|
2018-08-01 |
2018-07-30 |
B
Purchase
|
KAYNE RICHARD A
See Remarks
|
2,000
+10.8%
17.53
USD 35,060
|
2,000
+10.8%
|
17.53
|
USD 35,060
|
|
|
2018-07-27 |
2018-07-25 |
B
Purchase
|
Cordes William R
Non-Executive Director
|
2,900
+145.0%
17.60
USD 51,040
|
2,900
+145.0%
|
17.60
|
USD 51,040
|
|
|
2015-10-02 |
2015-10-02 |
B
Purchase
|
Hart Terry A
Director, CFO & Treasurer
Executive Director
|
5,000
+119.5%
21.77
USD 108,850
|
5,000
+119.5%
|
21.77
|
USD 108,850
|
|
|
2014-01-24 |
2014-01-24 |
B
Purchase
|
Baker James C
Executive Vice President
Executive Director
|
20,000
+86.8%
27.61
USD 552,150
|
20,000
+86.8%
|
27.61
|
USD 552,150
|
|
|
2013-07-01 |
2013-06-28 |
B
Purchase
|
Baker James C
Executive Vice President
Officer
|
10,000
+79.3%
25.68
USD 256,800
|
10,000
+79.3%
|
25.68
|
USD 256,800
|
|
|
2011-07-07 |
2011-07-05 |
B
Purchase
|
Hart Terry A
Treasurer and CFO
Officer
|
1,250
+46.6%
19.92
USD 24,900
|
1,250
+46.6%
|
19.92
|
USD 24,900
|
|
|
2011-04-27 |
2011-04-21 |
B
Purchase
|
Hart Terry A
Treasurer and CFO
Officer
|
1,300
+94.1%
19.23
USD 24,999
|
1,300
+94.1%
|
19.23
|
USD 24,999
|
|
|
2009-01-21 |
2009-01-20 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Advisor
Large shareholder
|
10,200
+75.0%
10.60
USD 108,120
|
10,200
+75.0%
|
10.60
|
USD 108,120
|
|
|
2009-01-16 |
2009-01-16 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Advisor
Large shareholder
|
8,300
+156.6%
10.66
USD 88,478
|
8,300
+156.6%
|
10.66
|
USD 88,478
|
|
|
2009-01-16 |
2009-01-15 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Advisor
Large shareholder
|
5,300
+inf%
9.59
USD 50,827
|
5,300
+inf%
|
9.59
|
USD 50,827
|
|
|
2008-11-26 |
2008-11-26 |
S
Sale
|
KAYNE RICHARD A
CEO of Investment Advisor
Large shareholder
|
120,100
-100.0%
9.26
USD 1,112,126
|
120,100
-100.0%
|
9.26
|
USD 1,112,126
|
|
|
2008-10-15 |
2008-10-14 |
B
Purchase
|
Richey Albert L
Non-Executive Director
|
7,500
+148.2%
13.77
USD 103,275
|
7,500
+148.2%
|
13.77
|
USD 103,275
|
|
|
2008-07-10 |
2008-07-09 |
B
Purchase
|
Baker James C
Vice President
Officer
|
3,000
+55.4%
21.80
USD 65,400
|
3,000
+55.4%
|
21.80
|
USD 65,400
|
|
|
2008-03-17 |
2008-03-17 |
B
Purchase
|
CORDES WILLIAM R
Non-Executive Director
|
2,000
+inf%
22.60
USD 45,200
|
2,000
+inf%
|
22.60
|
USD 45,200
|
|
|
2006-10-11 |
2006-10-04 |
B
Purchase
|
Shladovsky David J
Secretary, CCO
Officer
|
1,000
+250.0%
21.90
USD 21,900
|
1,000
+250.0%
|
21.90
|
USD 21,900
|
|
|
2006-10-06 |
2006-10-03 |
B
Purchase
|
McCarthy Kevin S
President, CEO, Chairman
Executive Director
|
4,500
+27.7%
22.04
USD 99,180
|
4,500
+27.7%
|
22.04
|
USD 99,180
|
|
|
2006-09-29 |
2006-09-29 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Adviser
Large shareholder
|
23,200
+23.9%
22.41
USD 519,935
|
23,200
+23.9%
|
22.41
|
USD 519,935
|
|
|
2006-09-29 |
2006-09-28 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Adviser
Large shareholder
|
23,500
+32.0%
23.10
USD 542,850
|
23,500
+32.0%
|
23.10
|
USD 542,850
|
|
|
2006-09-29 |
2006-09-27 |
B
Purchase
|
McCarthy Kevin S
President, CEO, Chairman
Executive Director
|
3,250
+25.0%
23.40
USD 76,050
|
3,250
+25.0%
|
23.40
|
USD 76,050
|
|
|
2006-09-29 |
2006-09-27 |
B
Purchase
|
KAYNE RICHARD A
CEO of Investment Adviser
Large shareholder
|
1,500
+2.1%
23.17
USD 34,750
|
1,500
+2.1%
|
23.17
|
USD 34,750
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
McCarthy Kevin S
President, CEO, Chairman
Executive Director
|
13,000
+inf%
25.00
USD 325,000
|
13,000
+inf%
|
25.00
|
USD 325,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
FORMAN KEITH B
Non-Executive Director
|
1,000
+inf%
25.00
USD 25,000
|
1,000
+inf%
|
25.00
|
USD 25,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
Daley John
Investment Adviser CFO
|
400
+inf%
25.00
USD 10,000
|
400
+inf%
|
25.00
|
USD 10,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
Baker James C
Vice President
Officer
|
5,000
+inf%
25.00
USD 125,000
|
5,000
+inf%
|
25.00
|
USD 125,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
Sinnott Robert
Non-Executive Director
|
29,000
+inf%
25.00
USD 725,000
|
29,000
+inf%
|
25.00
|
USD 725,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
Frey John C
Vice President
Officer
|
8,000
+inf%
25.00
USD 200,000
|
8,000
+inf%
|
25.00
|
USD 200,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
PEARL BARRY R
Non-Executive Director
|
4,000
+inf%
25.00
USD 100,000
|
4,000
+inf%
|
25.00
|
USD 100,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
LOGAN RON M JR
Vice President
Officer
|
400
+inf%
25.00
USD 10,000
|
400
+inf%
|
25.00
|
USD 10,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
THACKER WILLIAM L
Non-Executive Director
|
2,000
+inf%
25.00
USD 50,000
|
2,000
+inf%
|
25.00
|
USD 50,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
Hart Terry A
Treasurer and CFO
Officer
|
1,000
+inf%
25.00
USD 25,000
|
1,000
+inf%
|
25.00
|
USD 25,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
Richey Albert L
Non-Executive Director
|
5,000
+inf%
25.00
USD 125,000
|
5,000
+inf%
|
25.00
|
USD 125,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
KAYNE RICHARD A
CEO of Member/Manager of IA
Large shareholder
|
72,000
+inf%
25.00
USD 1,800,000
|
72,000
+inf%
|
25.00
|
USD 1,800,000
|
|
|
2006-09-27 |
2006-09-25 |
B
Purchase
|
Shladovsky David J
Secy, Chief Financial Officer
Officer
|
400
+inf%
25.00
USD 10,000
|
400
+inf%
|
25.00
|
USD 10,000
|
|
