|
2024-05-21 |
2024-05-20 |
S
Sale
|
Mandinach Barry M.
EVP, Head of Distribution
Officer
|
7,886
-38.8%
234.00
USD 1,845,324
|
7,886
-38.8%
|
234.00
|
USD 1,845,324
|
|
|
2024-05-21 |
2024-05-17 |
S
Sale
|
Mandinach Barry M.
EVP, Head of Distribution
Officer
|
77
-0.4%
234.00
USD 18,018
|
77
-0.4%
|
234.00
|
USD 18,018
|
|
|
2024-03-07 |
2024-03-06 |
S
Sale
|
ZARRILLI STEPHEN T
Non-Executive Director
|
2,150
-37.7%
248.40
USD 534,055
|
2,150
-37.7%
|
248.40
|
USD 534,055
|
|
|
2024-02-05 |
2024-02-05 |
S
Sale
|
Angerthal Michael A
EVP, CFO & Treasurer
Officer
|
10
-0.0%
234.55
USD 2,346
|
10
-0.0%
|
234.55
|
USD 2,346
|
|
|
2024-02-05 |
2024-02-05 |
S
Sale
|
Angerthal Michael A
EVP, CFO & Treasurer
Officer
|
1,644
-2.3%
234.04
USD 384,762
|
1,644
-2.3%
|
234.04
|
USD 384,762
|
|
|
2024-02-05 |
2024-02-05 |
S
Sale
|
Angerthal Michael A
EVP, CFO & Treasurer
Officer
|
2,712
-3.7%
233.09
USD 632,140
|
2,712
-3.7%
|
233.09
|
USD 632,140
|
|
|
2024-02-05 |
2024-02-05 |
S
Sale
|
Angerthal Michael A
EVP, CFO & Treasurer
Officer
|
2,971
-3.8%
231.76
USD 688,559
|
2,971
-3.8%
|
231.76
|
USD 688,559
|
|
|
2024-02-05 |
2024-02-05 |
S
Sale
|
Angerthal Michael A
EVP, CFO & Treasurer
Officer
|
256
-0.3%
230.66
USD 59,049
|
256
-0.3%
|
230.66
|
USD 59,049
|
|
|
2024-02-05 |
2024-02-05 |
S
Sale
|
Angerthal Michael A
EVP, CFO & Treasurer
Officer
|
346
-0.4%
229.83
USD 79,521
|
346
-0.4%
|
229.83
|
USD 79,521
|
|
|
2024-02-05 |
2024-02-05 |
S
Sale
|
Angerthal Michael A
EVP, CFO & Treasurer
Officer
|
98
-0.1%
228.34
USD 22,377
|
98
-0.1%
|
228.34
|
USD 22,377
|
|
|
2024-02-05 |
2024-02-05 |
S
Sale
|
Angerthal Michael A
EVP, CFO & Treasurer
Officer
|
12
-0.0%
226.43
USD 2,717
|
12
-0.0%
|
226.43
|
USD 2,717
|
|
|
2022-05-31 |
2022-05-27 |
S
Sale
|
MORRIS W HOWARD
Non-Executive Director
|
151
-17.0%
192.09
USD 29,006
|
151
-17.0%
|
192.09
|
USD 29,006
|
|
|
2022-03-18 |
2022-03-17 |
B
Purchase
|
MORRIS W HOWARD
Non-Executive Director
|
435
+inf%
231.00
USD 100,484
|
435
+inf%
|
231.00
|
USD 100,484
|
|
|
2021-12-17 |
2021-12-15 |
S
Sale
|
PENA MARDELLE W
EVP, Chief HR Officer
Officer
|
1,600
-11.6%
289.12
USD 462,591
|
1,600
-11.6%
|
289.12
|
USD 462,591
|
|
|
2021-12-16 |
2021-12-14 |
S
Sale
|
Mandinach Barry M.
EVP, Head of Distribution
Officer
|
272
-2.1%
288.96
USD 78,598
|
272
-2.1%
|
288.96
|
USD 78,598
|
|
|
2021-12-16 |
2021-12-14 |
S
Sale
|
Mandinach Barry M.
EVP, Head of Distribution
Officer
|
790
-5.8%
288.46
USD 227,881
|
790
-5.8%
|
288.46
|
USD 227,881
|
|
|
2021-12-16 |
2021-12-14 |
S
Sale
|
Mandinach Barry M.
