2010-09-02 |
2010-07-01 |
S
Sale
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Advisor
|
4
-2.4%
12,364.40
USD 43,782
|
4
-2.4%
|
12,364.40
|
USD 43,782
|
|
2010-07-19 |
2010-03-01 |
B
Purchase
|
Leitner Michael E
Officer of Investment Advisor
Officer
|
21
+200.0%
14,030.87
USD 298,100
|
21
+200.0%
|
14,030.87
|
USD 298,100
|
|
2010-07-19 |
2010-03-01 |
S
Sale
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Advisor
|
21
-12.5%
14,030.87
USD 298,100
|
21
-12.5%
|
14,030.87
|
USD 298,100
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
1
+23.6%
7,389.15
USD 4,950
|
1
+23.6%
|
7,389.15
|
USD 4,950
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
4,060
+23.4%
7,389.15
USD 30,000,000
|
4,060
+23.4%
|
7,389.15
|
USD 30,000,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
2
+23.6%
7,389.15
USD 15,000
|
2
+23.6%
|
7,389.15
|
USD 15,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
32
+23.6%
7,389.15
USD 239,500
|
32
+23.6%
|
7,389.15
|
USD 239,500
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Davis Paul L
Chief Financial Officer
Officer
|
0
+23.7%
7,389.15
USD 3,000
|
0
+23.7%
|
7,389.15
|
USD 3,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
3
+23.7%
7,389.15
USD 20,000
|
3
+23.7%
|
7,389.15
|
USD 20,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Urrutia Pedro Martin
Chief Operating Officer
Officer
|
1
+23.7%
7,389.15
USD 5,000
|
1
+23.7%
|
7,389.15
|
USD 5,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
41
+23.6%
7,389.15
USD 300,000
|
41
+23.6%
|
7,389.15
|
USD 300,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
41
+23.6%
7,389.15
USD 300,000
|
41
+23.6%
|
7,389.15
|
USD 300,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
3
+23.7%
7,389.15
USD 20,000
|
3
+23.7%
|
7,389.15
|
USD 20,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
203
+23.6%
7,389.15
USD 1,500,000
|
203
+23.6%
|
7,389.15
|
USD 1,500,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
14
+23.6%
7,389.15
USD 100,000
|
14
+23.6%
|
7,389.15
|
USD 100,000
|
|
2009-01-07 |
2009-01-05 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
1,353
+23.6%
7,389.15
USD 10,000,000
|
1,353
+23.6%
|
7,389.15
|
USD 10,000,000
|
|
2008-10-15 |
2008-10-08 |
B
Purchase
|
Urrutia Pedro Martin
Chief Operating Officer
Officer
|
0
+19.6%
10,697.51
USD 5,000
|
0
+19.6%
|
10,697.51
|
USD 5,000
|
|
2008-10-14 |
2008-10-08 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
2,804
+19.5%
10,697.51
USD 30,000,015
|
2,804
+19.5%
|
10,697.51
|
USD 30,000,015
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
0
+19.5%
10,697.51
USD 4,950
|
0
+19.5%
|
10,697.51
|
USD 4,950
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
28
+19.5%
10,697.51
USD 300,000
|
28
+19.5%
|
10,697.51
|
USD 300,000
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
935
+19.5%
10,697.51
USD 10,000,032
|
935
+19.5%
|
10,697.51
|
USD 10,000,032
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
140
+19.5%
10,697.51
USD 1,500,001
|
140
+19.5%
|
10,697.51
|
USD 1,500,001
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
5
+3.5%
10,697.51
USD 50,000
|
5
+3.5%
|
10,697.51
|
USD 50,000
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
2
+19.6%
10,697.51
USD 20,000
|
2
+19.6%
|
10,697.51
|
USD 20,000
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
2
+19.6%
10,697.51
USD 20,000
|
2
+19.6%
|
10,697.51
|
USD 20,000
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
9
+19.5%
10,697.51
USD 100,000
|
9
+19.5%
|
10,697.51
|
USD 100,000
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Davis Paul L
Chief Financial Officer
Officer
|
0
+19.6%
10,697.51
USD 3,000
|
0
+19.6%
|
10,697.51
|
USD 3,000
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
28
+19.5%
10,697.51
USD 300,000
|
28
+19.5%
|
10,697.51
|
USD 300,000
|
|
2008-10-10 |
2008-10-08 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
1
+19.5%
10,697.51
USD 15,000
|
1
+19.5%
|
10,697.51
|
USD 15,000
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
2,131
+17.4%
14,080.81
USD 29,999,996
|
2,131
+17.4%
|
14,080.81
|
USD 29,999,996
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
Davis Paul L
Chief Compliance Officer
Officer
|
0
+17.5%
14,080.81
USD 3,001
|
0
+17.5%
|
14,080.81
|
USD 3,001
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
710
+17.4%
14,080.81
USD 10,000,050
|
710
+17.4%
|
14,080.81
|
USD 10,000,050
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
107
+17.4%
14,080.81
USD 1,499,999
|
107
+17.4%
|
14,080.81
|
USD 1,499,999
|
|
2008-08-04 |
2008-07-31 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
1
+17.5%
14,080.81
USD 20,000
|
1
+17.5%
|
14,080.81
|
USD 20,000
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
0
+19.2%
15,218.41
USD 4,951
|
0
+19.2%
|
15,218.41
|
USD 4,951
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
1,971
+19.2%
15,218.41
USD 29,999,992
|
1,971
+19.2%
|
15,218.41
|
USD 29,999,992
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Ardestani Peyman Saidi
CFO
Officer
|
0
+19.3%
15,218.41
USD 4,999
|
0
+19.3%
|
15,218.41
|
USD 4,999
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
1
+19.2%
15,218.41
USD 14,999
|
1
+19.2%
|
