David Southwell

(Mr. David Southwell)

Currently holds positions in BioSphere Medical Inc, TScan Therapeutics Inc, Rocket Pharmaceuticals Inc, PTC Therapeutics Inc and Rocket Pharmaceuticals Inc

Positions

Position Company Period
Chairman of the Board BioSphere Medical Inc March 1, 2005 -
Chief Executive Officer, Director TScan Therapeutics Inc None -
Director Rocket Pharmaceuticals Inc Jan. 1, 2018 -
Independent Director PTC Therapeutics Inc Dec. 1, 2005 -
President, Chief Executive Officer, Director Rocket Pharmaceuticals Inc Aug. 13, 2014 -
Independent Director Spero Therapeutics Inc Feb. 1, 2018 - April 25, 2019
President, Chief Executive Officer, Director Rocket Pharmaceuticals Inc Aug. 13, 2014 - Jan. 1, 2018
Independent Director THL Credit Inc Jan. 1, 2009 - June 6, 2016
Chief Financial Officer, Executive Vice President Human Genome Sciences Inc March 22, 2010 - July 30, 2012
David Southwell's trades of Rocket Pharmaceuticals Inc's stock


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2024-04-16 2024-04-15
S Sale
10,000 -8.0%
24.05
USD 240,520 		10,000 -8.0% 24.05 USD 240,520
2024-04-16 2024-04-12
S Sale
10,284 -9.8%
25.16
USD 258,704 		10,284 -9.8% 25.16 USD 258,704
2024-04-16 2024-04-12
S Sale
59,716 -36.2%
24.22
USD 1,446,560 		59,716 -36.2% 24.22 USD 1,446,560
2023-04-19 2023-04-17
PS Planned sale
5,188 -33.1%
51.43
USD 266,840 		5,188 -33.1% 51.43 USD 266,840
2023-04-19 2023-04-17
PS Planned sale
6,241 -28.5%
50.69
USD 316,348 		6,241 -28.5% 50.69 USD 316,348
2023-04-04 2023-03-31
PS Planned sale
2,571 -19.7%
50.05
USD 128,672 		2,571 -19.7% 50.05 USD 128,672
2023-03-29 2023-03-27
PS Planned sale
100 -0.9%
46.03
USD 4,603 		100 -0.9% 46.03 USD 4,603
2023-03-29 2023-03-27
PS Planned sale
5,301 -33.3%
45.41
USD 240,735 		5,301 -33.3% 45.41 USD 240,735
2023-03-29 2023-03-27
PS Planned sale
4,599 -22.4%
44.71
USD 205,618 		4,599 -22.4% 44.71 USD 205,618
2022-05-20 2022-05-18
B Purchase
10,000 +6.2%
3.55
USD 35,482 		10,000 +6.2% 3.55 USD 35,482
2022-05-20 2022-05-18
B Purchase
15,000 +10.2%
3.62
USD 54,339 		15,000 +10.2% 3.62 USD 54,339
2020-10-20 2020-10-16
PS Planned sale
500 -23.3%
52.18
USD 26,089 		500 -23.3% 52.18 USD 26,089
2020-10-20 2020-10-16
PS Planned sale
11,500 -84.2%
51.52
USD 592,434 		11,500 -84.2% 51.52 USD 592,434
2020-10-20 2020-10-16
PS Planned sale
700 -29.8%
52.18
USD 36,528 		700 -29.8% 52.18 USD 36,528
2020-10-20 2020-10-16
PS Planned sale
14,300 -85.9%
51.50
USD 736,493 		14,300 -85.9% 51.50 USD 736,493
2004-05-13 2004-05-12
S Sale
1,200 -0.2%
46.99
USD 56,388 		1,200 -0.2% 46.99 USD 56,388
2004-05-13 2004-05-12