EVP, Head of Distribution
Officer
|
1,192
-8.0%
286.41
USD 341,402
|
1,192
-8.0%
|
286.41
|
USD 341,402
|
|
|
2021-12-16 |
2021-12-14 |
S
Sale
|
Mandinach Barry M.
EVP, Head of Distribution
Officer
|
2,956
-16.6%
285.35
USD 843,505
|
2,956
-16.6%
|
285.35
|
USD 843,505
|
|
|
2021-11-15 |
2021-11-12 |
PS
Planned sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
300
-3.1%
335.00
USD 100,500
|
300
-3.1%
|
335.00
|
USD 100,500
|
|
|
2021-11-08 |
2021-11-05 |
PS
Planned sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
150
-1.5%
335.00
USD 50,250
|
150
-1.5%
|
335.00
|
USD 50,250
|
|
|
2021-11-08 |
2021-11-05 |
S
Sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
150
-1.5%
332.50
USD 49,875
|
150
-1.5%
|
332.50
|
USD 49,875
|
|
|
2021-11-04 |
2021-11-03 |
PS
Planned sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
300
-3.0%
330.00
USD 99,000
|
300
-3.0%
|
330.00
|
USD 99,000
|
|
|
2021-11-04 |
2021-11-03 |
S
Sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
150
-1.5%
327.50
USD 49,125
|
150
-1.5%
|
327.50
|
USD 49,125
|
|
|
2021-11-04 |
2021-11-03 |
S
Sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
150
-1.4%
325.00
USD 48,750
|
150
-1.4%
|
325.00
|
USD 48,750
|
|
|
2021-11-04 |
2021-11-02 |
S
Sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
152
-1.4%
330.00
USD 50,160
|
152
-1.4%
|
330.00
|
USD 50,160
|
|
|
2021-11-04 |
2021-11-02 |
S
Sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
153
-1.4%
327.50
USD 50,108
|
153
-1.4%
|
327.50
|
USD 50,108
|
|
|
2021-11-04 |
2021-11-02 |
S
Sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
154
-1.4%
325.00
USD 50,050
|
154
-1.4%
|
325.00
|
USD 50,050
|
|
|
2021-08-16 |
2021-08-13 |
PS
Planned sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
175
-1.6%
315.00
USD 55,125
|
175
-1.6%
|
315.00
|
USD 55,125
|
|
|
2021-05-10 |
2021-05-07 |
PS
Planned sale
|
BRADLEY WILLIAM PATRICK III
EVP, Fund Services
Officer
|
1,000
-6.6%
278.25
USD 278,250
|
1,000
-6.6%
|
278.25
|
USD 278,250
|
|
|
2020-08-14 |
2020-08-13 |
PS
Planned sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
100
-0.6%
145.77
USD 14,577
|
100
-0.6%
|
145.77
|
USD 14,577
|
|
|
2020-08-14 |
2020-08-13 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
110
-0.6%
144.61
USD 15,907
|
110
-0.6%
|
144.61
|
USD 15,907
|
|
|
2020-08-14 |
2020-08-13 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
1,714
-8.7%
143.22
USD 245,479
|
1,714
-8.7%
|
143.22
|
USD 245,479
|
|
|
2020-08-14 |
2020-08-13 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
4,294
-17.9%
142.45
USD 611,680
|
4,294
-17.9%
|
142.45
|
USD 611,680
|
|
|
2020-08-14 |
2020-08-13 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
3,782
-13.6%
141.52
USD 535,229
|
3,782
-13.6%
|
141.52
|
USD 535,229
|
|
|
2020-08-14 |
2020-08-12 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
500
-1.8%
147.56
USD 73,780
|
500
-1.8%
|
147.56
|
USD 73,780
|
|
|
2020-08-14 |
2020-08-12 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
800
-2.8%
146.72
USD 117,376
|
800
-2.8%
|
146.72
|
USD 117,376
|
|
|
2020-08-14 |
2020-08-12 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
