|
2020-09-23 |
2020-09-23 |
B
Purchase
|
RUFRANO GLENN J
Chief Executive Officer
Executive Director
|
40,000
+1.2%
6.33
USD 253,152
|
40,000
+1.2%
|
6.33
|
USD 253,152
|
|
|
2019-09-17 |
2019-09-17 |
S
Sale
|
Roberts Thomas W
See Remarks
|
25,000
-7.6%
9.87
USD 246,750
|
25,000
-7.6%
|
9.87
|
USD 246,750
|
|
|
2018-08-08 |
2018-08-07 |
S
Sale
|
Brandon Gavin
SVP & Chief Accounting Officer
Officer
|
14,257
-40.2%
7.68
USD 109,508
|
14,257
-40.2%
|
7.68
|
USD 109,508
|
|
|
2018-08-08 |
2018-08-06 |
S
Sale
|
Brandon Gavin
SVP & Chief Accounting Officer
Officer
|
6,620
-15.7%
7.68
USD 50,842
|
6,620
-15.7%
|
7.68
|
USD 50,842
|
|
|
2017-05-23 |
2017-05-22 |
B
Purchase
|
Miller William Craig Jr.
See Remarks
Officer
|
12,725
+6.0%
7.86
USD 100,019
|
12,725
+6.0%
|
7.86
|
USD 100,019
|
|
|
2017-05-18 |
2017-05-17 |
B
Purchase
|
MCDOWELL PAUL H
See Remarks
Officer
|
7,000
+2.5%
7.51
USD 52,542
|
7,000
+2.5%
|
7.51
|
USD 52,542
|
|
|
2017-05-17 |
2017-05-16 |
B
Purchase
|
Richardson Julie
Non-Executive Director
|
15,000
+30.0%
7.46
USD 111,900
|
15,000
+30.0%
|
7.46
|
USD 111,900
|
|
|
2017-05-16 |
2017-05-15 |
B
Purchase
|
Roberts Thomas W
See Remarks
Officer
|
15,000
+2.6%
7.60
USD 113,955
|
15,000
+2.6%
|
7.60
|
USD 113,955
|
|
|
2017-05-08 |
2017-05-08 |
B
Purchase
|
RUFRANO GLENN J
Chief Executive Officer
Executive Director
|
32,000
+1.7%
7.81
USD 249,920
|
32,000
+1.7%
|
7.81
|
USD 249,920
|
|
|
2017-05-08 |
2017-05-05 |
B
Purchase
|
FRATER HUGH R
Non-Executive Director
|
10,000
+16.1%
7.81
USD 78,090
|
10,000
+16.1%
|
7.81
|
USD 78,090
|
|
|
2016-06-09 |
2016-06-08 |
S
Sale
|
Roberts Thomas W
See Remarks
Officer
|
100,000
-17.5%
9.82
USD 982,000
|
100,000
-17.5%
|
9.82
|
USD 982,000
|
|
|
2015-12-16 |
2015-12-14 |
B
Purchase
|
MCDOWELL PAUL H
See Remarks
Officer
|
6,000
+9.3%
7.93
USD 47,578
|
6,000
+9.3%
|
7.93
|
USD 47,578
|
|
|
2015-11-16 |
2015-11-12 |
B
Purchase
|
Pinover Eugene A
Non-Executive Director
|
12,300
+136.7%
8.12
USD 99,815
|
12,300
+136.7%
|
8.12
|
USD 99,815
|
|
|
2015-11-12 |
2015-11-10 |
B
Purchase
|
Bartolotta Michael J.
