|
2020-06-11 |
2020-06-09 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
9,683
-9.3%
44.00
USD 426,052
|
9,683
-9.3%
|
44.00
|
USD 426,052
|
|
|
2020-05-01 |
2020-04-30 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
9,000
-8.0%
40.00
USD 360,000
|
9,000
-8.0%
|
40.00
|
USD 360,000
|
|
|
2020-05-01 |
2020-04-29 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
5,000
-4.2%
40.00
USD 200,000
|
5,000
-4.2%
|
40.00
|
USD 200,000
|
|
|
2019-12-18 |
2019-12-17 |
S
Sale
|
KOPLOW ELLEN L S
EVP, General Counsel and Sec.
Officer
|
17,241
-100.0%
52.01
USD 896,704
|
17,241
-100.0%
|
52.01
|
USD 896,704
|
|
|
2019-12-18 |
2019-12-16 |
S
Sale
|
BOYLE STEPHEN J
President and CEO
Executive Director
|
18,180
-8.9%
52.25
USD 949,905
|
18,180
-8.9%
|
52.25
|
USD 949,905
|
|
|
2019-12-16 |
2019-12-12 |
S
Sale
|
Quirk Steven M.
EVP, Trader Group
Officer
|
24,043
-19.2%
53.46
USD 1,285,339
|
24,043
-19.2%
|
53.46
|
USD 1,285,339
|
|
|
2019-12-09 |
2019-12-05 |
S
Sale
|
KOPLOW ELLEN L S
EVP, General Counsel and Sec.
Officer
|
7,533
-6.7%
51.04
USD 384,484
|
7,533
-6.7%
|
51.04
|
USD 384,484
|
|
|
2019-12-04 |
2019-12-02 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
15,000
-11.7%
52.37
USD 785,550
|
15,000
-11.7%
|
52.37
|
USD 785,550
|
|
|
2019-02-25 |
2019-02-21 |
S
Sale
|
Nally Thomas A.
EVP, Institutional Services
Officer
|
25,000
-13.7%
56.10
USD 1,402,500
|
25,000
-13.7%
|
56.10
|
USD 1,402,500
|
|
|
2018-08-23 |
2018-08-21 |
B
Purchase
|
DESILVA PETER J
EVP, Retail Distribution
Officer
|
5,000
+20.8%
56.73
USD 283,650
|
5,000
+20.8%
|
56.73
|
USD 283,650
|
|
|
2018-06-18 |
2018-06-14 |
S
Sale
|
MOGLIA JOSEPH H
|
10,000
-7.4%
60.00
USD 600,000
|
10,000
-7.4%
|
60.00
|
USD 600,000
|
|
|
2018-03-12 |
2018-03-08 |
S
Sale
|
MOGLIA JOSEPH H
|
10,000
-6.9%
60.00
USD 600,000
|
10,000
-6.9%
|
60.00
|
USD 600,000
|
|
|
2018-03-01 |
2018-02-27 |
S
Sale
|
Quirk Steven M.
EVP, Trader Group
|
5,000
-5.4%
59.82
USD 299,100
|
5,000
-5.4%
|
59.82
|
USD 299,100
|
|
|
2018-02-08 |
2018-02-06 |
S
Sale
|
Nally Thomas A.
EVP, Institutional Services
Officer
|
17,243
-9.7%
56.13
USD 967,850
|
17,243
-9.7%
|
56.13
|
USD 967,850
|
|
|
2018-01-29 |
2018-01-25 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
10,000
-6.5%
55.28
USD 552,800
|
10,000
-6.5%
|
55.28
|
USD 552,800
|
|
|
2017-09-20 |
2017-09-18 |
B
Purchase
|
TD Luxembourg International Holdings S.a r.l.
