Hilltop Securities Holdings LLC (SWS)

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Ticker: SWS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Earnings
 
Value bought

Past 90 days

 
Value sold

Past 90 days

 
Net insiders buying

Past 90 days

 
Trades (buy and sell)

Past 90 days

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2013-11-14 2013-11-13 B Purchase

Edge Joseph Michael II

Senior Vice President, CFO

Officer
1,215 +139.8%
5.81
USD 7,059 		1,215 +139.8% 5.81 USD 7,059
2013-06-18 2013-06-18 B Purchase

JOBE LARRY A

Non-Executive Director
10,500 +30.8%
5.68
USD 59,640 		10,500 +30.8% 5.68 USD 59,640
2012-11-21 2012-11-20 S Sale

JOBE LARRY A

Non-Executive Director
20,500 -43.3%
4.52
USD 92,660 		20,500 -43.3% 4.52 USD 92,660
2012-05-29 2012-05-25 B Purchase

Buchholz Robert A

Non-Executive Director
25,000 +8.0%
5.69
USD 142,335 		25,000 +8.0% 5.69 USD 142,335
2012-05-29 2012-05-24 B Purchase

Buchholz Robert A

Non-Executive Director
700 +0.2%
5.70
USD 3,990 		700 +0.2% 5.70 USD 3,990
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
100 +0.8%
5.92
USD 592 		100 +0.8% 5.92 USD 592
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
197 +1.6%
5.95
USD 1,172 		197 +1.6% 5.95 USD 1,172
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
300 +2.5%
5.95
USD 1,784 		300 +2.5% 5.95 USD 1,784
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
303 +2.6%
5.90
USD 1,788 		303 +2.6% 5.90 USD 1,788
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
700 +6.4%
5.93
USD 4,151 		700 +6.4% 5.93 USD 4,151
2012-02-23 2012-02-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
900 +8.9%
5.92
USD 5,328 		900 +8.9% 5.92 USD 5,328
2012-02-23 2012-02-21 B Purchase

HOLDGES STACY M

CFO

Officer
4,107 +26.8%
6.08
USD 24,971 		4,107 +26.8% 6.08 USD 24,971
2012-02-14 2012-02-10 B Purchase

MEYER FREDERICK

Non-Executive Director
1,000 +0.4%
5.97
USD 5,970 		1,000 +0.4% 5.97 USD 5,970
2012-02-14 2012-02-10 B Purchase

MEYER FREDERICK

Non-Executive Director
9,000 +3.9%
5.96
USD 53,660 		9,000 +3.9% 5.96 USD 53,660
2011-11-28 2011-11-25 B Purchase

Hilltop Holdings Inc.

Large shareholder
63,145 +4.5%
5.35
USD 337,965 		63,145 +4.5% 5.35 USD 337,965
2011-11-28 2011-11-25 B Purchase

FORD GERALD J

Non-Executive Director
63,145 +4.5%
5.35
USD 337,965 		63,145 +4.5% 5.35 USD 337,965
2011-11-28 2011-11-23 B Purchase

Hilltop Holdings Inc.

Large shareholder
90,342 +6.8%
5.32
USD 480,565 		90,342 +6.8% 5.32 USD 480,565
2011-11-28 2011-11-23 B Purchase

FORD GERALD J

Non-Executive Director
90,342 +6.8%
5.32
USD 480,565 		90,342 +6.8% 5.32 USD 480,565
2011-11-23 2011-11-22 B Purchase

FORD GERALD J

Non-Executive Director
100,000 +8.2%
5.47
USD 547,270 		100,000 +8.2% 5.47 USD 547,270
2011-11-23 2011-11-22 B Purchase

Hilltop Holdings Inc.

Large shareholder
100,000 +8.2%
5.47
USD 547,270 		100,000 +8.2% 5.47 USD 547,270
2011-11-22 2011-11-22 B Purchase

LEVENTHAL LAURA

Controller

Officer
4,044 +67.0%
5.47
USD 22,128 		4,044 +67.0% 5.47 USD 22,128
2011-11-23 2011-11-21 B Purchase

FORD GERALD J

Non-Executive Director
46,300 +3.9%
5.47
USD 253,252 		46,300 +3.9% 5.47 USD 253,252
2011-11-23 2011-11-21 B Purchase

Hilltop Holdings Inc.

Large shareholder
46,300 +3.9%
5.47
USD 253,252 		46,300 +3.9% 5.47 USD 253,252
2011-11-21 2011-11-18 B Purchase

FORD GERALD J

Non-Executive Director
50,000 +4.4%
5.49
USD 274,330 		50,000 +4.4% 5.49 USD 274,330
2011-11-21 2011-11-18 B Purchase

Hilltop Holdings Inc.

Large shareholder
50,000 +4.4%
5.49
USD 274,330 		50,000 +4.4% 5.49 USD 274,330
2011-11-21 2011-11-17 B Purchase

FORD GERALD J

Non-Executive Director
23,800 +2.2%
5.27
USD 125,378 		23,800 +2.2% 5.27 USD 125,378
2011-11-21 2011-11-17 B Purchase

Hilltop Holdings Inc.

