|
2009-08-24 |
2009-08-20 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
41
+5.3%
12,171.67
USD 500,000
|
41
+5.3%
|
12,171.67
|
USD 500,000
|
|
|
2007-09-18 |
2007-09-17 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
1,324
+inf%
25,000.00
USD 33,100,000
|
1,324
+inf%
|
25,000.00
|
USD 33,100,000
|
|
|
2007-09-11 |
2007-09-10 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
1,384
+inf%
25,000.00
USD 34,600,000
|
1,384
+inf%
|
25,000.00
|
USD 34,600,000
|
|
|
2006-05-26 |
2006-05-22 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of the Adviser
|
19
+31.8%
20,191.52
USD 374,957
|
19
+31.8%
|
20,191.52
|
USD 374,957
|
|
|
2006-05-26 |
2006-05-22 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of the Adviser
|
724
+31.8%
20,191.52
USD 14,625,122
|
724
+31.8%
|
20,191.52
|
USD 14,625,122
|
|
|
2006-05-25 |
2006-05-22 |
B
Purchase
|
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust
Large shareholder
|
929
+31.8%
20,191.52
USD 18,749,987
|
929
+31.8%
|
20,191.52
|
USD 18,749,987
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
MITCHELL M CHRISTIAN
Non-Executive Director
|
1
+31.8%
20,191.52
USD 12,499
|
1
+31.8%
|
20,191.52
|
USD 12,499
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
24
+31.8%
20,191.52
USD 494,167
|
24
+31.8%
|
20,191.52
|
USD 494,167
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
Wilson Hugh Steven
CEO
Officer
|
4
+31.8%
20,191.52
USD 87,490
|
4
+31.8%
|
20,191.52
|
USD 87,490
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
24
+31.8%
20,191.52
USD 494,167
|
24
+31.8%
|
20,191.52
|
USD 494,167
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
Hollander David A
Secretary
Officer
|
2
+31.8%
20,191.52
USD 31,256
|
2
+31.8%
|
20,191.52
|
USD 31,256
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
Wruble Brian F
Non-Executive Director
|
12
+31.8%
20,191.52
USD 249,991
|
12
+31.8%
|
20,191.52
|
USD 249,991
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
188
+31.8%
20,191.52
USD 3,790,413
|
188
+31.8%
|
20,191.52
|
USD 3,790,413
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
CHANG STEVEN C
Authorized Person
Officer
|
2
+31.8%
20,191.52
USD 49,994
|
2
+31.8%
|
20,191.52
|
USD 49,994
|
|
|
2006-05-24 |
2006-05-22 |
B
Purchase
|
Feliciano Jose Enrique
Authorized Person
Officer
|
2
+31.8%
20,191.52
USD 37,496
|
2
+31.8%
|
20,191.52
|
USD 37,496
|
|
|
2006-05-23 |
2006-05-22 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
619
+31.8%
20,191.52
USD 12,500,005
|
619
+31.8%
|
20,191.52
|
USD 12,500,005
|
|
|
2006-05-23 |
2006-05-22 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
619
+31.8%
20,191.52
USD 12,500,005
|
619
+31.8%
|
20,191.52
|
USD 12,500,005
|
|
|
2006-03-02 |
2006-02-21 |
B
Purchase
|
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust
Large shareholder
|
559
+23.6%
20,130.05
USD 11,250,001
|
559
+23.6%
|
20,130.05
|
USD 11,250,001
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
373
+23.6%
20,130.05
USD 7,499,994
|
373
+23.6%
|
20,130.05
|
USD 7,499,994
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
TENNENBAUM MICHAEL E
Authorized Person
Officer
|
113
+23.6%
20,130.05
USD 2,274,253
|
113
+23.6%
|
20,130.05
|
USD 2,274,253
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
CHANG STEVEN C
Authorized Person
Officer
|
1
+23.7%
20,130.05
USD 30,014
|
1
+23.7%
|
20,130.05
|
USD 30,014
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
Wruble Brian F
Non-Executive Director
|
7
+23.6%
20,130.05
USD 150,009
|
7
+23.6%
|
20,130.05
|
USD 150,009
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
MITCHELL M CHRISTIAN
Non-Executive Director
|
0
+23.6%
20,130.05
USD 7,488
|
0
+23.6%
|
20,130.05
|
USD 7,488
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
15
+23.6%
20,130.05
USD 296,496
|
15
+23.6%
|
20,130.05
|
USD 296,496
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
Hollander David A