Large shareholder
|
11,074,197
+5.0%
36.12
USD 399,999,996
|
11,074,197
+5.0%
|
36.12
|
USD 399,999,996
|
|
|
2017-09-18 |
2017-09-14 |
S
Sale
|
MOGLIA JOSEPH H
|
15,000
-8.8%
44.66
USD 669,900
|
15,000
-8.8%
|
44.66
|
USD 669,900
|
|
|
2017-06-19 |
2017-06-15 |
S
Sale
|
MOGLIA JOSEPH H
|
10,000
-5.6%
40.45
USD 404,500
|
10,000
-5.6%
|
40.45
|
USD 404,500
|
|
|
2017-03-16 |
2017-03-15 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
10,000
-5.3%
39.36
USD 393,600
|
10,000
-5.3%
|
39.36
|
USD 393,600
|
|
|
2017-03-16 |
2017-03-14 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
10,000
-5.0%
39.00
USD 390,000
|
10,000
-5.0%
|
39.00
|
USD 390,000
|
|
|
2017-01-30 |
2017-01-26 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
20,000
-9.1%
47.00
USD 940,000
|
20,000
-9.1%
|
47.00
|
USD 940,000
|
|
|
2016-11-28 |
2016-11-23 |
S
Sale
|
Quirk Steven M.
EVP, Trader Group
Officer
|
26,000
-23.0%
40.57
USD 1,054,820
|
26,000
-23.0%
|
40.57
|
USD 1,054,820
|
|
|
2016-11-14 |
2016-11-10 |
S
Sale
|
KOPLOW ELLEN L S
EVP, General Counsel and Sec.
Officer
|
41,246
-30.0%
36.18
USD 1,492,280
|
41,246
-30.0%
|
36.18
|
USD 1,492,280
|
|
|
2016-11-08 |
2016-11-04 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
15,000
-6.0%
33.91
USD 508,650
|
15,000
-6.0%
|
33.91
|
USD 508,650
|
|
|
2016-10-28 |
2016-10-26 |
B
Purchase
|
Levitt Brian M
Non-Executive Director
|
5,000
+331.3%
33.87
USD 169,350
|
5,000
+331.3%
|
33.87
|
USD 169,350
|
|
|
2016-06-17 |
2016-06-15 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
10,000
0.00
USD 0
|
10,000
|
0.00
|
USD 0
|
|
|
2016-06-07 |
2016-06-03 |
S
Sale
|
Tomczyk Fredric J
CEO
Executive Director
|
10,000
-1.3%
31.28
USD 312,800
|
10,000
-1.3%
|
31.28
|
USD 312,800
|
|
|
2016-06-03 |
2016-06-02 |
S
Sale
|
Tomczyk Fredric J
CEO
Executive Director
|
20,000
-2.5%
32.73
USD 654,600
|
20,000
-2.5%
|
32.73
|
USD 654,600
|
|
|
2016-06-03 |
2016-06-01 |
S
Sale
|
Tomczyk Fredric J
CEO
Executive Director
|
20,000
-2.5%
32.52
USD 650,400
|
20,000
-2.5%
|
32.52
|
USD 650,400
|
|
|
2016-06-01 |
2016-05-31 |
S
Sale
|
Tomczyk Fredric J
CEO
Executive Director
|
20,000
-2.4%
32.66
USD 653,200
|
20,000
-2.4%
|
32.66
|
USD 653,200
|
|
|
2016-06-01 |
2016-05-27 |
S
Sale
|
Tomczyk Fredric J
CEO
Executive Director
|
20,000
-2.4%
32.35
USD 647,000
|
20,000
-2.4%
|
32.35
|
USD 647,000
|
|
|
2016-06-01 |
2016-05-26 |
S
Sale
|
Tomczyk Fredric J
CEO
Executive Director
|
10,000
-1.2%
31.95
USD 319,500
|
10,000
-1.2%
|
31.95
|
USD 319,500
|
|
|
2016-04-26 |
2016-04-22 |
S
Sale
|
Nally Thomas A.
EVP, Institutional Services
Officer
|
31,253
-18.1%
31.77
USD 992,908
|
31,253
-18.1%
|
31.77
|
USD 992,908
|
|
|
2016-03-15 |
2016-03-11 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
10,000
-3.5%
31.80
USD 318,000
|
10,000
-3.5%
|
31.80
|
USD 318,000
|
|
|
2015-12-08 |
2015-12-04 |
S
Sale
|
Quirk Steven M.