15,218.41
|
USD 14,999
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
7
+19.2%
15,218.41
USD 100,000
|
7
+19.2%
|
15,218.41
|
USD 100,000
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
20
+19.2%
15,218.41
USD 300,001
|
20
+19.2%
|
15,218.41
|
USD 300,001
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
657
+19.2%
15,218.41
USD 10,000,017
|
657
+19.2%
|
15,218.41
|
USD 10,000,017
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
99
+19.2%
15,218.41
USD 1,500,000
|
99
+19.2%
|
15,218.41
|
USD 1,500,000
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
1
+19.3%
15,218.41
USD 20,000
|
1
+19.3%
|
15,218.41
|
USD 20,000
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Davis Paul L
Chief Compliance Officer
Officer
|
0
+19.3%
15,218.41
USD 3,000
|
0
+19.3%
|
15,218.41
|
USD 3,000
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
20
+19.2%
15,218.41
USD 300,001
|
20
+19.2%
|
15,218.41
|
USD 300,001
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
1
+19.3%
15,218.41
USD 20,000
|
1
+19.3%
|
15,218.41
|
USD 20,000
|
|
2008-01-02 |
2007-12-28 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
16
+19.2%
15,218.41
USD 239,500
|
16
+19.2%
|
15,218.41
|
USD 239,500
|
|
2007-12-03 |
2007-12-03 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
1,955
+0.4%
15,343.53
USD 30,000,001
|
1,955
+0.4%
|
15,343.53
|
USD 30,000,001
|
|
2007-12-03 |
2007-12-03 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
0
0.00
USD 0
|
0
|
0.00
|
USD 0
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
0
+23.5%
15,343.53
USD 4,950
|
0
+23.5%
|
15,343.53
|
USD 4,950
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
20
+23.5%
15,343.53
USD 300,000
|
20
+23.5%
|
15,343.53
|
USD 300,000
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
652
+23.5%
15,343.53
USD 9,999,992
|
652
+23.5%
|
15,343.53
|
USD 9,999,992
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
1
+23.6%
15,343.53
USD 20,000
|
1
+23.6%
|
15,343.53
|
USD 20,000
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
1
+23.6%
15,343.53
USD 20,000
|
1
+23.6%
|
15,343.53
|
USD 20,000
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
1
+23.5%
15,343.53
USD 15,000
|
1
+23.5%
|
15,343.53
|
USD 15,000
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
7
+23.5%
15,343.53
USD 100,000
|
7
+23.5%
|
15,343.53
|
USD 100,000
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
16
+23.5%
15,343.53
USD 239,500
|
16
+23.5%
|
15,343.53
|
USD 239,500
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Ardestani Peyman Saidi
CFO
Officer
|
0
+23.6%
15,343.53
USD 5,000
|
0
+23.6%
|
15,343.53
|
USD 5,000
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
Davis Paul L
Chief Compliance Officer
Officer
|
0
+23.6%
15,343.53
USD 3,000
|
0
+23.6%
|
15,343.53
|
USD 3,000
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
98
+23.5%
15,343.53
USD 1,500,000
|
98
+23.5%
|
15,343.53
|
USD 1,500,000
|
|
2007-12-03 |
2007-11-29 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
20
+23.5%
15,343.53
USD 300,000
|
20
+23.5%
|
15,343.53
|
USD 300,000
|
|
2007-08-01 |
2007-07-27 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
3,683
+0.7%
16,289.89
USD 60,000,000
|
3,683
+0.7%
|
16,289.89
|
USD 60,000,000
|
|
2007-08-01 |
2007-07-27 |
B
Purchase
|
GENERAL MOTORS INVESTMENT MANAGEMENT CORP
Large shareholder
|
0
0.00
USD 0
|
0
|
0.00
|
USD 0
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
184
+79.3%
16,289.89
USD 2,999,998
|
184
+79.3%
|
16,289.89
|
USD 2,999,998
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Wilson Hugh Steven
Chief Executive Officer
Officer
|
12
+79.3%
16,289.89
USD 199,999
|
12
+79.3%
|
16,289.89
|
USD 199,999
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
37
+79.3%
16,289.89
USD 599,999
|
37
+79.3%
|
16,289.89
|
USD 599,999
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Ardestani Peyman Saidi
CFO
Officer
|
1
+80.1%
16,289.89
USD 9,999
|
1
+80.1%
|
16,289.89
|
USD 9,999
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Davis Paul L
Chief Compliance Officer
Officer
|
0
+80.2%
16,289.89
USD 6,000
|
0
+80.2%
|
16,289.89
|
USD 6,000
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
29
+79.4%
16,289.89
USD 478,999
|
29
+79.4%
|
16,289.89
|
USD 478,999
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
37
+79.3%
16,289.89
USD 599,999
|
37
+79.3%
|
16,289.89
|
USD 599,999
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Leitner Michael E
Authorized Person
Officer
|
2
+79.3%
16,289.89
USD 29,999
|
2
+79.3%
|
16,289.89
|
USD 29,999
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Co-Manager
|
1,228
+79.3%
16,289.89
USD 20,000,075
|
1,228
+79.3%
|
16,289.89
|
USD 20,000,075
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
LEWIS GERALD J
Non-Executive Director
|
2
+80.2%
16,289.89
USD 40,000
|
2
+80.2%
|
16,289.89
|
USD 40,000
|
|
2007-07-31 |
2007-07-27 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
2
+80.2%
16,289.89
USD 40,000
|
2
+80.2%
|
16,289.89
|
USD 40,000
|
|
2007-07-05 |
2007-07-02 |
B
Purchase
|
TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
|
5
+27.0%
19,421.80
USD 100,001
|
5
+27.0%
|
19,421.80
|
USD 100,001
|
|