See Remarks
Officer
|
30,500
+35.3%
8.06
USD 245,830
|
30,500
+35.3%
|
8.06
|
USD 245,830
|
|
|
2015-09-14 |
2015-09-11 |
B
Purchase
|
FRATER HUGH R
Non-Executive Director
|
3,275
+5.6%
7.90
USD 25,873
|
3,275
+5.6%
|
7.90
|
USD 25,873
|
|
|
2015-09-14 |
2015-09-11 |
B
Purchase
|
FRATER HUGH R
Non-Executive Director
|
27,725
+89.4%
7.91
USD 219,305
|
27,725
+89.4%
|
7.91
|
USD 219,305
|
|
|
2015-09-02 |
2015-08-31 |
S
Sale
|
Stanley William G
Non-Executive Director
|
53,184
-46.6%
8.24
USD 438,023
|
53,184
-46.6%
|
8.24
|
USD 438,023
|
|
|
2015-08-27 |
2015-08-25 |
B
Purchase
|
FRATER HUGH R
Non-Executive Director
|
31,000
+inf%
8.04
USD 249,234
|
31,000
+inf%
|
8.04
|
USD 249,234
|
|
|
2015-08-25 |
2015-08-24 |
B
Purchase
|
RUFRANO GLENN J
Chief Executive Officer
Executive Director
|
120,000
+19.1%
8.19
USD 982,800
|
120,000
+19.1%
|
8.19
|
USD 982,800
|
|
|
2015-08-11 |
2015-08-07 |
B
Purchase
|
Richardson Julie
Non-Executive Director
|
17,400
+144.4%
8.59
USD 149,388
|
17,400
+144.4%
|
8.59
|
USD 149,388
|
|
|
2014-07-11 |
2014-07-11 |
B
Purchase
|
Stanley William G
Non-Executive Director
|
10,000
+10.9%
12.66
USD 126,588
|
10,000
+10.9%
|
12.66
|
USD 126,588
|
|
|
2014-06-26 |
2014-06-25 |
B
Purchase
|
Stanley William G
Non-Executive Director
|
18,000
+24.3%
12.39
USD 222,970
|
18,000
+24.3%
|
12.39
|
USD 222,970
|
|
|
2014-06-25 |
2014-06-25 |
B
Purchase
|
Silfen Richard A
EVP AND GENERAL COUNSEL
Officer
|
4,850
+inf%
12.34
USD 59,842
|
4,850
+inf%
|
12.34
|
USD 59,842
|
|
|
2014-06-11 |
2014-06-11 |
B
Purchase
|
Silfen Richard A
EVP AND GENERAL COUNSEL
Officer
|
7,500
+33.6%
11.80
USD 88,484
|
7,500
+33.6%
|
11.80
|
USD 88,484
|
|
|
2014-10-22 |
2014-05-23 |
B
Purchase
|
Stanley William G
Non-Executive Director
|
24,000
+47.9%
12.35
USD 296,400
|
24,000
+47.9%
|
12.35
|
USD 296,400
|
|
|
2014-05-22 |
2014-05-21 |
B
Purchase
|
Bowman Scott J.
Non-Executive Director
|
10,000
+14.2%
12.27
USD 122,700
|
10,000
+14.2%
|
12.27
|
USD 122,700
|
|
|
2014-05-16 |
2014-05-16 |
B
Purchase
|
Bowman Scott J.
Non-Executive Director
|
10,000
+16.6%
13.08
USD 130,799
|
10,000
+16.6%
|
13.08
|
USD 130,799
|
|
|
2014-04-21 |
2014-04-21 |
B
Purchase
|
Weil Edward M Jr.
Non-Executive Director
|
7,500
+4.0%
13.28
USD 99,593
|
7,500
+4.0%
|
13.28
|
USD 99,593
|
|
|
2014-03-28 |
2014-03-28 |
B
Purchase
|
Weil Edward M Jr.
