|
2017-12-08 |
2017-11-29 |
B
Purchase
|
Mutual of Omaha Insurance Co
Large shareholder
|
120,000
+17.6%
3,000,000.00
USD 360,000,000,000
|
120,000
+17.6%
|
3,000,000.00
|
USD 360,000,000,000
|
|
|
2017-12-08 |
2017-11-29 |
B
Purchase
|
Mutual of Omaha Insurance Co
Large shareholder
|
480,000
+240.0%
12,000,000.00
USD 5,760,000,000,000
|
480,000
+240.0%
|
12,000,000.00
|
USD 5,760,000,000,000
|
|
|
2017-12-08 |
2017-11-29 |
B
Purchase
|
Mutual of Omaha Insurance Co
Large shareholder
|
200,000
+inf%
5,000,000.00
USD 1,000,000,000,000
|
200,000
+inf%
|
5,000,000.00
|
USD 1,000,000,000,000
|
|
|
2017-12-01 |
2017-11-29 |
B
Purchase
|
UNITED OF OMAHA LIFE INSURANCE CO
Large shareholder
|
480,000
+166.2%
12,000,000.00
USD 5,760,000,000,000
|
480,000
+166.2%
|
12,000,000.00
|
USD 5,760,000,000,000
|
|
|
2016-09-09 |
2016-09-07 |
B
Purchase
|
Voya Financial, Inc.
Large shareholder
|
800,000
+inf%
20,000,000.00
USD 16,000,000,000,000
|
800,000
+inf%
|
20,000,000.00
|
USD 16,000,000,000,000
|
|
|
2015-10-09 |
2015-10-08 |
S
Sale
|
Isenberg Gerald I
Non-Executive Director
|
1,041
-100.0%
15.71
USD 16,354
|
1,041
-100.0%
|
15.71
|
USD 16,354
|
|
|
2015-10-05 |
2015-10-02 |
B
Purchase
|
Shea William H JR
Non-Executive Director
|
3,500
+107.7%
12.94
USD 45,290
|
3,500
+107.7%
|
12.94
|
USD 45,290
|
|
|
2015-10-02 |
2015-09-30 |
B
Purchase
|
Meraz Jody
Vice President
Officer
|
5,000
+235.6%
12.95
USD 64,750
|
5,000
+235.6%
|
12.95
|
USD 64,750
|
|
|
2015-08-04 |
2015-07-31 |
B
Purchase
|
Baker James C
Executive Vice President
Officer
|
15,000
+57.5%
18.18
USD 272,700
|
15,000
+57.5%
|
18.18
|
USD 272,700
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
2,500,000
+inf%
1.00
USD 2,500,000
|
2,500,000
+inf%
|
1.00
|
USD 2,500,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
2,500,000
+inf%
1.00
USD 2,500,000
|
2,500,000
+inf%
|
1.00
|
USD 2,500,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
1,000,000
+inf%
1.00
USD 1,000,000
|
1,000,000
+inf%
|
1.00
|
USD 1,000,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
1,100,000
+inf%
1.00
USD 1,100,000
|
1,100,000
+inf%
|
1.00
|
USD 1,100,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
13,500,000
+inf%
1.00
USD 13,500,000
|
13,500,000
+inf%
|
1.00
|
USD 13,500,000
|
|
|
2013-08-12 |
2013-08-08 |
B
Purchase
|
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Large shareholder
|
14,200,000
+inf%
1.00
USD 14,200,000
|
14,200,000
+inf%
|
1.00
|
USD 14,200,000
|
|
|
2013-04-25 |
2013-03-25 |
S
Sale
|
Isenberg Gerald I
Non-Executive Director
|
2,000
-65.8%
28.86
USD 57,728
|
2,000
-65.8%
|
28.86
|
USD 57,728
|
|
|
2013-03-26 |
2013-03-25 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
8,600
-19.5%
28.90
USD 248,540
|
8,600
-19.5%
|
28.90
|
USD 248,540
|
|
|
2013-03-06 |
2013-03-05 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
5,000
-10.2%
28.55
USD 142,750
|
5,000
-10.2%
|
28.55
|
USD 142,750
|
|
|
2013-02-26 |
2013-02-25 |
S
Sale
|
SINNOTT ROBERT V
Investment Adviser Affiliate
|
100
-0.2%
28.20
USD 2,820
|
100
-0.2%
|
28.20
|
USD 2,820
|
|
|
2010-07-15 |
2010-05-06 |
B
Purchase
|
Shladovsky David J
Secretary
Officer
|
4,000
+75.1%
22.75
USD 91,000
|
4,000
+75.1%
|
22.75
|
USD 91,000
|
|
|
2010-05-06 |
2010-05-05 |
B
Purchase
|
Baker James C
Vice President
Officer
|
7,500
+74.4%
24.65
USD 184,875
|
7,500
+74.4%
|
24.65
|
USD 184,875
|
|
|
2010-05-06 |
2010-05-05 |
B
Purchase
|
Hart Terry A
Treasurer and CFO
Officer
|
1,000
+inf%
24.72
USD 24,721
|
1,000
+inf%
|
24.72
|
USD 24,721
|
|
|
2009-01-05 |
2008-12-31 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Advisor
|
30,000
+10.3%
11.42
USD 342,600
|
30,000
+10.3%
|
11.42
|
USD 342,600
|
|
|
2008-12-02 |
2008-11-28 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Advisor
|
87,337
+43.1%
10.05
USD 877,737
|
87,337
+43.1%
|
10.05
|
USD 877,737
|
|
|
2008-11-26 |
