KBL Merger Corp IV (KBLMU)

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Ticker: KBLMU Exchange: NAS

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

Earnings

Value bought

Past 90 days

Value sold

Past 90 days

Net insiders buying

Past 90 days

Trades (buy and sell)

Past 90 days

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Value
2023-12-18	2023-12-15	B Purchase	Woody James N. Chief Executive Officer Executive Director	25,000 +59.7% 0.19 USD 4,700	25,000 +59.7%	0.19	USD 4,700
2023-12-18	2023-12-15	S Sale	Feldmann Marc Non-Executive Director	25,000 -17.8% 0.19 USD 4,700	25,000 -17.8%	0.19	USD 4,700
2023-06-02	2023-06-01	B Purchase	STEINMAN LAWRENCE Non-Executive Director	18,000 +59.7% 1.23 USD 22,068	18,000 +59.7%	1.23	USD 22,068
2023-06-01	2023-05-31	B Purchase	McGovern Jr. Donald A. Non-Executive Director	10,000 +49.8% 1.15 USD 11,470	10,000 +49.8%	1.15	USD 11,470
2023-05-22	2023-05-19	B Purchase	McGovern Jr. Donald A. Non-Executive Director	5,000 +33.1% 1.16 USD 5,800	5,000 +33.1%	1.16	USD 5,800
2023-05-22	2023-05-18	B Purchase	McGovern Jr. Donald A. Non-Executive Director	10,000 +196.1% 1.05 USD 10,500	10,000 +196.1%	1.05	USD 10,500
2023-05-19	2023-05-18	B Purchase	Pamir Ozan CFO Officer	5,162 +135.1% 1.01 USD 5,214	5,162 +135.1%	1.01	USD 5,214
2023-05-19	2023-05-18	B Purchase	Marrone Pamela G Non-Executive Director	7,082 +131.5% 1.06 USD 7,507	7,082 +131.5%	1.06	USD 7,507
2023-05-18	2023-05-18	B Purchase	Woody James N. Chief Executive Officer Executive Director	40,000 +2118.6% 1.03 USD 41,200	40,000 +2118.6%	1.03	USD 41,200
2021-12-16	2021-12-16	B Purchase	Vu Quan Anh COO / Chief Business Officer Officer	8,000 +64.0% 3.98 USD 31,840	8,000 +64.0%	3.98	USD 31,840
2021-12-13	2021-12-10	B Purchase	Pamir Ozan Interim CFO Officer	3,800 +5.2% 3.87 USD 14,706	3,800 +5.2%	3.87	USD 14,706
2021-12-10	2021-12-10	B Purchase	Vu Quan Anh COO / Chief Business Officer Officer	4,500 +56.2% 3.90 USD 17,550	4,500 +56.2%	3.90	USD 17,550
2021-12-10	2021-12-10	B Purchase	Marrone Pamela G Non-Executive Director	1,000 +inf% 4.10 USD 4,100	1,000 +inf%	4.10	USD 4,100
2021-12-13	2021-12-09	B Purchase	Feldmann Marc Non-Executive Director	50,000 +1.8% 4.07 USD 203,500	50,000 +1.8%	4.07	USD 203,500
2021-12-13	2021-12-09	B Purchase	DeLuca Teresa Non-Executive Director	2,500 +inf% 3.95 USD 9,875	2,500 +inf%	3.95	USD 9,875
2021-12-13	2021-12-09	B Purchase	DeLuca Teresa Non-Executive Director	2,500 +inf% 3.99 USD 9,975	2,500 +inf%	3.99	USD 9,975
2021-12-13	2021-12-09	B Purchase	DeLuca Teresa Non-Executive Director	2,500 +inf% 3.98 USD 9,950	2,500 +inf%	3.98	USD 9,950
2021-12-13	2021-12-09	B Purchase	DeLuca Teresa Non-Executive Director	5,000 +inf% 4.00 USD 20,000	5,000 +inf%	4.00	USD 20,000
2021-12-10	2021-12-09	B Purchase	STEINMAN LAWRENCE Non-Executive Director	5,000 +0.8% 4.27 USD 21,350	5,000 +0.8%	4.27	USD 21,350
2021-12-10	2021-12-09	B Purchase	Woody James N. Chief Executive Officer Executive Director	12,500 +49.5% 4.27 USD 53,375	12,500 +49.5%	4.27	USD 53,375
2021-12-09	2021-12-09	B Purchase	McGovern Jr. Donald A. Non-Executive Director	25,000 +327.7% 4.13 USD 103,250	25,000 +327.7%	4.13	USD 103,250
2020-12-17	2020-12-17	S Sale	KRAUSS MARLENE Large shareholder	4,403 -0.2% 2.44 USD 10,743	4,403 -0.2%	2.44	USD 10,743
2020-12-17	2020-12-17	S Sale	KRAUSS MARLENE Large shareholder	12,103 -0.6% 2.49 USD 30,136	12,103 -0.6%	2.49	USD 30,136
2020-12-17	2020-12-15	S Sale	KRAUSS MARLENE Large shareholder	17,877 -0.7% 2.40 USD 42,905	17,877 -0.7%	2.40	USD 42,905
