|
2017-12-11 |
2017-12-07 |
PS
Planned sale
|
Kiener Peter A
Chief Science Officer
|
50,000
-96.1%
16.50
USD 825,000
|
50,000
-96.1%
|
16.50
|
USD 825,000
|
|
|
2017-09-13 |
2017-09-11 |
S
Sale
|
Ueno Ryuji
Large shareholder
|
1,000,000
-11.1%
12.00
USD 12,000,000
|
1,000,000
-11.1%
|
12.00
|
USD 12,000,000
|
|
|
2017-09-13 |
2017-09-11 |
S
Sale
|
Kuno Sachiko
Large shareholder
|
1,000,000
-12.3%
12.00
USD 12,000,000
|
1,000,000
-12.3%
|
12.00
|
USD 12,000,000
|
|
|
2017-09-08 |
2017-09-06 |
B
Purchase
|
Meyenburg Jason Patrick
Chief Commercial Officer
|
4,000
+15.3%
12.13
USD 48,500
|
4,000
+15.3%
|
12.13
|
USD 48,500
|
|
|
2017-08-07 |
2017-08-04 |
B
Purchase
|
Bryan Jones W.
Sr. Vice Pres., BD & Licensing
|
4,700
+inf%
10.60
USD 49,820
|
4,700
+inf%
|
10.60
|
USD 49,820
|
|
|
2016-11-30 |
2016-11-29 |
S
Sale
|
Greenleaf Peter
CEO
Officer
|
82,459
-97.0%
16.75
USD 1,381,188
|
82,459
-97.0%
|
16.75
|
USD 1,381,188
|
|
|
2016-11-30 |
2016-11-29 |
S
Sale
|
Getman Daniel P
Non-Executive Director
|
3,799
-100.0%
16.75
USD 63,633
|
3,799
-100.0%
|
16.75
|
USD 63,633
|
|
|
2016-11-30 |
2016-11-28 |
S
Sale
|
Greenleaf Peter
CEO
Officer
|
117,541
-97.9%
16.91
USD 1,987,618
|
117,541
-97.9%
|
16.91
|
USD 1,987,618
|
|
|
2016-11-30 |
2016-11-28 |
S
Sale
|
Getman Daniel P
Non-Executive Director
|
16,201
-100.0%
16.89
USD 273,635
|
16,201
-100.0%
|
16.89
|
USD 273,635
|
|
|
2016-11-28 |
2016-11-28 |
S
Sale
|
Alder Matthias
EVP, Bus. Dev.&Lic, G.C. &Sec.
Officer
|
24,975
-87.9%
16.73
USD 417,832
|
24,975
-87.9%
|
16.73
|
USD 417,832
|
|
|
2016-11-28 |
2016-11-25 |
S
Sale
|
Alder Matthias
EVP, Bus. Dev.&Lic, G.C. &Sec.
Officer
|
99,025
-96.6%
15.88
USD 1,572,517
|
99,025
-96.6%
|
15.88
|
USD 1,572,517
|
|
|
2016-11-28 |
2016-11-23 |
S
Sale
|
Alder Matthias
EVP, Bus. Dev.&Lic, G.C. &Sec.
