|
2010-04-21 |
2010-04-21 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,000
-1.3%
4.15
USD 20,752
|
5,000
-1.3%
|
4.15
|
USD 20,752
|
|
|
2010-04-21 |
2010-04-20 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,000
-1.2%
4.15
USD 20,750
|
5,000
-1.2%
|
4.15
|
USD 20,750
|
|
|
2010-04-16 |
2010-04-15 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
1,300
-0.3%
4.22
USD 5,486
|
1,300
-0.3%
|
4.22
|
USD 5,486
|
|
|
2010-04-16 |
2010-04-14 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
8,700
-2.1%
4.23
USD 36,791
|
8,700
-2.1%
|
4.23
|
USD 36,791
|
|
|
2010-04-09 |
2010-04-06 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,000
-1.2%
4.15
USD 20,750
|
5,000
-1.2%
|
4.15
|
USD 20,750
|
|
|
2010-03-26 |
2010-03-26 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
300
-0.1%
4.10
USD 1,230
|
300
-0.1%
|
4.10
|
USD 1,230
|
|
|
2010-03-24 |
2010-03-23 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
1,441
-0.3%
4.10
USD 5,910
|
1,441
-0.3%
|
4.10
|
USD 5,910
|
|
|
2010-03-10 |
2010-03-08 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
800
-0.2%
4.10
USD 3,280
|
800
-0.2%
|
4.10
|
USD 3,280
|
|
|
2010-03-01 |
2010-03-01 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
10,000
-2.4%
4.10
USD 41,000
|
10,000
-2.4%
|
4.10
|
USD 41,000
|
|
|
2010-02-25 |
2010-02-25 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,485
-1.3%
4.10
USD 22,489
|
5,485
-1.3%
|
4.10
|
USD 22,489
|
|
|
2010-02-25 |
2010-02-24 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
4,515
-1.0%
4.10
USD 18,512
|
4,515
-1.0%
|
4.10
|
USD 18,512
|
|
|
2009-11-10 |
2009-11-09 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
200
+0.1%
4.85
USD 970
|
200
+0.1%
|
4.85
|
USD 970
|
|
|
2009-11-10 |
2009-11-09 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
4,800
+1.4%
4.92
USD 23,616
|
4,800
+1.4%
|
4.92
|
USD 23,616
|
|
|
2009-11-10 |
2009-11-09 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
12,000
+3.5%
4.83
USD 58,000
|
12,000
+3.5%
|
4.83
|
USD 58,000
|
|
|
2009-09-04 |
2009-09-04 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
4,123
-100.0%
4.33
USD 17,844
|
4,123
-100.0%
|
4.33
|
USD 17,844
|
|
|
2009-08-07 |
2009-08-05 |
S
Sale
|
Conacher Lionel F.