Secretary
Officer
|
1
+23.7%
20,130.05
USD 18,761
|
1
+23.7%
|
20,130.05
|
USD 18,761
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
Feliciano Jose Enrique
Authorized Person
Officer
|
1
+23.7%
20,130.05
USD 22,505
|
1
+23.7%
|
20,130.05
|
USD 22,505
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
Wilson Hugh Steven
CEO
Officer
|
3
+23.6%
20,130.05
USD 52,499
|
3
+23.6%
|
20,130.05
|
USD 52,499
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
DiPaolo Robert G
CFO
Officer
|
0
+23.6%
20,130.05
USD 7,488
|
0
+23.6%
|
20,130.05
|
USD 7,488
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
15
+23.6%
20,130.05
USD 296,496
|
15
+23.6%
|
20,130.05
|
USD 296,496
|
|
|
2006-02-23 |
2006-02-21 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
373
+23.6%
20,130.05
USD 7,499,994
|
373
+23.6%
|
20,130.05
|
USD 7,499,994
|
|
|
2006-02-22 |
2006-02-21 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Adviser
|
11
+23.7%
20,130.05
USD 225,054
|
11
+23.7%
|
20,130.05
|
USD 225,054
|
|
|
2006-02-22 |
2006-02-21 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Adviser
|
436
+23.6%
20,130.05
USD 8,775,091
|
436
+23.6%
|
20,130.05
|
USD 8,775,091
|
|
|
2006-03-02 |
2005-10-28 |
B
Purchase
|
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust
Large shareholder
|
578
+32.4%
19,450.82
USD 11,250,004
|
578
+32.4%
|
19,450.82
|
USD 11,250,004
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
Hollander David A
Secretary
Officer
|
1
+32.4%
19,450.82
USD 18,731
|
1
+32.4%
|
19,450.82
|
USD 18,731
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
0
+32.4%
19,450.82
USD 7,508
|
0
+32.4%
|
19,450.82
|
USD 7,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
15
+32.4%
19,450.82
USD 296,508
|
15
+32.4%
|
19,450.82
|
USD 296,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
386
+32.4%
19,450.82
USD 7,500,003
|
386
+32.4%
|
19,450.82
|
USD 7,500,003
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
386
+32.4%
19,450.82
USD 7,500,003
|
386
+32.4%
|
19,450.82
|
USD 7,500,003
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
DiPaolo Robert G
CFO
Officer
|
0
+32.4%
19,450.82
USD 7,508
|
0
+32.4%
|
19,450.82
|
USD 7,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
Feliciano Jose Enrique
Officer of Investment Adviser
|
1
+32.4%
19,450.82
USD 22,485
|
1
+32.4%
|
19,450.82
|
USD 22,485
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Adviser
|
12
+32.4%
19,450.82
USD 224,851
|
12
+32.4%
|
19,450.82
|
USD 224,851
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Adviser
|
451
+32.4%
19,450.82
USD 8,774,848
|
451
+32.4%
|
19,450.82
|
USD 8,774,848
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
TENNENBAUM MICHAEL E
See Remarks Below
|
3
+32.4%
19,450.82
USD 60,006
|
3
+32.4%
|
19,450.82
|
USD 60,006
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
TENNENBAUM MICHAEL E
See Remarks Below
|
117
+32.4%
19,450.82
USD 2,274,248
|
117
+32.4%
|
19,450.82
|
USD 2,274,248
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
Wilson Hugh Steven
CEO
Officer
|
3
+32.4%
19,450.82
USD 52,517
|
3
+32.4%
|
19,450.82
|
USD 52,517
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
MITCHELL M CHRISTIAN
Non-Executive Director
|
0
+32.4%
19,450.82
USD 7,508
|
0
+32.4%
|
19,450.82
|
USD 7,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
Wruble Brian F
Non-Executive Director
|
8
+32.4%
19,450.82
USD 150,005
|
8
+32.4%
|
19,450.82
|
USD 150,005
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
CHANG STEVEN C
Officer of Investment Adviser
|
2
+32.4%
19,450.82
USD 29,993
|
2
+32.4%
|
19,450.82
|
USD 29,993
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
0
+32.4%
19,450.82
USD 7,508
|
0
+32.4%
|
19,450.82
|
USD 7,508
|
|
|
2005-11-01 |
2005-10-28 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
15
+32.4%
19,450.82
USD 296,508
|
15
+32.4%
|
19,450.82
|
USD 296,508
|
|
|
2006-03-02 |
2005-04-29 |