Non-Executive Director
|
10,000
+5.6%
13.80
USD 138,000
|
10,000
+5.6%
|
13.80
|
USD 138,000
|
|
|
2014-03-28 |
2014-03-28 |
B
Purchase
|
Beeson Lisa
COO
Officer
|
3,500
+5.4%
13.88
USD 48,566
|
3,500
+5.4%
|
13.88
|
USD 48,566
|
|
|
2014-03-28 |
2014-03-27 |
B
Purchase
|
SCHORSCH NICHOLAS S
Chairman of the BoD and CEO
Executive Director
|
50,000
+1.4%
13.78
USD 688,790
|
50,000
+1.4%
|
13.78
|
USD 688,790
|
|
|
2014-03-28 |
2014-03-27 |
B
Purchase
|
KAY DAVID S
President
Officer
|
15,000
+6.0%
13.78
USD 206,699
|
15,000
+6.0%
|
13.78
|
USD 206,699
|
|
|
2014-03-28 |
2014-03-27 |
B
Purchase
|
BLOCK BRIAN S
EVP, Treas, Secy and CFO
Officer
|
20,000
+2.2%
13.80
USD 276,000
|
20,000
+2.2%
|
13.80
|
USD 276,000
|
|
|
2014-03-28 |
2014-03-27 |
B
Purchase
|
KAHANE WILLIAM M
Non-Executive Director
|
25,000
+5.3%
13.78
USD 344,395
|
25,000
+5.3%
|
13.78
|
USD 344,395
|
|
|
2014-01-30 |
2014-01-28 |
B
Purchase
|
MICHELSON LESLIE D
Non-Executive Director
|
700
+50.0%
13.94
USD 9,758
|
700
+50.0%
|
13.94
|
USD 9,758
|
|
|
2014-01-21 |
2014-01-17 |
B
Purchase
|
MICHELSON LESLIE D
Non-Executive Director
|
1,400
+inf%
13.48
USD 18,872
|
1,400
+inf%
|
13.48
|
USD 18,872
|
|
|
2014-01-21 |
2014-01-17 |
B
Purchase
|
MICHELSON LESLIE D
Non-Executive Director
|
5,500
+12.0%
13.54
USD 74,469
|
5,500
+12.0%
|
13.54
|
USD 74,469
|
|
|
2014-01-16 |
2014-01-14 |
B
Purchase
|
BLOCK BRIAN S
EVP, Treas, Secy and CFO
Officer
|
4,000
+inf%
20.59
USD 82,360
|
4,000
+inf%
|
20.59
|
USD 82,360
|
|
|
2014-01-10 |
2014-01-10 |
B
Purchase
|
Bowman Scott J.
Non-Executive Director
|
3,000
+inf%
20.42
USD 61,260
|
3,000
+inf%
|
20.42
|
USD 61,260
|
|
|
2014-01-10 |
2014-01-10 |
B
Purchase
|
Bowman Scott J.
Non-Executive Director
|
2,000
+inf%
20.42
USD 40,840
|
2,000
+inf%
|
20.42
|
USD 40,840
|
|
|
2014-01-09 |
2014-01-09 |
B
Purchase
|
SCHORSCH NICHOLAS S
Chairman of BoD and CEO
Executive Director
|
9,790
+118.6%
20.39
USD 199,579
|
9,790
+118.6%
|
20.39
|
USD 199,579
|
|
|
2014-01-09 |
2014-01-09 |
B
Purchase
|
BLOCK BRIAN S
EVP, Treas, Secy and CFO
Officer
|
5,000
+3144.7%
20.34
USD 101,683
|
5,000
+3144.7%
|
20.34
|
USD 101,683
|
|
|
2014-01-09 |
2014-01-09 |
B
Purchase
|
SCHORSCH NICHOLAS S
Chairman of BoD and CEO
Executive Director
|
4,900
+146.1%
20.34
USD 99,649
|
4,900
+146.1%
|
20.34
|
USD 99,649
|
|
|
2014-01-09 |
2014-01-09 |
B
Purchase
|
Weil Edward M Jr.
Non-Executive Director
|
4,900
+2634.4%
20.34
USD 99,649
|
4,900
+2634.4%
|
20.34
|
USD 99,649
|
|
|
2014-01-09 |
2014-01-09 |
B
Purchase
|
KAHANE WILLIAM M
Non-Executive Director
|
4,900
+687.2%
20.34
USD 99,649
|
4,900
+687.2%
|
20.34
|
USD 99,649
|
|
|
2014-01-09 |
2014-01-09 |
B
Purchase
|
Budko Peter M
EVP & Chief Investment Officer
Officer
|
5,000
+578.0%
20.36
USD 101,803
|
5,000
+578.0%
|
20.36
|
USD 101,803
|
|
|
2014-01-09 |
2014-01-09 |
B
Purchase
|
KAY DAVID S
President
Officer
|
7,500
+inf%
20.34
USD 152,567
|
7,500
+inf%
|
20.34
|
USD 152,567
|
|
|
2014-01-06 |
2013-12-30 |
B
Purchase
|
Bowman Scott J.