Large shareholder
23,800 +2.2%
5.27
USD 125,378 		23,800 +2.2% 5.27 USD 125,378
2011-11-18 2011-11-16 B Purchase

HOLDGES STACY M

CFO

Officer
4,467 +41.1%
5.59
USD 24,971 		4,467 +41.1% 5.59 USD 24,971
2011-11-17 2011-11-16 B Purchase

Hilltop Holdings Inc.

Large shareholder
729,400 +195.9%
5.28
USD 3,850,576 		729,400 +195.9% 5.28 USD 3,850,576
2011-11-17 2011-11-16 B Purchase

FORD GERALD J

Non-Executive Director
729,400 +195.9%
5.28
USD 3,850,576 		729,400 +195.9% 5.28 USD 3,850,576
2011-11-17 2011-11-15 B Purchase

Hilltop Holdings Inc.

Large shareholder
15,000 +4.2%
5.38
USD 80,643 		15,000 +4.2% 5.38 USD 80,643
2011-11-17 2011-11-15 B Purchase

FORD GERALD J

Non-Executive Director
15,000 +4.2%
5.38
USD 80,643 		15,000 +4.2% 5.38 USD 80,643
2011-09-16 2011-09-16 B Purchase

LITTON RICHARD H

Executive Vice President

Officer
6,000 +7.7%
5.83
USD 34,990 		6,000 +7.7% 5.83 USD 34,990
2011-09-16 2011-09-15 B Purchase

MEYER FREDERICK

Non-Executive Director
3,500 +1.6%
5.63
USD 19,714 		3,500 +1.6% 5.63 USD 19,714
2011-09-15 2011-09-15 B Purchase

JOBE LARRY A

Non-Executive Director
10,000 +32.6%
5.60
USD 56,000 		10,000 +32.6% 5.60 USD 56,000
2011-09-15 2011-09-15 B Purchase

LELAND DANIEL

Executive Vice President

Officer
4,000 +7.0%
5.60
USD 22,396 		4,000 +7.0% 5.60 USD 22,396
2011-09-15 2011-09-14 B Purchase

MEYER FREDERICK

Non-Executive Director
5,500 +2.6%
5.52
USD 30,371 		5,500 +2.6% 5.52 USD 30,371
2011-09-14 2011-09-14 B Purchase

LELAND DANIEL

Executive Vice President

Officer
10,000 +21.1%
5.44
USD 54,384 		10,000 +21.1% 5.44 USD 54,384
2011-09-14 2011-09-14 B Purchase

HOLDGES STACY M

CFO

Officer
4,570 +72.4%
5.47
USD 24,998 		4,570 +72.4% 5.47 USD 24,998
2011-09-15 2011-09-13 B Purchase

MEYER FREDERICK

Non-Executive Director
26,000 +13.9%
5.39
USD 140,140 		26,000 +13.9% 5.39 USD 140,140
2011-09-14 2011-09-13 B Purchase

Hilltop Holdings Inc.

Large shareholder
13,000 +3.8%
5.24
USD 68,064 		13,000 +3.8% 5.24 USD 68,064
2011-09-14 2011-09-13 B Purchase

LELAND DANIEL

Executive Vice President

Officer
5,000 +11.8%
5.26
USD 26,290 		5,000 +11.8% 5.26 USD 26,290
2011-09-14 2011-09-13 B Purchase

FORD GERALD J

Non-Executive Director
13,000 +3.8%
5.24
USD 68,064 		13,000 +3.8% 5.24 USD 68,064
2011-09-14 2011-09-12 B Purchase

Hilltop Holdings Inc.

Large shareholder
29,200 +9.3%
5.18
USD 151,174 		29,200 +9.3% 5.18 USD 151,174
2011-09-14 2011-09-12 B Purchase

LELAND DANIEL

Executive Vice President

Officer
5,000 +13.4%
5.10
USD 25,500 		5,000 +13.4% 5.10 USD 25,500
2011-09-14 2011-09-12 B Purchase

FORD GERALD J

Non-Executive Director
29,200 +9.3%
5.18
USD 151,174 		29,200 +9.3% 5.18 USD 151,174
2011-09-12 2011-09-09 B Purchase

Hilltop Holdings Inc.

Large shareholder
15,200 +5.1%
5.22
USD 79,382 		15,200 +5.1% 5.22 USD 79,382
2011-09-12 2011-09-09 B Purchase

FORD GERALD J

Non-Executive Director
15,200 +5.1%
5.22
USD 79,382 		15,200 +5.1% 5.22 USD 79,382
2011-09-12 2011-09-08 B Purchase

Hilltop Holdings Inc.

Large shareholder
74,200 +32.9%
5.13
USD 380,824 		74,200 +32.9% 5.13 USD 380,824
2011-09-12 2011-09-08 B Purchase

FORD GERALD J

Non-Executive Director
74,200 +32.9%
5.13
USD 380,824 		74,200 +32.9% 5.13 USD 380,824
2011-09-08 2011-09-07 B Purchase

LELAND DANIEL

Executive Vice President

Officer
10,000 +36.4%
4.94
USD 49,380 		10,000 +36.4% 4.94 USD 49,380
2011-09-08 2011-09-07 B Purchase

Hilltop Holdings Inc.