1,295
-4.3%
144.53
USD 187,166
|
1,295
-4.3%
|
144.53
|
USD 187,166
|
|
|
2020-08-14 |
2020-08-12 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
3,215
-9.6%
143.67
USD 461,899
|
3,215
-9.6%
|
143.67
|
USD 461,899
|
|
|
2020-08-14 |
2020-08-12 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
4,190
-11.1%
142.84
USD 598,500
|
4,190
-11.1%
|
142.84
|
USD 598,500
|
|
|
2019-12-26 |
2019-12-23 |
S
Sale
|
TREANOR MARK C
Non-Executive Director
|
1
-0.0%
123.73
USD 124
|
1
-0.0%
|
123.73
|
USD 124
|
|
|
2016-10-31 |
2016-10-27 |
S
Sale
|
BANK OF MONTREAL /CAN/
Large shareholder
|
1,727,746
-100.0%
93.50
USD 161,544,251
|
1,727,746
-100.0%
|
93.50
|
USD 161,544,251
|
|
|
2014-09-05 |
2014-09-05 |
B
Purchase
|
Angerthal Michael A
EVP, Chief Financial Officer
Officer
|
135
+0.4%
179.77
USD 24,269
|
135
+0.4%
|
179.77
|
USD 24,269
|
|
|
2013-12-17 |
2013-12-17 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
308
-1.2%
203.99
USD 62,829
|
308
-1.2%
|
203.99
|
USD 62,829
|
|
|
2013-12-17 |
2013-12-16 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
767
-2.8%
203.43
USD 156,032
|
767
-2.8%
|
203.43
|
USD 156,032
|
|
|
2013-12-17 |
2013-12-16 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
751
-2.7%
202.67
USD 152,203
|
751
-2.7%
|
202.67
|
USD 152,203
|
|
|
2013-12-17 |
2013-12-16 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
732
-2.6%
205.82
USD 150,661
|
732
-2.6%
|
205.82
|
USD 150,661
|
|
|
2012-12-18 |
2012-12-17 |
S
Sale
|
TREANOR MARK C
Non-Executive Director
|
40
-0.2%
118.70
USD 4,748
|
40
-0.2%
|
118.70
|
USD 4,748
|
|
|
2012-12-04 |
2012-12-04 |
S
Sale
|
BAIO JAMES R
Non-Executive Director
|
1,000
-9.1%
114.02
USD 114,020
|
1,000
-9.1%
|
114.02
|
USD 114,020
|
|
|
2012-12-04 |
2012-12-04 |
S
Sale
|
SWAN EDWARD M JR
Non-Executive Director
|
300
-2.5%
115.16
USD 34,548
|
300
-2.5%
|
115.16
|
USD 34,548
|
|
|
2012-12-04 |
2012-12-04 |
S
Sale
|
SWAN EDWARD M JR
Non-Executive Director
|
582
-4.6%
115.13
USD 67,006
|
582
-4.6%
|
115.13
|
USD 67,006
|
|
|
2012-12-04 |
2012-12-04 |
S
Sale
|
SWAN EDWARD M JR
Non-Executive Director
|
99
-0.8%
115.12
USD 11,397
|
99
-0.8%
|
115.12
|
USD 11,397
|
|
|
2012-12-04 |
2012-12-04 |
S
Sale
|
SWAN EDWARD M JR
Non-Executive Director
|
19
-0.2%
115.10
USD 2,187
|
19
-0.2%
|
115.10
|
USD 2,187
|
|
|
2012-12-04 |
2012-11-30 |
S
Sale
|
BAIO JAMES R
Non-Executive Director
|
407
-3.6%
113.16
USD 46,056
|
407
-3.6%
|
113.16
|
USD 46,056
|
|
|
2012-12-04 |
2012-11-30 |
S
Sale
|
BAIO JAMES R
Non-Executive Director
|
500
-4.2%
114.38
USD 57,190
|
500
-4.2%
|
114.38
|
USD 57,190
|
|
|
2012-12-04 |
2012-11-30 |
S
Sale
|
COFFEY DIANE M
Non-Executive Director
|
1,000
-9.4%
14.00
USD 13,997
|
1,000
-9.4%
|
14.00
|
USD 13,997
|
|
|
2012-12-04 |
2012-11-30 |
S
Sale
|
BAIO JAMES R
Non-Executive Director
|
93
-0.8%
114.20
USD 10,621
|
93
-0.8%
|
114.20
|
USD 10,621
|
|
|
2012-12-04 |
2012-11-30 |
S
Sale
|
WALTMAN FRANCIS G
EVP, Product Management
Officer
|
2,300
-9.2%
113.02
USD 259,946
|
2,300
-9.2%
|
113.02
|
USD 259,946
|
|
|
2012-12-03 |
2012-11-29 |
S
Sale
|
Fleming Susan S.