2020-12-17	2020-12-14	S Sale	KRAUSS MARLENE Large shareholder	10,000 -0.4% 2.45 USD 24,500	10,000 -0.4%	2.45	USD 24,500
2020-12-01	2020-11-25	S Sale	KRAUSS MARLENE Large shareholder	12,182 -0.5% 2.78 USD 33,809	12,182 -0.5%	2.78	USD 33,809
2020-12-01	2020-11-23	S Sale	KRAUSS MARLENE Large shareholder	60,633 -2.3% 3.26 USD 197,676	60,633 -2.3%	3.26	USD 197,676
2020-12-01	2020-11-19	S Sale	KRAUSS MARLENE Large shareholder	33,445 -1.2% 2.12 USD 70,837	33,445 -1.2%	2.12	USD 70,837
2020-12-01	2020-11-18	S Sale	KRAUSS MARLENE Large shareholder	6,700 -0.2% 2.31 USD 15,480	6,700 -0.2%	2.31	USD 15,480
2020-12-01	2020-11-17	S Sale	KRAUSS MARLENE Large shareholder	3,300 -0.1% 2.26 USD 7,445	3,300 -0.1%	2.26	USD 7,445
2020-11-12	2020-11-09	B Purchase	Woody James N. Chief Executive Officer Executive Director	1,000 +4.1% 3.29 USD 3,290	1,000 +4.1%	3.29	USD 3,290
2019-10-10	2019-10-09	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	299,900 -69.4% 10.50 USD 3,148,950	299,900 -69.4%	10.50	USD 3,148,950
2019-10-10	2019-10-09	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	400,000 -48.1% 10.51 USD 4,204,000	400,000 -48.1%	10.51	USD 4,204,000
2019-10-07	2019-10-03	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	100 -0.0% 10.52 USD 1,052	100 -0.0%	10.52	USD 1,052
2019-09-26	2019-09-24	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	113,937 -12.0% 10.50 USD 1,196,339	113,937 -12.0%	10.50	USD 1,196,339
2019-09-13	2019-09-12	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	25,260 -2.6% 10.50 USD 265,230	25,260 -2.6%	10.50	USD 265,230
2019-09-11	2019-09-09	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	3,999 -0.4% 10.51 USD 42,029	3,999 -0.4%	10.51	USD 42,029
2019-09-03	2019-08-30	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	5,900 -0.6% 10.50 USD 61,950	5,900 -0.6%	10.50	USD 61,950
2019-08-20	2019-08-16	S Sale	MIZUHO SECURITIES USA LLC Large shareholder	200,000 -20.7% 10.48 USD 2,096,000	200,000 -20.7%	10.48	USD 2,096,000
2019-08-15	2019-08-14	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	150,004 -13.3% 10.49 USD 1,573,542	150,004 -13.3%	10.49	USD 1,573,542
2019-08-08	2019-08-07	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	6,800 -0.6% 10.53 USD 71,604	6,800 -0.6%	10.53	USD 71,604
2019-08-07	2019-08-05	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	200 -0.0% 10.53 USD 2,106	200 -0.0%	10.53	USD 2,106
2019-07-25	2019-07-24	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	100 -0.0% 10.49 USD 1,049	100 -0.0%	10.49	USD 1,049
2019-06-24	2019-06-20	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	600 -0.1% 10.48 USD 6,288	600 -0.1%	10.48	USD 6,288
2019-06-18	2019-06-14	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	300 -0.0% 10.48 USD 3,144	300 -0.0%	10.48	USD 3,144
2019-06-12	2019-06-10	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	435 -0.0% 10.48 USD 4,559	435 -0.0%	10.48	USD 4,559
2019-05-31	2019-05-29	S Sale	OXFORD ASSET MANAGEMENT LLP Large shareholder	500 -0.0% 10.48 USD 5,240	500 -0.0%	10.48	USD 5,240
2017-06-29	2017-06-27	S Sale	Polar Asset Management Partners Inc. Large shareholder	12,500 -0.8% 9.70 USD 121,250	12,500 -0.8%	9.70	USD 121,250
2017-06-27	2017-06-23	B Purchase	KRAUSS MARLENE Chief Executive Officer Executive Director Large shareholder	27,500 +0.9% 10.00 USD 275,000	27,500 +0.9%	10.00	USD 275,000
2017-06-09	2017-06-07	B Purchase	KRAUSS MARLENE Chief Executive Officer Executive Director Large shareholder	350,000 +12.2% 10.00 USD 3,500,000	350,000 +12.2%	10.00	USD 3,500,000

KBL Merger Corp IV (KBLMU)

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