2008-11-26 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Advisor
|
114,000
+128.6%
9.77
USD 1,113,780
|
114,000
+128.6%
|
9.77
|
USD 1,113,780
|
|
|
2008-09-26 |
2008-09-02 |
B
Purchase
|
Shea William H JR
Non-Executive Director
|
3,000
+inf%
28.35
USD 85,050
|
3,000
+inf%
|
28.35
|
USD 85,050
|
|
|
2010-07-19 |
2008-07-22 |
B
Purchase
|
Isenberg Gerald I
Non-Executive Director
|
1,000
+inf%
27.88
USD 27,880
|
1,000
+inf%
|
27.88
|
USD 27,880
|
|
|
2010-07-19 |
2008-06-23 |
B
Purchase
|
Isenberg Gerald I
Non-Executive Director
|
1,000
+85.0%
28.63
USD 28,630
|
1,000
+85.0%
|
28.63
|
USD 28,630
|
|
|
2008-02-26 |
2008-02-25 |
B
Purchase
|
Baker James C
Vice President
Officer
|
3,000
+58.2%
26.13
USD 78,383
|
3,000
+58.2%
|
26.13
|
USD 78,383
|
|
|
2007-11-27 |
2007-11-27 |
B
Purchase
|
McCarthy Kevin S
Chairman, President and CEO
Executive Director
|
2,000
+18.2%
24.33
USD 48,660
|
2,000
+18.2%
|
24.33
|
USD 48,660
|
|
|
2007-11-27 |
2007-11-26 |
B
Purchase
|
McCarthy Kevin S
Chairman, President and CEO
Executive Director
|
1,000
+10.0%
24.49
USD 24,490
|
1,000
+10.0%
|
24.49
|
USD 24,490
|
|
|
2007-11-27 |
2007-11-26 |
B
Purchase
|
Baker James C
Vice President
Officer
|
2,000
+66.7%
24.47
USD 48,934
|
2,000
+66.7%
|
24.47
|
USD 48,934
|
|
|
2007-08-17 |
2007-08-16 |
B
Purchase
|
MORGAN MICHAEL C
Non-Executive Director
|
2,561
+inf%
23.94
USD 61,320
|
2,561
+inf%
|
23.94
|
USD 61,320
|
|
|
2007-07-05 |
2007-07-05 |
B
Purchase
|
Baker James C
Vice President
Officer
|
1,000
+50.0%
29.29
USD 29,291
|
1,000
+50.0%
|
29.29
|
USD 29,291
|
|
|
2007-05-16 |
2007-05-16 |
B
Purchase
|
MORGAN MICHAEL C
Non-Executive Director
|
2,000
+inf%
28.86
USD 57,720
|
2,000
+inf%
|
28.86
|
USD 57,720
|
|
|
2007-04-10 |
2007-04-05 |
B
Purchase
|
Baker James C
Vice President
Officer
|
1,000
+100.0%
26.96
USD 26,960
|
1,000
+100.0%
|
26.96
|
USD 26,960
|
|
|
2006-08-08 |
2006-08-04 |
B
Purchase
|
Baker James C
Vice President
Officer
|
1,000
+inf%
24.60
USD 24,600
|
1,000
+inf%
|
24.60
|
USD 24,600
|
|
|
2005-11-17 |
2005-11-15 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Adviser
|
8,080
+9.6%
23.25
USD 187,860
|
8,080
+9.6%
|
23.25
|
USD 187,860
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Daley John
Investment Adviser CFO
|
400
+inf%
25.00
USD 10,000
|
400
+inf%
|
25.00
|
USD 10,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Sinnott Robert
Investment Adviser Affiliate
|
40,000
+inf%
25.00
USD 1,000,000
|
40,000
+inf%
|
25.00
|
USD 1,000,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Costin Anne K
Non-Executive Director
|
2,000
+inf%
25.00
USD 50,000
|
2,000
+inf%
|
25.00
|
USD 50,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
McCarthy Kevin S
Chairman, President and CEO
Executive Director
|
10,000
+inf%
25.00
USD 250,000
|
10,000
+inf%
|
25.00
|
USD 250,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Quinn Terry
Non-Executive Director
|
1,000
+inf%
25.00
USD 25,000
|
1,000
+inf%
|
25.00
|
USD 25,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Frey John C
See Exhibit 99.1
Officer
|
15,000
+inf%
25.00
USD 375,000
|
15,000
+inf%
|
25.00
|
USD 375,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Walter Ralph
Chief Financial Officer
Officer
|
10,000
+inf%
25.00
USD 250,000
|
10,000
+inf%
|
25.00
|
USD 250,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Shladovsky David J
Secretary
Officer
|
4,000
+inf%
25.00
USD 100,000
|
4,000
+inf%
|
25.00
|
USD 100,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Isenberg Gerald I
Non-Executive Director
|
1,000
+inf%
25.00
USD 25,000
|
1,000
+inf%
|
25.00
|
USD 25,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Adviser
|
80,000
+inf%
25.00
USD 2,000,000
|
80,000
+inf%
|
25.00
|
USD 2,000,000
|
|
|
2005-06-29 |
2005-06-27 |
B
Purchase
|
Good Steven C
Non-Executive Director
|
2,000
+inf%
25.00
USD 50,000
|
2,000
+inf%
|
25.00
|
USD 50,000
|
|