S Sale
1,562 -0.3%
46.98
USD 73,383 		1,562 -0.3% 46.98 USD 73,383
2004-05-13 2004-05-12
S Sale
2,338 -0.4%
46.97
USD 109,816 		2,338 -0.4% 46.97 USD 109,816
2004-05-13 2004-05-12
S Sale
100 -0.0%
46.96
USD 4,696 		100 -0.0% 46.96 USD 4,696
2004-05-13 2004-05-12
S Sale
800 -0.1%
46.94
USD 37,552 		800 -0.1% 46.94 USD 37,552
2004-05-13 2004-05-12
S Sale
4,100 -0.7%
46.93
USD 192,413 		4,100 -0.7% 46.93 USD 192,413
2004-05-13 2004-05-12
S Sale
5,600 -0.9%
46.92
USD 262,752 		5,600 -0.9% 46.92 USD 262,752
2004-05-13 2004-05-12
S Sale
1,000 -0.2%
46.91
USD 46,910 		1,000 -0.2% 46.91 USD 46,910
2004-05-13 2004-05-12
S Sale
300 -0.1%
46.89
USD 14,067 		300 -0.1% 46.89 USD 14,067
2004-05-13 2004-05-12
S Sale
3,455 -0.6%
46.88
USD 161,970 		3,455 -0.6% 46.88 USD 161,970
2004-05-13 2004-05-12
S Sale
1,145 -0.2%
46.87
USD 53,666 		1,145 -0.2% 46.87 USD 53,666
2004-05-13 2004-05-12
S Sale
692 -0.1%
46.86
USD 32,427 		692 -0.1% 46.86 USD 32,427
2004-05-13 2004-05-12
S Sale
4,008 -0.7%
46.85
USD 187,775 		4,008 -0.7% 46.85 USD 187,775
2004-05-13 2004-05-12
S Sale
2,800 -0.5%
46.84
USD 131,152 		2,800 -0.5% 46.84 USD 131,152
2004-05-13 2004-05-12
S Sale
300 -0.0%
46.82
USD 14,046 		300 -0.0% 46.82 USD 14,046
2004-05-13 2004-05-12
S Sale
500 -0.1%
46.81
USD 23,405 		500 -0.1% 46.81 USD 23,405
2004-05-13 2004-05-12
S Sale
1,600 -0.3%
46.80
USD 74,880 		1,600 -0.3% 46.80 USD 74,880
2004-05-13 2004-05-12
S Sale
100 -0.0%
46.79
USD 4,679 		100 -0.0% 46.79 USD 4,679
2004-05-13 2004-05-12
S Sale
400 -0.1%
46.77
USD 18,708 		400 -0.1% 46.77 USD 18,708
2004-05-13 2004-05-12
S Sale
3,000 -0.5%
46.76
USD 140,280 		3,000 -0.5% 46.76 USD 140,280
2004-05-13 2004-05-12
S Sale
745 -0.1%
46.74
USD 34,821 		745 -0.1% 46.74 USD 34,821
2004-05-13 2004-05-12
S Sale
745 -0.1%
46.72
USD 34,806 		745 -0.1% 46.72 USD 34,806
2004-05-13 2004-05-12
S Sale
5,000 -0.8%
46.70
USD 233,500 		5,000 -0.8% 46.70 USD 233,500
2004-05-13 2004-05-12
S Sale
2,800 -0.5%
46.69
USD 130,732 		2,800 -0.5% 46.69 USD 130,732
2004-05-13 2004-05-12
S Sale
120 -0.0%
46.68
USD 5,602 		120 -0.0% 46.68 USD 5,602
2004-05-13 2004-05-12
S Sale
1,330 -0.2%
46.67
USD 62,071 		1,330 -0.2% 46.67 USD 62,071
2004-05-13 2004-05-12
S Sale
3,045 -0.5%
46.66
USD 142,080 		3,045 -0.5% 46.66 USD 142,080
2004-05-13 2004-05-12
S Sale
200 -0.0%
46.64
USD 9,328 		200 -0.0% 46.64 USD 9,328
2004-05-13 2004-05-12
S Sale
5,425 -0.9%
46.63
USD 252,968 		5,425 -0.9% 46.63 USD 252,968
2004-05-13 2004-05-12
S Sale
400 -0.1%
46.61
USD 18,644 		400 -0.1% 46.61 USD 18,644
2004-05-13 2004-05-12
S Sale
190 -0.0%
46.60
USD 8,854 		190 -0.0% 46.60 USD 8,854