Officer
|
26,000
-88.3%
15.77
USD 410,020
|
26,000
-88.3%
|
15.77
|
USD 410,020
|
|
|
2016-11-16 |
2016-11-15 |
S
Sale
|
Smith Andrew P
Chief Financial Officer
Officer
|
1,766
-83.5%
15.58
USD 27,514
|
1,766
-83.5%
|
15.58
|
USD 27,514
|
|
|
2015-11-18 |
2015-11-16 |
B
Purchase
|
Smith Andrew P
Chief Financial Officer
Officer
|
1,605
+inf%
17.03
USD 27,333
|
1,605
+inf%
|
17.03
|
USD 27,333
|
|
|
2015-08-31 |
2015-08-28 |
S
Sale
|
Getman Daniel P
Non-Executive Director
|
30,000
-100.0%
28.14
USD 844,200
|
30,000
-100.0%
|
28.14
|
USD 844,200
|
|
|
2015-07-22 |
2015-07-20 |
S
Sale
|
Knapp Thomas J
|
12,718
-100.0%
23.43
USD 297,983
|
12,718
-100.0%
|
23.43
|
USD 297,983
|
|
|
2015-07-22 |
2015-07-20 |
S
Sale
|
Knapp Thomas J
|
6,810
-100.0%
23.43
USD 159,558
|
6,810
-100.0%
|
23.43
|
USD 159,558
|
|
|
2015-07-22 |
2015-07-20 |
S
Sale
|
Knapp Thomas J
|
45,000
-100.0%
23.43
USD 1,054,350
|
45,000
-100.0%
|
23.43
|
USD 1,054,350
|
|
|
2015-04-02 |
2015-03-31 |
S
Sale
|
Kuno Sachiko
Large shareholder
|
1,186,113
-5.5%
14.00
USD 16,605,582
|
1,186,113
-5.5%
|
14.00
|
USD 16,605,582
|
|
|
2015-04-02 |
2015-03-31 |
S
Sale
|
Kuno Sachiko
Large shareholder
|
353,530
-100.0%
14.00
USD 4,949,420
|
353,530
-100.0%
|
14.00
|
USD 4,949,420
|
|
|
2015-04-02 |
2015-03-31 |
S
Sale
|
Ueno Ryuji
Large shareholder
|
1,186,113
-5.5%
14.00
USD 16,605,582
|
1,186,113
-5.5%
|
14.00
|
USD 16,605,582
|
|
|
2015-04-02 |
2015-03-31 |
S
Sale
|
Ueno Ryuji
Large shareholder
|
60,357
-100.0%
14.00
USD 844,998
|
60,357
-100.0%
|
14.00
|
USD 844,998
|
|
|
2015-04-02 |
2015-03-31 |
S
Sale
|
Kuno Sachiko
Large shareholder
|
60,357
-100.0%
14.00
USD 844,998
|
60,357
-100.0%
|
14.00
|
USD 844,998
|
|
|
2015-04-02 |
2015-03-31 |
S
Sale
|
S&R Technology Holdings, LLC
Large shareholder
|
1,186,113
-5.5%
14.00
USD 16,605,582
|
1,186,113
-5.5%
|
14.00
|
USD 16,605,582
|
|
|
2015-04-02 |
2015-03-31 |
S
Sale
|
Ueno Ryuji
Large shareholder
|
353,530
-100.0%
14.00
USD 4,949,420
|
353,530
-100.0%
|
14.00
|
USD 4,949,420
|
|
|
2015-03-18 |
2015-03-12 |
S
Sale
|
Ashton William
Non-Executive Director
|
16,666
-100.0%
17.55
USD 292,488
|
16,666
-100.0%
|
17.55
|
USD 292,488
|
|
|
2015-03-18 |
2015-03-12 |
S
Sale
|
Ashton William
Non-Executive Director
|
20,000
-100.0%
17.55
USD 351,000
|
20,000
-100.0%
|
17.55
|
USD 351,000
|
|
|
2015-03-18 |
2015-03-12 |
S
Sale
|
Ashton William
Non-Executive Director
|
19,096
-100.0%
17.55
USD 335,135
|
19,096
-100.0%
|
17.55
|
USD 335,135
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Celeste Anthony C.
Non-Executive Director
|
16,666
-100.0%
17.34
USD 288,988
|
16,666
-100.0%
|
17.34
|
USD 288,988
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Celeste Anthony C.
Non-Executive Director
|
20,000
-100.0%
17.34
USD 346,800
|
20,000
-100.0%
|
17.34
|
USD 346,800
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Celeste Anthony C.
Non-Executive Director
|
20,000
-100.0%
17.34
USD 346,800
|
20,000
-100.0%
|
17.34
|
USD 346,800
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Celeste Anthony C.
Non-Executive Director
|
4,500
-100.0%
17.34
USD 78,030
|
4,500
-100.0%
|
17.34
|
USD 78,030
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Celeste Anthony C.