Non-Executive Director
|
10,000
+inf%
12.75
USD 127,500
|
10,000
+inf%
|
12.75
|
USD 127,500
|
|
|
2013-11-18 |
2013-11-18 |
B
Purchase
|
Budko Peter M
EVP & CIO
Officer
|
7,071
+1.9%
13.20
USD 93,337
|
7,071
+1.9%
|
13.20
|
USD 93,337
|
|
|
2013-11-18 |
2013-11-18 |
B
Purchase
|
Budko Peter M
EVP & CIO
Officer
|
12,929
+3.5%
13.17
USD 170,275
|
12,929
+3.5%
|
13.17
|
USD 170,275
|
|
|
2013-11-18 |
2013-11-18 |
B
Purchase
|
Beeson Lisa
COO
Officer
|
7,500
+inf%
13.19
USD 98,900
|
7,500
+inf%
|
13.19
|
USD 98,900
|
|
|
2013-11-15 |
2013-11-15 |
B
Purchase
|
Weil Edward M Jr.
Pres., Treas, Secy & Dir
Executive Director
|
15,000
+14.1%
13.24
USD 198,645
|
15,000
+14.1%
|
13.24
|
USD 198,645
|
|
|
2013-11-15 |
2013-11-15 |
B
Purchase
|
SCHORSCH NICHOLAS S
Chairman of the BoD and CEO
Executive Director
|
30,000
+2.3%
13.24
USD 397,290
|
30,000
+2.3%
|
13.24
|
USD 397,290
|
|
|
2013-08-23 |
2013-08-20 |
B
Purchase
|
Jones Brian D
Chief Operating Officer
Officer
|
5,000
+5.6%
13.05
USD 65,250
|
5,000
+5.6%
|
13.05
|
USD 65,250
|
|
|
2013-08-09 |
2013-08-09 |
B
Purchase
|
Budko Peter M
EVP & Chief Investment Officer
Officer
|
50,000
+15.9%
13.73
USD 686,655
|
50,000
+15.9%
|
13.73
|
USD 686,655
|
|
|
2013-08-09 |
2013-08-09 |
B
Purchase
|
KAHANE WILLIAM M
Non-Executive Director
|
50,000
+15.4%
13.73
USD 686,655
|
50,000
+15.4%
|
13.73
|
USD 686,655
|
|
|
2013-08-09 |
2013-08-09 |
B
Purchase
|
BLOCK BRIAN S
EVP & CFO
Officer
|
25,000
+38.4%
13.73
USD 343,328
|
25,000
+38.4%
|
13.73
|
USD 343,328
|
|
|
2013-08-09 |
2013-08-09 |
B
Purchase
|
SCHORSCH NICHOLAS S
Chairman of the BoD and CEO
Executive Director
|
50,000
+4.0%
13.73
USD 686,655
|
50,000
+4.0%
|
13.73
|
USD 686,655
|
|
|
2013-08-09 |
2013-08-09 |
B
Purchase
|
Weil Edward M Jr.