President and COO
Officer
|
175,000
-34.6%
4.00
USD 700,000
|
175,000
-34.6%
|
4.00
|
USD 700,000
|
|
|
2009-07-21 |
2009-07-20 |
S
Sale
|
Gay Keith
Head of Research
Officer
|
3,000
-2.5%
5.00
USD 15,000
|
3,000
-2.5%
|
5.00
|
USD 15,000
|
|
|
2009-07-06 |
2009-07-02 |
S
Sale
|
Stais Anthony V
Head of Trading
Officer
|
5,000
-2.4%
6.10
USD 30,500
|
5,000
-2.4%
|
6.10
|
USD 30,500
|
|
|
2009-07-06 |
2009-07-01 |
S
Sale
|
Stais Anthony V
Head of Trading
Officer
|
15,797
-7.1%
6.11
USD 96,483
|
15,797
-7.1%
|
6.11
|
USD 96,483
|
|
|
2009-06-29 |
2009-06-25 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
9,600
-2.4%
5.75
USD 55,200
|
9,600
-2.4%
|
5.75
|
USD 55,200
|
|
|
2009-06-29 |
2009-06-24 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,400
-1.3%
5.78
USD 31,220
|
5,400
-1.3%
|
5.78
|
USD 31,220
|
|
|
2009-06-18 |
2009-06-17 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
5,000
-1.2%
5.75
USD 28,750
|
5,000
-1.2%
|
5.75
|
USD 28,750
|
|
|
2009-06-18 |
2009-06-17 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
4,785
-1.1%
5.42
USD 25,917
|
4,785
-1.1%
|
5.42
|
USD 25,917
|
|
|
2009-06-18 |
2009-06-16 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
15,215
-3.5%
5.42
USD 82,449
|
15,215
-3.5%
|
5.42
|
USD 82,449
|
|
|
2009-05-11 |
2009-05-11 |
S
Sale
|
Slivon Paul C
Chmn Wealth Mgmt
Officer
|
7,000
-1.6%
5.50
USD 38,500
|
7,000
-1.6%
|
5.50
|
USD 38,500
|
|
|
2009-04-03 |
2009-04-03 |
S
Sale
|
Slivon Paul C
Non-Executive Director
|
11,999
-2.7%
4.26
USD 51,074
|
11,999
-2.7%
|
4.26
|
USD 51,074
|
|
|
2009-03-18 |
2009-03-17 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
1,225
-100.0%
4.00
USD 4,900
|
1,225
-100.0%
|
4.00
|
USD 4,900
|
|
|
2009-03-18 |
2009-03-16 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
2,000
-62.0%
4.00
USD 8,004
|
2,000
-62.0%
|
4.00
|
USD 8,004
|
|
|
2009-03-13 |
2009-03-13 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
1,589
-33.0%
4.00
USD 6,356
|
1,589
-33.0%
|
4.00
|
USD 6,356
|
|
|
2009-03-13 |
2009-03-12 |
S
Sale
|
Carbeau Thomas
Head Institutional Sales
Officer
|
1,666
-25.7%
4.00
USD 6,664
|
1,666
-25.7%
|
4.00
|
USD 6,664
|
|
|
2009-03-13 |
2009-03-09 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
5,000
+0.2%
2.62
USD 13,100
|
5,000
+0.2%
|
2.62
|
USD 13,100
|
|
|
2009-02-20 |
2009-02-20 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
3,900
+0.2%
3.00
USD 11,700
|
3,900
+0.2%
|
3.00
|
USD 11,700
|
|
|
2009-02-20 |
2009-02-18 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
8,400
+0.3%
3.25
USD 27,300
|
8,400
+0.3%
|
3.25
|
USD 27,300
|
|
|
2009-02-20 |
2009-02-18 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
10,565
+3.6%
3.45
USD 36,461
|
10,565
+3.6%
|
3.45
|
USD 36,461
|
|
|
2009-02-18 |
2009-02-17 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
35,000
+1.4%
3.24
USD 113,544
|
35,000
+1.4%
|
3.24
|
USD 113,544
|
|
|
2009-02-18 |
2009-02-13 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
35,000
+1.4%
3.35
USD 117,250
|
35,000
+1.4%
|
3.35
|
USD 117,250
|
|
|
2009-01-05 |
2008-12-31 |
S
Sale
|
Carbeau Thomas
Head of Institutional Sales
Officer
|
6,348
-100.0%
4.17
USD 26,441
|
6,348
-100.0%
|
4.17
|
USD 26,441
|
|
|
2008-05-23 |
2008-05-22 |
B
Purchase
|
Stais Anthony V
Head of Trading
Officer
|
9,990
+4.7%
6.00
USD 59,954
|
9,990
+4.7%
|
6.00
|
USD 59,954
|
|
|
2008-05-23 |
2008-05-22 |
B
Purchase
|
Stanley Shaugn
Chief Financial Officer
Officer
|
16,278
+19.4%
6.02
USD 97,974
|
16,278
+19.4%
|
6.02
|
USD 97,974
|
|
|
2008-05-16 |
2008-05-15 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
4,500
+1.6%
5.84
USD 26,278
|
4,500
+1.6%
|
5.84
|
USD 26,278
|
|
|
2008-05-16 |
2008-05-15 |
B
Purchase
|
Conacher Lionel F.