Non-Executive Director
|
2,000
-16.8%
113.62
USD 227,240
|
2,000
-16.8%
|
113.62
|
USD 227,240
|
|
|
2012-04-27 |
2012-04-25 |
S
Sale
|
BRADLEY WILLIAM PATRICK III
SVP, Fund Services
Officer
|
3,712
-31.8%
80.34
USD 298,222
|
3,712
-31.8%
|
80.34
|
USD 298,222
|
|
|
2012-03-19 |
2012-03-16 |
S
Sale
|
BRADLEY WILLIAM PATRICK III
SVP, Fund Services
Officer
|
1,253
-11.2%
80.94
USD 101,418
|
1,253
-11.2%
|
80.94
|
USD 101,418
|
|
|
2012-01-12 |
2012-01-10 |
S
Sale
|
THORP JEFFREY
Large shareholder
|
3,615
-1.0%
82.54
USD 298,375
|
3,615
-1.0%
|
82.54
|
USD 298,375
|
|
|
2012-01-12 |
2012-01-10 |
S
Sale
|
THORP JEFFREY
Large shareholder
|
1,130
-0.3%
82.87
USD 93,648
|
1,130
-0.3%
|
82.87
|
USD 93,648
|
|
|
2012-01-12 |
2012-01-10 |
S
Sale
|
THORP JEFFREY
Large shareholder
|
3,615
-1.0%
82.54
USD 298,375
|
3,615
-1.0%
|
82.54
|
USD 298,375
|
|
|
2012-01-12 |
2012-01-10 |
S
Sale
|
THORP JEFFREY
Large shareholder
|
1,130
-0.3%
82.87
USD 93,648
|
1,130
-0.3%
|
82.87
|
USD 93,648
|
|
|
2011-09-06 |
2011-09-02 |
B
Purchase
|
TREANOR MARK C
Non-Executive Director
|
60
+0.3%
58.44
USD 3,506
|
60
+0.3%
|
58.44
|
USD 3,506
|
|
|
2011-09-06 |
2011-09-02 |
B
Purchase
|
TREANOR MARK C
Non-Executive Director
|
1,000
+5.5%
58.59
USD 58,595
|
1,000
+5.5%
|
58.59
|
USD 58,595
|
|
|
2011-08-15 |
2011-08-12 |
B
Purchase
|
BAIO JAMES R
Non-Executive Director
|
500
+4.8%
61.84
USD 30,920
|
500
+4.8%
|
61.84
|
USD 30,920
|
|
|
2011-08-09 |
2011-08-08 |
B
Purchase
|
BAIO JAMES R
Non-Executive Director
|
500
+5.1%
57.51
USD 28,755
|
500
+5.1%
|
57.51
|
USD 28,755
|
|
|
2010-11-15 |
2010-11-15 |
B
Purchase
|
SWAN EDWARD M JR
Non-Executive Director
|
1,000
+10.5%
40.61
USD 40,610
|
1,000
+10.5%
|
40.61
|
USD 40,610
|
|
|
2010-11-15 |
2010-11-12 |
B
Purchase
|
Cabrera Susan F
Non-Executive Director
|
1,000
+11.4%
38.94
USD 38,940
|
1,000
+11.4%
|
38.94
|
USD 38,940
|
|
|
2010-11-12 |
2010-11-12 |
B
Purchase
|
TREANOR MARK C
Non-Executive Director
|
5,000
+42.9%
38.99
USD 194,950
|
5,000
+42.9%
|
38.99
|
USD 194,950
|
|
|
2010-11-12 |
2010-11-12 |
B
Purchase
|
SWAN EDWARD M JR
Non-Executive Director
|
1,500
+18.7%
38.97
USD 58,455
|
1,500
+18.7%
|
38.97
|
USD 58,455
|
|
|
2010-11-10 |
2010-11-09 |
B
Purchase
|
HOLT TIMOTHY A
Non-Executive Director
|
6,400
+51.8%
39.45
USD 252,480
|
6,400
+51.8%
|
39.45
|
USD 252,480
|
|
|
2010-11-10 |
2010-11-08 |
B
Purchase
|
HOLT TIMOTHY A
Non-Executive Director
|
3,600
+41.1%
39.53
USD 142,308
|
3,600
+41.1%
|
39.53
|
USD 142,308
|
|
|
2009-06-05 |
2009-06-03 |
B
Purchase
|
NEAMTZ J STEVEN
EVP, Retail Distribution
Officer
|
5,000
+2500.0%
16.16
USD 80,800
|
5,000
+2500.0%
|
16.16
|
USD 80,800
|
|