2004-05-13 2004-05-12
S Sale
500 -0.1%
46.52
USD 23,260 		500 -0.1% 46.52 USD 23,260
2004-05-13 2004-05-12
S Sale
4,163 -0.7%
46.50
USD 193,580 		4,163 -0.7% 46.50 USD 193,580
2004-05-13 2004-05-12
S Sale
200 -0.0%
46.45
USD 9,290 		200 -0.0% 46.45 USD 9,290
2004-05-13 2004-05-12
S Sale
37 -0.0%
46.42
USD 1,718 		37 -0.0% 46.42 USD 1,718
2004-05-13 2004-05-12
S Sale
100 -0.0%
46.41
USD 4,641 		100 -0.0% 46.41 USD 4,641
2004-05-13 2004-05-12
S Sale
50 -0.0%
46.29
USD 2,315 		50 -0.0% 46.29 USD 2,315
2004-05-13 2004-05-12
S Sale
700 -0.1%
46.28
USD 32,396 		700 -0.1% 46.28 USD 32,396
2004-05-13 2004-05-12
S Sale
3,650 -0.6%
46.27
USD 168,886 		3,650 -0.6% 46.27 USD 168,886
2004-05-13 2004-05-12
S Sale
600 -0.1%
46.26
USD 27,756 		600 -0.1% 46.26 USD 27,756
2004-05-13 2004-05-12
S Sale
5,000 -0.8%
46.25
USD 231,250 		5,000 -0.8% 46.25 USD 231,250
2004-05-13 2004-05-12
S Sale
2,000 -0.3%
46.20
USD 92,400 		2,000 -0.3% 46.20 USD 92,400
2004-05-13 2004-05-12
S Sale
1,600 -0.2%
46.09
USD 73,744 		1,600 -0.2% 46.09 USD 73,744
2004-05-13 2004-05-12
S Sale
3,400 -0.5%
46.06
USD 156,604 		3,400 -0.5% 46.06 USD 156,604
2004-05-13 2004-05-12
S Sale
3,000 -0.5%
46.00
USD 138,000 		3,000 -0.5% 46.00 USD 138,000
2004-05-13 2004-05-12
S Sale
600 -0.1%
45.95
USD 27,570 		600 -0.1% 45.95 USD 27,570
2004-05-13 2004-05-12
S Sale
2,172 -0.3%
45.94
USD 99,782 		2,172 -0.3% 45.94 USD 99,782
2004-05-13 2004-05-12
S Sale
200 -0.0%
45.93
USD 9,186 		200 -0.0% 45.93 USD 9,186
2004-05-13 2004-05-12
S Sale
28 -0.0%
45.87
USD 1,284 		28 -0.0% 45.87 USD 1,284
2004-05-13 2004-05-12
S Sale
3,000 -0.5%
45.85
USD 137,550 		3,000 -0.5% 45.85 USD 137,550
2004-05-12 2004-05-11
S Sale
100 -0.0%
46.68
USD 4,668 		100 -0.0% 46.68 USD 4,668
2004-05-12 2004-05-11
S Sale
2,312 -0.3%
46.66
USD 107,878 		2,312 -0.3% 46.66 USD 107,878
2004-05-12 2004-05-11
S Sale
4,500 -0.6%
46.26
USD 208,170 		4,500 -0.6% 46.26 USD 208,170
2004-05-12 2004-05-11
S Sale
1,000 -0.1%
46.24
USD 46,240 		1,000 -0.1% 46.24 USD 46,240
2004-05-12 2004-05-11
S Sale
7,306 -0.9%
46.23
USD 337,756 		7,306 -0.9% 46.23 USD 337,756
2004-05-12 2004-05-11
S Sale
1,000 -0.1%
46.22
USD 46,220 		1,000 -0.1% 46.22 USD 46,220
2004-05-12 2004-05-11
S Sale
7,000 -0.9%
46.21
USD 323,470 		7,000 -0.9% 46.21 USD 323,470
2004-05-12 2004-05-11
S Sale
2,200 -0.3%
46.20
USD 101,640 		2,200 -0.3% 46.20 USD 101,640
2004-05-12 2004-05-11
S Sale
3,900 -0.5%
46.19
USD 180,141 		3,900 -0.5% 46.19 USD 180,141
2004-05-12 2004-05-11
S Sale
2,994 -0.4%
46.18
USD 138,263 		2,994 -0.4% 46.18 USD 138,263
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