Pres., Treas, Secy & Dir
Executive Director
|
25,000
+30.6%
13.73
USD 343,328
|
25,000
+30.6%
|
13.73
|
USD 343,328
|
|
|
2013-04-11 |
2013-04-11 |
B
Purchase
|
Jones Brian D
Chief Operating Officer
Officer
|
2,000
+10.2%
15.56
USD 31,120
|
2,000
+10.2%
|
15.56
|
USD 31,120
|
|
|
2013-04-11 |
2013-04-11 |
B
Purchase
|
BLOCK BRIAN S
EVP & CFO
Officer
|
10,000
+18.2%
15.69
USD 156,871
|
10,000
+18.2%
|
15.69
|
USD 156,871
|
|
|
2013-04-11 |
2013-04-11 |
B
Purchase
|
SCHORSCH NICHOLAS S
Chairman of the BoD and CEO
Executive Director
|
30,000
+2.5%
15.69
USD 470,613
|
30,000
+2.5%
|
15.69
|
USD 470,613
|
|
|
2013-04-11 |
2013-04-11 |
B
Purchase
|
KAHANE WILLIAM M
Non-Executive Director
|
30,000
+10.5%
15.69
USD 470,613
|
30,000
+10.5%
|
15.69
|
USD 470,613
|
|
|
2013-04-11 |
2013-04-11 |
B
Purchase
|
Budko Peter M
EVP & Chief Investment Officer
Officer
|
30,001
+10.5%
15.69
USD 470,629
|
30,001
+10.5%
|
15.69
|
USD 470,629
|
|
|
2013-04-11 |
2013-04-11 |
B
Purchase
|
Jones Brian D
Chief Operating Officer
Officer
|
1,000
+5.4%
15.57
USD 15,572
|
1,000
+5.4%
|
15.57
|
USD 15,572
|
|
|
2013-04-11 |
2013-04-11 |
B
Purchase
|
Weil Edward M Jr.
Pres., Treas, Secy & Dir
Executive Director
|
10,000
+13.9%
15.69
USD 156,871
|
10,000
+13.9%
|
15.69
|
USD 156,871
|
|
|
2013-03-04 |
2013-03-04 |
B
Purchase
|
Jones Brian D
Chief Operating Officer
Officer
|
2,000
+inf%
12.64
USD 25,280
|
2,000
+inf%
|
12.64
|
USD 25,280
|
|
|
2013-03-04 |
2013-03-04 |
B
Purchase
|
KAHANE WILLIAM M
Non-Executive Director
|
50,000
+inf%
12.56
USD 627,875
|
50,000
+inf%
|
12.56
|
USD 627,875
|
|
|
2013-03-04 |
2013-03-04 |
B
Purchase
|
SCHORSCH NICHOLAS S
See Remarks
Executive Director
|
50,000
+inf%
12.56
USD 627,875
|
50,000
+inf%
|
12.56
|
USD 627,875
|
|
|
2013-03-04 |
2013-03-04 |
B
Purchase
|
Weil Edward M Jr.
Pres., Treas, Secy & Dir
Executive Director
|
7,800
+inf%
12.82
USD 100,003
|
7,800
+inf%
|
12.82
|
USD 100,003
|
|
|
2013-03-18 |
2013-01-23 |
S
Sale
|
SCHORSCH NICHOLAS S
Chairman of the BoD and CEO
Executive Director
|
26,043
-100.0%
13.91
USD 362,258
|
26,043
-100.0%
|
13.91
|
USD 362,258
|
|
|
2013-03-18 |
2013-01-23 |
S
Sale
|
AR Capital, LLC
|
26,043
-100.0%
13.91
USD 362,258
|
26,043
-100.0%
|
13.91
|
USD 362,258
|
|
|
2013-03-18 |
2013-01-22 |
S
Sale
|
SCHORSCH NICHOLAS S
Chairman of the BoD and CEO
Executive Director
|
39,686
-60.4%
13.85
USD 549,651
|
39,686
-60.4%
|
13.85
|
USD 549,651
|
|
|
2013-03-18 |
2013-01-22 |
S
Sale
|
AR Capital, LLC
|
39,686
-60.4%
13.85
USD 549,651
|
39,686
-60.4%
|
13.85
|
USD 549,651
|
|
|
2013-03-18 |
2013-01-18 |
S
Sale
|
SCHORSCH NICHOLAS S
Chairman of the BoD and CEO
Executive Director
|
84,737
-56.3%
13.83
USD 1,171,913
|
84,737
-56.3%
|
13.83
|
USD 1,171,913
|
|