EVP, Trader Group
Officer
|
22,138
-25.9%
36.94
USD 817,778
|
22,138
-25.9%
|
36.94
|
USD 817,778
|
|
|
2015-12-03 |
2015-12-01 |
S
Sale
|
Bradley Thomas Jr
EVP, Retail Distribution
Officer
|
36,682
-10.3%
36.52
USD 1,339,627
|
36,682
-10.3%
|
36.52
|
USD 1,339,627
|
|
|
2015-12-01 |
2015-11-27 |
S
Sale
|
ADAMS MARVIN W
Exec. VP & COO
Officer
|
69,468
-22.0%
36.66
USD 2,546,697
|
69,468
-22.0%
|
36.66
|
USD 2,546,697
|
|
|
2015-06-16 |
2015-06-12 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
12,500
-4.2%
38.25
USD 478,125
|
12,500
-4.2%
|
38.25
|
USD 478,125
|
|
|
2015-06-05 |
2015-06-03 |
S
Sale
|
KOPLOW ELLEN L S
EVP, General Counsel and Sec.
Officer
|
9,984
-7.0%
38.16
USD 380,989
|
9,984
-7.0%
|
38.16
|
USD 380,989
|
|
|
2015-05-18 |
2015-05-14 |
S
Sale
|
PREZZANO WILBUR J
Non-Executive Director
|
14,885
-12.7%
37.04
USD 551,340
|
14,885
-12.7%
|
37.04
|
USD 551,340
|
|
|
2014-11-12 |
2014-11-10 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
27,055
-8.3%
35.00
USD 946,925
|
27,055
-8.3%
|
35.00
|
USD 946,925
|
|
|
2014-11-03 |
2014-10-30 |
S
Sale
|
ADAMS MARVIN W
Exec. VP & COO
Officer
|
46,150
-15.6%
33.06
USD 1,525,719
|
46,150
-15.6%
|
33.06
|
USD 1,525,719
|
|
|
2014-09-12 |
2014-09-12 |
S
Sale
|
Tomczyk Fredric J
President and CEO
Executive Director
|
35,651
-3.7%
33.13
USD 1,181,118
|
35,651
-3.7%
|
33.13
|
USD 1,181,118
|
|
|
2014-09-12 |
2014-09-11 |
S
Sale
|
Tomczyk Fredric J
President and CEO
Executive Director
|
29,349
-3.0%
32.80
USD 962,647
|
29,349
-3.0%
|
32.80
|
USD 962,647
|
|
|
2014-09-12 |
2014-09-10 |
S
Sale
|
Tomczyk Fredric J
President and CEO
Executive Director
|
60,000
-5.7%
32.79
USD 1,967,400
|
60,000
-5.7%
|
32.79
|
USD 1,967,400
|
|
|
2014-09-12 |
2014-09-10 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
100,000
-23.4%
32.72
USD 3,272,400
|
100,000
-23.4%
|
32.72
|
USD 3,272,400
|
|
|
2014-09-11 |
2014-09-10 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
419,657
-9.1%
32.69
USD 13,718,587
|
419,657
-9.1%
|
32.69
|
USD 13,718,587
|
|
|
2014-09-10 |
2014-09-09 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
305,000
-6.2%
32.61
USD 9,946,050
|
305,000
-6.2%
|
32.61
|
USD 9,946,050
|
|
|
2014-09-09 |
2014-09-09 |
S
Sale
|
Tomczyk Fredric J
President and CEO
Executive Director
|
35,000
-3.2%
32.68
USD 1,143,800
|
35,000
-3.2%
|
32.68
|
USD 1,143,800
|
|
|
2014-09-10 |
2014-09-08 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
312,500
-6.0%
32.65
USD 10,203,125
|
312,500
-6.0%
|
32.65
|
USD 10,203,125
|
|
|
2014-09-09 |
2014-09-08 |
S
Sale
|
Tomczyk Fredric J
President and CEO
Executive Director
|
15,000
-1.4%
32.57
USD 488,550
|
15,000
-1.4%
|
32.57
|
USD 488,550
|
|
|
2014-09-09 |
2014-09-05 |
S
Sale
|
Tomczyk Fredric J
President and CEO
Executive Director
|
25,000
-2.2%
32.50
USD 812,500
|
25,000
-2.2%
|
32.50
|
USD 812,500
|
|
|
2014-09-08 |
2014-09-05 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
190,000
-3.5%
32.52
USD 6,178,800
|
190,000
-3.5%
|
32.52
|
USD 6,178,800
|
|
|
2014-09-08 |
2014-09-04 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
205,000
-3.6%
32.75
USD 6,713,750
|
205,000
-3.6%
|
32.75
|
USD 6,713,750
|
|
|
2014-09-04 |
2014-09-03 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