B
Purchase
|
State Street Bank & Trust Co as Trustee for the Northrop Grumman Corp Master Trust
Large shareholder
|
407
+29.6%
18,412.13
USD 7,499,997
|
407
+29.6%
|
18,412.13
|
USD 7,499,997
|
|
|
2005-11-03 |
2005-04-29 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
0
+29.5%
18,412.13
USD 4,990
|
0
+29.5%
|
18,412.13
|
USD 4,990
|
|
|
2005-11-03 |
2005-04-29 |
B
Purchase
|
LEVKOWITZ HOWARD
President
Executive Director
|
11
+29.6%
18,412.13
USD 197,673
|
11
+29.6%
|
18,412.13
|
USD 197,673
|
|
|
2005-05-04 |
2005-04-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
2
+29.6%
18,412.13
USD 40,028
|
2
+29.6%
|
18,412.13
|
USD 40,028
|
|
|
2005-05-04 |
2005-04-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
82
+29.6%
18,412.13
USD 1,516,165
|
82
+29.6%
|
18,412.13
|
USD 1,516,165
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
DiPaolo Robert G
CFO
Officer
|
0
+29.5%
18,412.13
USD 4,990
|
0
+29.5%
|
18,412.13
|
USD 4,990
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
0
+29.5%
18,412.13
USD 4,990
|
0
+29.5%
|
18,412.13
|
USD 4,990
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
HOLDSWORTH MARK
Authorized Person
Officer
|
11
+29.6%
18,412.13
USD 197,673
|
11
+29.6%
|
18,412.13
|
USD 197,673
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
Wruble Brian F
Non-Executive Director
|
5
+29.6%
18,412.13
USD 99,996
|
5
+29.6%
|
18,412.13
|
USD 99,996
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
Feliciano Jose Enrique
Officer of Investment Adviser
|
1
+29.6%
18,412.13
USD 15,006
|
1
+29.6%
|
18,412.13
|
USD 15,006
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
Hollander David A
Secretary
Officer
|
1
+29.6%
18,412.13
USD 12,502
|
1
+29.6%
|
18,412.13
|
USD 12,502
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
2
+29.6%
18,412.13
USD 40,028
|
2
+29.6%
|
18,412.13
|
USD 40,028
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
82
+29.6%
18,412.13
USD 1,516,165
|
82
+29.6%
|
18,412.13
|
USD 1,516,165
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
MITCHELL M CHRISTIAN
Non-Executive Director
|
0
+29.5%
18,412.13
USD 4,990
|
0
+29.5%
|
18,412.13
|
USD 4,990
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
Wilson Hugh Steven
Officer of Investment Adviser
|
2
+29.5%
18,412.13
USD 34,983
|
2
+29.5%
|
18,412.13
|
USD 34,983
|
|
|
2005-05-03 |
2005-04-29 |
B
Purchase
|
CHANG STEVEN C
Officer of Investment Adviser
|
1
+29.6%
18,412.13
USD 19,996
|
1
+29.6%
|
18,412.13
|
USD 19,996
|
|
|
2005-05-02 |
2005-04-29 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
272
+29.6%
18,412.13
USD 4,999,998
|
272
+29.6%
|
18,412.13
|
USD 4,999,998
|
|
|
2005-05-02 |
2005-04-29 |
B
Purchase
|
UNITRIN INC
Large shareholder
|
272
+29.6%
18,412.13
USD 4,999,998
|
272
+29.6%
|
18,412.13
|
USD 4,999,998
|
|
|
2005-01-18 |
2005-01-15 |
S
Sale
|
LEVKOWITZ HOWARD
President
Executive Director
|
0
-0.2%
18,781.78
USD 1,164
|
0
-0.2%
|
18,781.78
|
USD 1,164
|
|
|
2005-01-18 |
2005-01-15 |
S
Sale
|
HOLDSWORTH MARK
Authorized Person
Officer
|
0
-0.2%
18,781.78
USD 1,164
|
0
-0.2%
|
18,781.78
|
USD 1,164
|
|
|
2005-01-18 |
2005-01-15 |
S
Sale
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
0
-0.2%
18,781.78
USD 8,903
|
0
-0.2%
|
18,781.78
|
USD 8,903
|
|
|
2004-12-03 |
2004-11-22 |
S
Sale
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
2
-0.7%
19,049.69
USD 34,994
|
2
-0.7%
|
19,049.69
|
USD 34,994
|
|
|
2004-12-03 |
2004-11-15 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
3
+83.7%
17,914.73
USD 59,979
|
3
+83.7%
|
17,914.73
|
USD 59,979
|
|
|
2004-12-03 |
2004-11-15 |
B
Purchase
|
TENNENBAUM MICHAEL E
Chief Executive Officer
Officer
|
128
+83.7%
17,914.73
USD 2,289,252
|
128
+83.7%
|
17,914.73
|
USD 2,289,252
|
|
|
2004-11-17 |
2004-11-15 |
B
Purchase
|
Hollander David A
Authorized Person
Officer
|
1
+83.8%
17,914.73
USD 18,757
|
1
+83.8%
|
17,914.73
|
USD 18,757
|
|