President and COO
Officer
|
5,500
+1.9%
5.84
USD 32,118
|
5,500
+1.9%
|
5.84
|
USD 32,118
|
|
|
2008-05-13 |
2008-05-13 |
B
Purchase
|
McLeod William
Co-Dir. of Invest. Banking
Officer
|
9,000
+6.1%
5.46
USD 49,096
|
9,000
+6.1%
|
5.46
|
USD 49,096
|
|
|
2008-02-20 |
2008-02-20 |
B
Purchase
|
Conacher Lionel F.
President
Officer
|
3,000
+1.1%
9.13
USD 27,377
|
3,000
+1.1%
|
9.13
|
USD 27,377
|
|
|
2008-02-20 |
2008-02-20 |
B
Purchase
|
Conacher Lionel F.
President
Officer
|
40,000
+16.6%
9.13
USD 365,024
|
40,000
+16.6%
|
9.13
|
USD 365,024
|
|
|
2008-02-19 |
2008-02-15 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
20,000
+0.8%
8.79
USD 175,864
|
20,000
+0.8%
|
8.79
|
USD 175,864
|
|
|
2007-11-06 |
2007-11-06 |
B
Purchase
|
Barger Matthew R
Non-Executive Director
|
20,000
+inf%
13.18
USD 263,506
|
20,000
+inf%
|
13.18
|
USD 263,506
|
|
|
2007-08-03 |
2007-08-03 |
B
Purchase
|
WEISEL THOMAS W
Chairman and CEO
Executive Director
|
20,000
+0.8%
11.49
USD 229,700
|
20,000
+0.8%
|
11.49
|
USD 229,700
|
|
|
2007-08-03 |
2007-08-03 |
B
Purchase
|
Baylor David A
COO and CFO
Officer
|
5,000
+2.7%
11.49
USD 57,425
|
5,000
+2.7%
|
11.49
|
USD 57,425
|
|
|
2008-02-27 |
2007-02-22 |
B
Purchase
|
IRBY ALTON F III
Non-Executive Director
|
11,100
+37.0%
9.12
USD 101,193
|
11,100
+37.0%
|
9.12
|
USD 101,193
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Jorgensen Blake J
COO/Co-Dir, Investment Banking
Officer
|
108,299
-20.0%
22.00
USD 2,382,578
|
108,299
-20.0%
|
22.00
|
USD 2,382,578
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Manson Mark
Director of Research
Officer
|
103,547
-20.0%
22.00
USD 2,278,034
|
103,547
-20.0%
|
22.00
|
USD 2,278,034
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Baylor David A
Chief Administrative Officer
Officer
|
46,818
-20.0%
22.00
USD 1,029,996
|
46,818
-20.0%
|
22.00
|
USD 1,029,996
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Kitts Robert W
Co-Dir of Investment Banking
Officer
|
103,547
-20.0%
22.00
USD 2,278,034
|
103,547
-20.0%
|
22.00
|
USD 2,278,034
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Slivon Paul C
Dir of Institutional Sales
Officer
|
108,299
-20.0%
22.00
USD 2,382,578
|
108,299
-20.0%
|
22.00
|
USD 2,382,578
|
|
|
2006-05-18 |
2006-05-17 |
S
Sale
|
Heekin Timothy J
Co-Director of Trading
Officer
|
117,805
-20.0%
22.00
USD 2,591,710
|
117,805
-20.0%
|
22.00
|
USD 2,591,710
|
|
|
2006-02-08 |
2006-02-07 |
S
Sale
|
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM
Large shareholder
|
1,153,847
-60.0%
15.00
USD 17,307,705
|
1,153,847
-60.0%
|
15.00
|
USD 17,307,705
|
|