198,700
-3.4%
32.83
USD 6,523,321
|
198,700
-3.4%
|
32.83
|
USD 6,523,321
|
|
|
2014-09-04 |
2014-09-02 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
206,443
-3.4%
33.09
USD 6,831,199
|
206,443
-3.4%
|
33.09
|
USD 6,831,199
|
|
|
2014-09-02 |
2014-08-29 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
108,200
-1.8%
33.09
USD 3,580,338
|
108,200
-1.8%
|
33.09
|
USD 3,580,338
|
|
|
2014-09-02 |
2014-08-28 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
54,500
-0.9%
33.04
USD 1,800,680
|
54,500
-0.9%
|
33.04
|
USD 1,800,680
|
|
|
2014-08-22 |
2014-08-22 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
77,462
-1.2%
32.80
USD 2,540,754
|
77,462
-1.2%
|
32.80
|
USD 2,540,754
|
|
|
2014-08-22 |
2014-08-21 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
332,828
-5.0%
32.78
USD 10,910,102
|
332,828
-5.0%
|
32.78
|
USD 10,910,102
|
|
|
2014-08-21 |
2014-08-20 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
465,000
-6.6%
32.55
USD 15,135,750
|
465,000
-6.6%
|
32.55
|
USD 15,135,750
|
|
|
2014-08-21 |
2014-08-19 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
243,600
-3.3%
32.19
USD 7,841,484
|
243,600
-3.3%
|
32.19
|
USD 7,841,484
|
|
|
2014-08-19 |
2014-08-18 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
226,310
-3.0%
32.30
USD 7,309,813
|
226,310
-3.0%
|
32.30
|
USD 7,309,813
|
|
|
2014-08-19 |
2014-08-15 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
170,000
-2.2%
32.16
USD 5,467,200
|
170,000
-2.2%
|
32.16
|
USD 5,467,200
|
|
|
2014-08-15 |
2014-08-14 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
310,000
-3.9%
32.31
USD 10,016,100
|
310,000
-3.9%
|
32.31
|
USD 10,016,100
|
|
|
2014-08-15 |
2014-08-13 |
S
Sale
|
Marlene M. Ricketts 1994 Dynasty Trust
Large shareholder
|
174,800
-2.1%
32.40
USD 5,663,520
|
174,800
-2.1%
|
32.40
|
USD 5,663,520
|
|
|
2014-06-23 |
2014-06-20 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
60,000
-12.3%
31.25
USD 1,875,000
|
60,000
-12.3%
|
31.25
|
USD 1,875,000
|
|
|
2014-06-23 |
2014-06-19 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
60,000
-11.0%
31.00
USD 1,860,000
|
60,000
-11.0%
|
31.00
|
USD 1,860,000
|
|
|
2014-05-29 |
2014-05-27 |
S
Sale
|
ADAMS MARVIN W
Exec. VP & COO
Officer
|
38,435
-9.8%
30.40
USD 1,168,424
|
38,435
-9.8%
|
30.40
|
USD 1,168,424
|
|
|
2014-04-29 |
2014-04-25 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
27,288
-4.8%
32.25
USD 880,038
|
27,288
-4.8%
|
32.25
|
USD 880,038
|
|
|
2014-03-06 |
2014-03-06 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
27,286
-4.5%
34.50
USD 941,367
|
27,286
-4.5%
|
34.50
|
USD 941,367
|
|
|
2014-03-06 |
2014-03-04 |
S
Sale
|
MOGLIA JOSEPH H
Non-Executive Director
|
27,286
-4.3%
34.00
USD 927,724
|
27,286
-4.3%
|
34.00
|
USD 927,724
|
|
|
2014-02-21 |
2014-02-19 |
S
Sale
|
COHEN MARSHALL A
Non-Executive Director
|
26,893
-21.7%
33.41
USD 898,495
|
26,893
-21.7%
|
33.41
|
USD 898,495
|
|
|
2014-02-14 |
2014-02-13 |
S
Sale
|
TD Luxembourg International Holdings S.a r.l.
Large shareholder
|
4,000,000
-1.8%
32.05
USD 128,200,000
|
4,000,000
-1.8%
|
32.05
|
USD 128,200,000
|
|
|
2014-02-13 |
2014-02-11 |
S
Sale
|
RICKETTS J PETER
Non-Executive Director
|
15,000
-2.9%
32.44
USD 486,600
|
15,000
-2.9%
|
32.44
|
USD 486,600
|
|
