,000
2019-07-16	2019-07-12	Ellsworth Growth and Income Fund Ltd (ECF)	B Purchase	595 +33.0% 10.40 USD 6,188	595 +33.0%	10.40	USD 6,188
2019-07-12	2019-07-11	Ellsworth Growth and Income Fund Ltd (ECF)	B Purchase	105 +6.2% 10.32 USD 1,084	105 +6.2%	10.32	USD 1,084
2019-07-12	2019-07-10	Ellsworth Growth and Income Fund Ltd (ECF)	B Purchase	1,700 +inf% 10.36 USD 17,612	1,700 +inf%	10.36	USD 17,612
2017-10-05	2017-06-22	Bancroft Fund Ltd (BCV)	B Purchase	580 +8737.6% 21.86 USD 12,679	580 +8737.6%	21.86	USD 12,679
2017-11-08	2016-06-08	Gabelli Healthcare & WellnessRx Trust (GRX)	B Purchase	2,300 +inf% 10.86 USD 24,988	2,300 +inf%	10.86	USD 24,988
2018-05-30	2016-05-25	Gabelli Equity Trust Inc (GAB)	B Purchase	3,960 +inf% 6.31 USD 24,981	3,960 +inf%	6.31	USD 24,981
2015-01-08	2014-09-03	Gabelli Global Small and Mid Cap Value Trust (GGZ)	B Purchase	1,400 +inf% 10.50 USD 14,699	1,400 +inf%	10.50	USD 14,699
2014-05-21	2014-05-19	Gabelli Multimedia Trust Inc (GGT)	B Purchase	1,200 +44.4% 10.38 USD 12,456	1,200 +44.4%	10.38	USD 12,456
2014-05-21	2014-05-19	Gamco Natural Resources Gold & Income Trust (GNT)	B Purchase	1,100 +inf% 10.83 USD 11,917	1,100 +inf%	10.83	USD 11,917
2014-05-21	2014-05-19	Gabelli Utility Trust (GUT)	B Purchase	1,700 +77.3% 7.04 USD 11,968	1,700 +77.3%	7.04	USD 11,968
2013-07-30	2013-07-29	Gabelli Healthcare & WellnessRx Trust (GRX)	B Purchase	868 +33.4% 9.00 USD 7,812	868 +33.4%	9.00	USD 7,812
2013-03-12	2013-03-08	Gabelli Healthcare & WellnessRx Trust (GRX)	B Purchase	1,600 +160.0% 9.47 USD 15,152	1,600 +160.0%	9.47	USD 15,152
2013-03-08	2013-03-06	Gabelli Multimedia Trust Inc (GGT)	B Purchase	1,700 +170.0% 8.86 USD 15,062	1,700 +170.0%	8.86	USD 15,062
2013-03-07	2013-03-05	Gamco Natural Resources Gold & Income Trust (GNT)	B Purchase	1,100 +inf% 13.55 USD 14,905	1,100 +inf%	13.55	USD 14,905
2013-03-07	2013-03-05	Gabelli Utility Trust (GUT)	B Purchase	2,200 +inf% 6.78 USD 14,916	2,200 +inf%	6.78	USD 14,916
2007-04-17	2007-04-13	LGL Group Inc (LGL)	B Purchase	1,000 +inf% 12.06 USD 12,057	1,000 +inf%	12.06	USD 12,057

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