Non-Executive Director
|
4,800
-100.0%
17.34
USD 83,232
|
4,800
-100.0%
|
17.34
|
USD 83,232
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Ashton William
Non-Executive Director
|
904
-100.0%
17.32
USD 15,657
|
904
-100.0%
|
17.32
|
USD 15,657
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Ashton William
Non-Executive Director
|
13,500
-100.0%
17.32
USD 233,820
|
13,500
-100.0%
|
17.32
|
USD 233,820
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Ashton William
Non-Executive Director
|
9,600
-100.0%
17.32
USD 166,272
|
9,600
-100.0%
|
17.32
|
USD 166,272
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Ashton William
Non-Executive Director
|
20,000
-100.0%
17.32
USD 346,400
|
20,000
-100.0%
|
17.32
|
USD 346,400
|
|
|
2015-03-18 |
2015-03-11 |
S
Sale
|
Ashton William
Non-Executive Director
|
30,000
-100.0%
17.32
USD 519,600
|
30,000
-100.0%
|
17.32
|
USD 519,600
|
|
|
2014-12-17 |
2014-12-16 |
S
Sale
|
Claiborne Cary J
|
42,900
-93.7%
12.91
USD 553,839
|
42,900
-93.7%
|
12.91
|
USD 553,839
|
|
|
2014-12-17 |
2014-12-15 |
S
Sale
|
Claiborne Cary J
|
7,100
-71.3%
12.89
USD 91,519
|
7,100
-71.3%
|
12.89
|
USD 91,519
|
|
|
2014-08-07 |
2014-08-07 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
66,961
-0.3%
6.31
USD 422,845
|
66,961
-0.3%
|
6.31
|
USD 422,845
|
|
|
2014-08-07 |
2014-08-07 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
66,961
-0.3%
6.31
USD 422,845
|
66,961
-0.3%
|
6.31
|
USD 422,845
|
|
|
2014-08-07 |
2014-08-07 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
66,961
-0.3%
6.31
USD 422,845
|
66,961
-0.3%
|
6.31
|
USD 422,845
|
|
|
2014-08-07 |
2014-08-06 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
30,523
-0.1%
6.32
USD 193,000
|
30,523
-0.1%
|
6.32
|
USD 193,000
|
|
|
2014-08-07 |
2014-08-06 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
30,523
-0.1%
6.32
USD 193,000
|
30,523
-0.1%
|
6.32
|
USD 193,000
|
|
|
2014-08-07 |
2014-08-06 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
30,523
-0.1%
6.32
USD 193,000
|
30,523
-0.1%
|
6.32
|
USD 193,000
|
|
|
2014-08-05 |
2014-08-04 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
46,393
-0.2%
6.03
USD 279,856
|
46,393
-0.2%
|
6.03
|
USD 279,856
|
|
|
2014-08-05 |
2014-08-04 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
46,393
-0.2%
6.03
USD 279,856
|
46,393
-0.2%
|
6.03
|
USD 279,856
|
|
|
2014-08-05 |
2014-08-04 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
46,393
-0.2%
6.03
USD 279,856
|
46,393
-0.2%
|
6.03
|
USD 279,856
|
|
|
2014-08-01 |
2014-07-31 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
100
-0.0%
6.25
USD 625
|
100
-0.0%
|
6.25
|
USD 625
|
|
|
2014-08-01 |
2014-07-31 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
100
-0.0%
6.25
USD 625
|
100
-0.0%
|
6.25
|
USD 625
|
|
|
2014-08-01 |
2014-07-31 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
100
-0.0%
6.25
USD 625
|
100
-0.0%
|
6.25
|
USD 625
|
|
|
2014-07-28 |
2014-07-25 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
555
-0.0%
6.25
USD 3,469
|
555
-0.0%
|
6.25
|
USD 3,469
|
|
|
2014-07-28 |
2014-07-25 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
555
-0.0%
6.25
USD 3,469
