WALSH LEO M JR

• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Nb. shares Price Value	Number of shares	Price	Value	Details
2004-05-13	2004-05-13	Brookfield Total Return Fund Inc (HTR)	B Purchase	4,000 +36.4% 8.95 USD 35,800	4,000 +36.4%	8.95	USD 35,800
2004-05-13	2004-05-13	Brookfield Total Return Fund Inc (HTR)	B Purchase	1,000 +10.0% 8.90 USD 8,900	1,000 +10.0%	8.90	USD 8,900
2004-05-10	2004-05-10	Helios Strategic Mortgage Income Fund Inc (HSM)	B Purchase	5,000 +100.0% 12.32 USD 61,600	5,000 +100.0%	12.32	USD 61,600