Large shareholder
73,000 +47.8%
4.82
USD 351,860 		73,000 +47.8% 4.82 USD 351,860
2011-09-08 2011-09-07 B Purchase

FORD GERALD J

Non-Executive Director
73,000 +47.8%
4.82
USD 351,860 		73,000 +47.8% 4.82 USD 351,860
2011-09-08 2011-09-06 B Purchase

Hilltop Holdings Inc.

Large shareholder
32,300 +26.8%
4.72
USD 152,456 		32,300 +26.8% 4.72 USD 152,456
2011-09-08 2011-09-06 B Purchase

FORD GERALD J

Non-Executive Director
32,300 +26.8%
4.72
USD 152,456 		32,300 +26.8% 4.72 USD 152,456
2011-09-08 2011-09-06 B Purchase

MEYER FREDERICK

Non-Executive Director
6,000 +3.3%
4.05
USD 24,300 		6,000 +3.3% 4.05 USD 24,300
2011-09-08 2011-09-06 B Purchase

LELAND DANIEL

Executive Vice President

Officer
10,900 +65.9%
4.26
USD 46,394 		10,900 +65.9% 4.26 USD 46,394
2011-09-08 2011-09-06 B Purchase

Hilltop Holdings Inc.

Large shareholder
120,500 +inf%
4.39
USD 528,694 		120,500 +inf% 4.39 USD 528,694
2011-09-08 2011-09-06 B Purchase

FORD GERALD J

Non-Executive Director
120,500 +inf%
4.39
USD 528,694 		120,500 +inf% 4.39 USD 528,694
2011-09-08 2011-09-06 B Purchase

MEYER FREDERICK

Non-Executive Director
12,000 +7.1%
4.00
USD 48,000 		12,000 +7.1% 4.00 USD 48,000
2011-09-08 2011-09-06 B Purchase

Ross James H

President and CEO

Executive Director
15,000 +83.3%
3.76
USD 56,400 		15,000 +83.3% 3.76 USD 56,400
2011-05-31 2011-05-31 B Purchase

LITTON RICHARD H

Executive Vice President

Officer
10,000 +14.8%
6.47
USD 64,654 		10,000 +14.8% 6.47 USD 64,654
2011-05-31 2011-05-31 B Purchase

LITTON RICHARD H

Executive Vice President

Officer
11,950 +21.5%
6.49
USD 77,511 		11,950 +21.5% 6.49 USD 77,511
2011-05-31 2011-05-26 B Purchase

LITTON RICHARD H

Executive Vice President

Officer
800 +1.5%
6.00
USD 4,803 		800 +1.5% 6.00 USD 4,803
2011-05-26 2011-05-25 B Purchase

LELAND DANIEL

Executive Vice President

Officer
200 +1.2%
6.12
USD 1,224 		200 +1.2% 6.12 USD 1,224
2011-05-26 2011-05-25 B Purchase

LELAND DANIEL

Executive Vice President

Officer
2,000 +13.9%
6.15
USD 12,300 		2,000 +13.9% 6.15 USD 12,300
2011-05-26 2011-05-24 B Purchase

LELAND DANIEL

Executive Vice President

Officer
3,000 +26.4%
6.18
USD 18,540 		3,000 +26.4% 6.18 USD 18,540
2011-05-26 2011-05-24 B Purchase

LELAND DANIEL

Executive Vice President

Officer
4,000 +54.5%
6.15
USD 24,600 		4,000 +54.5% 6.15 USD 24,600
2011-05-23 2011-05-23 B Purchase

LITTON RICHARD H

Executive Vice President

Officer
10,000 +22.4%
6.01
USD 60,052 		10,000 +22.4% 6.01 USD 60,052
2011-05-23 2011-05-20 B Purchase

LITTON RICHARD H

Executive Vice President

Officer
7,250 +19.4%
6.32
USD 45,841 		7,250 +19.4% 6.32 USD 45,841
2010-09-16 2010-09-10 B Purchase

Flores ID III

Non-Executive Director
3,000 +30.0%
7.40
USD 22,200 		3,000 +30.0% 7.40 USD 22,200
2010-09-10 2010-09-10 B Purchase

Moses Michael A

Non-Executive Director
3,000 +29.5%
7.41
USD 22,230 		3,000 +29.5% 7.41 USD 22,230
2010-09-09 2010-09-09 B Purchase

JOBE LARRY A

Non-Executive Director
5,000 +25.0%
7.14
USD 35,691 		5,000 +25.0% 7.14 USD 35,691
2010-05-25 2010-05-25 B Purchase

Ross James H

Executive Vice President

Officer
5,000 +38.5%
9.55
USD 47,750 		5,000 +38.5% 9.55 USD 47,750
2010-05-25 2010-05-21 B Purchase

Ross James H

Executive Vice President

Officer
1,000 +8.3%
9.86
USD 9,860 		1,000 +8.3% 9.86 USD 9,860
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