|
555
-0.0%
|
6.25
|
USD 3,469
|
|
|
2014-07-28 |
2014-07-25 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
555
-0.0%
6.25
USD 3,469
|
555
-0.0%
|
6.25
|
USD 3,469
|
|
|
2014-07-23 |
2014-07-23 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
3,245
-0.0%
6.32
USD 20,507
|
3,245
-0.0%
|
6.32
|
USD 20,507
|
|
|
2014-07-23 |
2014-07-23 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
3,245
-0.0%
6.32
USD 20,507
|
3,245
-0.0%
|
6.32
|
USD 20,507
|
|
|
2014-07-23 |
2014-07-23 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
3,245
-0.0%
6.32
USD 20,507
|
3,245
-0.0%
|
6.32
|
USD 20,507
|
|
|
2014-07-23 |
2014-07-22 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
2,500
-0.0%
6.25
USD 15,635
|
2,500
-0.0%
|
6.25
|
USD 15,635
|
|
|
2014-07-23 |
2014-07-22 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
2,500
-0.0%
6.25
USD 15,635
|
2,500
-0.0%
|
6.25
|
USD 15,635
|
|
|
2014-07-23 |
2014-07-22 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
2,500
-0.0%
6.25
USD 15,635
|
2,500
-0.0%
|
6.25
|
USD 15,635
|
|
|
2014-07-21 |
2014-07-18 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
7,400
-0.0%
6.27
USD 46,370
|
7,400
-0.0%
|
6.27
|
USD 46,370
|
|
|
2014-07-21 |
2014-07-18 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
7,400
-0.0%
6.27
USD 46,370
|
7,400
-0.0%
|
6.27
|
USD 46,370
|
|
|
2014-07-21 |
2014-07-18 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
7,400
-0.0%
6.27
USD 46,370
|
7,400
-0.0%
|
6.27
|
USD 46,370
|
|
|
2014-04-30 |
2014-04-29 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
16,467
-0.1%
6.63
USD 109,237
|
16,467
-0.1%
|
6.63
|
USD 109,237
|
|
|
2014-04-30 |
2014-04-29 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
16,467
-0.1%
6.63
USD 109,237
|
16,467
-0.1%
|
6.63
|
USD 109,237
|
|
|
2014-04-30 |
2014-04-29 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
16,467
-0.1%
6.63
USD 109,237
|
16,467
-0.1%
|
6.63
|
USD 109,237
|
|
|
2014-04-25 |
2014-04-25 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
51,300
-0.2%
6.62
USD 339,437
|
51,300
-0.2%
|
6.62
|
USD 339,437
|
|
|
2014-04-25 |
2014-04-25 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
51,300
-0.2%
6.62
USD 339,437
|
51,300
-0.2%
|
6.62
|
USD 339,437
|
|
|
2014-04-25 |
2014-04-25 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
51,300
-0.2%
6.62
USD 339,437
|
51,300
-0.2%
|
6.62
|
USD 339,437
|
|
|
2014-04-25 |
2014-04-24 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
28,700
-0.1%
6.77
USD 194,351
|
28,700
-0.1%
|
6.77
|
USD 194,351
|
|
|
2014-04-25 |
2014-04-24 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
28,700
-0.1%
6.77
USD 194,351
|
28,700
-0.1%
|
6.77
|
USD 194,351
|
|
|
2014-04-25 |
2014-04-24 |
PS
Planned sale
|
S&R Technology Holdings, LLC
Large shareholder
|
28,700
-0.1%
6.77
USD 194,351
|
28,700
-0.1%
|
6.77
|
USD 194,351
|
|
|
2014-04-22 |
2014-04-22 |
PS
Planned sale
|
Ueno Ryuji
Large shareholder
|
75,400
-0.3%
6.82
USD 514,590
|
75,400
-0.3%
|
6.82
|
USD 514,590
|
|
|
2014-04-22 |
2014-04-22 |
PS
Planned sale
|
Kuno Sachiko
Large shareholder
|
75,400
-0.3%
6.82
USD 514,590
|
75,400
-0.3%
|
6.82
|
USD 514,590
|
|
