Positions

Position Company Period
Independent Trustee Gabelli Global Small and Mid Cap Value Trust Jan. 1, 2013 -
Lead Independent Director Gabelli Multimedia Trust Inc Jan. 1, 1994 -
Lead Independent Director Gabelli Equity Trust Inc Jan. 1, 2010 -
Lead Independent Trustee Gabelli Global Utility & Income Trust Jan. 1, 2004 -
Lead Independent Trustee GAMCO Global Gold Natural Resources & Income Trust Jan. 1, 2005 -
Lead Independent Trustee GDL Fund Jan. 1, 2006 -
Lead Independent Trustee Gabelli Healthcare & WellnessRx Trust Jan. 1, 2007 -
Lead Independent Trustee Gamco Natural Resources Gold & Income Trust Jan. 1, 2008 -
Lead Independent Trustee Gabelli Utility Trust Jan. 1, 2010 -
Lead Independent Trustee Ellsworth Growth and Income Fund Ltd Jan. 1, 2015 -
Lead Independent Trustee Gabelli Dividend & Income Trust None -
Nominee Lead Independent Trustee Gabelli Global Small and Mid Cap Value Trust Jan. 1, 2013 -
James Conn's trades of GDL Fund's stock


Subscribe to get access to the transaction volume chart and in-chart transaction details
• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Nb. shares
Price
Value 		Number of shares Price Value Details
2020-04-22 2020-04-20
US GDL Fund (GDL)
B Purchase
1,000 +100.0%
7.91
USD 7,910 		1,000 +100.0% 7.91 USD 7,910
2019-11-19 2019-11-15
S Sale
22,856 -95.8%
10.89
USD 248,810 		22,856 -95.8% 10.89 USD 248,810
2019-11-13 2019-11-12
S Sale
20,291 -46.0%
10.71
USD 217,327 		20,291 -46.0% 10.71 USD 217,327
2019-11-13 2019-11-11
S Sale
1,282 -2.8%
10.71
USD 13,730 		1,282 -2.8% 10.71 USD 13,730
2019-11-08 2019-11-07
S Sale
14,507 -24.2%
10.63
USD 154,233 		14,507 -24.2% 10.63 USD 154,233
2019-09-30 2019-09-26
S Sale
9,000 -13.1%
10.45
USD 94,051 		9,000 -13.1% 10.45 USD 94,051
2019-09-24 2019-09-23
S Sale
4,208 -5.8%
10.52
USD 44,268 		4,208 -5.8% 10.52 USD 44,268
2019-09-24 2019-09-20
S Sale
4,200 -5.4%
10.60
USD 44,525 		4,200 -5.4% 10.60 USD 44,525
2019-09-23 2019-09-19
S Sale
2,000 -2.5%
10.57
USD 21,144 		2,000 -2.5% 10.57 USD 21,144
2019-09-13 2019-09-12
S Sale
10,000 -11.2%
10.68
USD 106,836 		10,000 -11.2% 10.68 USD 106,836
2019-09-10 2019-09-09
S Sale
3,731 -78.9%
17.93
USD 66,889 		3,731 -78.9% 17.93 USD 66,889
2019-09-10 2019-09-06
US GDL Fund (GDL)
S Sale
2,996 -75.0%
9.20
USD 27,575 		2,996 -75.0% 9.20 USD 27,575
2019-09-09 2019-09-06
S Sale
13,938 -93.3%
10.89
USD 151,836 		13,938 -93.3% 10.89 USD 151,836
2019-09-09 2019-09-06
S Sale
1,000 -100.0%
52.60
USD 52,602 		1,000 -100.0% 52.60 USD 52,602
2019-09-09 2019-09-06
S Sale
26,120 -96.3%
8.52
USD 222,665 		26,120 -96.3% 8.52 USD 222,665
2019-09-09 2019-09-06
S Sale
2,000 -66.7%
5.60
USD 11,206 		2,000 -66.7% 5.60 USD 11,206
2019-09-09 2019-09-06
S Sale
12,489 -72.5%
18.02
USD 225,016 		12,489 -72.5% 18.02 USD 225,016
2019-09-09 2019-09-06
S Sale
4,000 -80.0%
4.46
USD 17,840 		4,000 -80.0% 4.46 USD 17,840
2019-09-04 2019-08-30
S Sale
6,000 -18.1%
8.22
USD 49,328 		6,000 -18.1% 8.22 USD 49,328
2019-09-03 2019-08-29
S Sale
6,173 -6.5%
10.41
USD 64,230 		6,173 -6.5% 10.41 USD 64,230
2019-09-03 2019-08-29
US GDL Fund (GDL)
S Sale
11,004 -73.4%
9.26
USD 101,907 		11,004 -73.4% 9.26 USD 101,907
2019-09-03 2019-08-29
S Sale
1,703 -63.0%
52.50
USD 89,408 		1,703 -63.0% 52.50 USD 89,408
2019-08-29 2019-08-27
S Sale
53,679 -98.2%
5.98
USD 320,839 		53,679 -98.2% 5.98 USD 320,839
2019-08-27 2019-08-23
S Sale
24,001 -28.7%
5.97
USD 143,307 		24,001 -28.7% 5.97 USD 143,307
2018-05-23 2018-05-22
S Sale
1,000 -100.0%
0.04
USD 40 		1,000 -100.0% 0.04 USD 40
2016-06-17 2016-06-16
S Sale
818 -100.0%
25.98
USD 21,251 		818 -100.0% 25.98 USD 21,251
2014-08-06 2014-08-04
S Sale
5,652 -85.0%
7.11
USD 40,191 		5,652 -85.0% 7.11 USD 40,191
2014-08-05 2014-08-04
B Purchase
500 +inf%
10.51
USD 5,255 		500 +inf% 10.51 USD 5,255
2014-08-05 2014-08-04
S Sale
500 -100.0%
10.51
USD 5,255 		500 -100.0% 10.51 USD 5,255
2014-06-03 2014-05-30
S Sale
1,000 -100.0%
25.32
USD 25,320 		1,000 -100.0% 25.32 USD 25,320
2011-06-16 2011-06-14
B Purchase
3,000 +inf%
17.30
USD 51,900 		3,000 +inf% 17.30 USD 51,900
2008-04-11 2008-04-10
B Purchase
5,800 +88.9%
6.60
USD 38,280 		5,800 +88.9% 6.60 USD 38,280
2005-11-04 2005-11-02
B Purchase
3,570 +10.0%
7.00
USD 24,990 		3,570 +10.0% 7.00 USD 24,990
2005-10-28 2005-10-26
B Purchase
4,371 +14.0%
7.00
USD 30,597 		4,371 +14.0% 7.00 USD 30,597
2005-07-13 2005-07-12
B Purchase
5,000 +inf%
20.00
USD 99,980 		5,000 +inf% 20.00 USD 99,980
2004-11-30 2004-11-26
B Purchase
1,109 +25.0%
7.00
USD 7,763 		1,109 +25.0% 7.00 USD 7,763
// ... existing code ... // ... rest of the file ...