Rich Daly

(Mr. Richard Daly)

Currently holds positions in Catalyst Pharmaceuticals Inc, Broadridge Financial Solutions Inc and Opiant Pharmaceuticals Inc

Positions

Position Company Period
Director Catalyst Pharmaceuticals Inc Feb. 19, 2015 -
Executive Chairman of the Board Broadridge Financial Solutions Inc Jan. 2, 2019 -
Independent Director Opiant Pharmaceuticals Inc June 12, 2018 -
Chief Executive Officer, Director Broadridge Financial Solutions Inc Sept. 1, 2017 - Jan. 2, 2019
Chairman of the Board, President, Chief Executive Officer, Interim Principal Financial and Accounting Officer Seneca Biopharma Inc April 30, 2017 - Aug. 6, 2018
Independent Director Synergy Pharmaceuticals LLC June 30, 2015 - June 12, 2018
President, Chief Executive Officer, Director Broadridge Financial Solutions Inc Jan. 1, 2014 - Sept. 1, 2017
Chairman of the Board, President, Chief Executive Officer Seneca Biopharma Inc June 13, 2016 - April 30, 2017
Independent Director ADT Security Corp Jan. 9, 2014 - Jan. 1, 2017
President, Chief Executive Officer, Director Seneca Biopharma Inc Feb. 15, 2016 - June 13, 2016
Chief Executive Officer, Director Broadridge Financial Solutions Inc Jan. 1, 2007 - Jan. 1, 2014
Rich Daly's trades of Catalyst Pharmaceuticals Inc's stock


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2024-06-05 2024-06-04
S Sale
17,323 -6.9%
15.98
USD 276,735 		17,323 -6.9% 15.98 USD 276,735
2020-03-02 2019-09-12
B Purchase
1,800 +inf%
13.90
USD 25,020 		1,800 +inf% 13.90 USD 25,020
2016-09-21 2016-09-19
PS Planned sale
51,353 -16.6%
68.69
USD 3,527,361 		51,353 -16.6% 68.69 USD 3,527,361
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