Flaherty & Crumrine Dynamic Preferred and Income Fund Inc (DFP)

Financials Collective Investments Collective Investments

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Ticker: DFP Exchange: NYS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Earnings
 
Value bought

Past 90 days

 
Value sold

Past 90 days

 
Net insiders buying

Past 90 days

 
Trades (buy and sell)

Past 90 days

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2018-12-20 2018-12-20 B Purchase

STONE BRADFORD S

CFO, VP & TREASURER

Officer
2,500 +10.3%
19.50
USD 48,750 		2,500 +10.3% 19.50 USD 48,750
2018-12-19 2018-12-18 B Purchase

CHADWICK ROBERT E

CEO, President

Executive Director
5,000 +33.3%
20.00
USD 100,000 		5,000 +33.3% 20.00 USD 100,000
2018-12-17 2018-12-14 B Purchase

STONE BRADFORD S

CFO, VP & TREASURER

Officer
2,400 +11.0%
20.38
USD 48,902 		2,400 +11.0% 20.38 USD 48,902
2018-12-17 2018-12-14 B Purchase

STONE BRADFORD S

CFO, VP & TREASURER

Officer
100 +0.5%
20.38
USD 2,038 		100 +0.5% 20.38 USD 2,038
2018-10-11 2018-10-10 B Purchase

STONE BRADFORD S

CFO, VP & TREASURER

Officer
4 +0.0%
21.88
USD 88 		4 +0.0% 21.88 USD 88
2018-10-11 2018-10-10 B Purchase

STONE BRADFORD S

CFO, VP & TREASURER

Officer
1,396 +7.0%
21.88
USD 30,544 		1,396 +7.0% 21.88 USD 30,544
2018-10-11 2018-10-10 B Purchase

STONE BRADFORD S

CFO, VP & TREASURER

Officer
1,100 +5.8%
21.87
USD 24,057 		1,100 +5.8% 21.87 USD 24,057
2016-11-14 2016-11-14 B Purchase

STONE BRADFORD S

CFO and Treasurer

Officer
2,500 +18.0%
21.95
USD 54,875 		2,500 +18.0% 21.95 USD 54,875
2016-11-14 2016-11-14 B Purchase

CHADWICK ROBERT E

CEO, President

Executive Director
5,000 +50.0%
21.90
USD 109,500 		5,000 +50.0% 21.90 USD 109,500
2016-11-08 2016-11-02 B Purchase

STONE BRADFORD S

CFO, VP and Treasurer

Officer
1,600 +13.0%
23.92
USD 38,271 		1,600 +13.0% 23.92 USD 38,271
2016-11-08 2016-11-02 B Purchase

STONE BRADFORD S

CFO, VP and Treasurer

Officer
500 +4.2%
23.91
USD 11,955 		500 +4.2% 23.91 USD 11,955
2016-11-08 2016-11-02 B Purchase

STONE BRADFORD S

CFO, VP and Treasurer

Officer
100 +0.9%
23.90
USD 2,390 		100 +0.9% 23.90 USD 2,390
2016-11-08 2016-11-02 B Purchase

STONE BRADFORD S

CFO, VP and Treasurer

Officer
300 +2.6%
23.90
USD 7,169 		300 +2.6% 23.90 USD 7,169
2016-03-18 2016-03-17 B Purchase

WULF ROBERT F

Non-Executive Director
2,085 +15.5%
23.16
USD 48,290 		2,085 +15.5% 23.16 USD 48,290
2015-06-30 2015-06-29 B Purchase

Conwell Chad

CCO, VP and Secretary

Officer
500 +25.0%
21.97
USD 10,985 		500 +25.0% 21.97 USD 10,985
2015-06-23 2015-06-22 B Purchase

STONE BRADFORD S

CFO, VP & Treasurer

Officer
2,000 +24.6%
21.90
USD 43,799 		2,000 +24.6% 21.90 USD 43,799
2015-06-23 2015-06-22 B Purchase

ETTINGER ROBERT M

Aff. Person of Investment Adv.
13,658 +54.8%
21.88
USD 298,837 		13,658 +54.8% 21.88 USD 298,837
2015-06-08 2015-06-08 B Purchase

CHADWICK ROBERT E

CEO and President

Officer
3,298 +49.2%
22.51
USD 74,238 		3,298 +49.2% 22.51 USD 74,238
2015-06-08 2015-06-08 B Purchase

CHADWICK ROBERT E

CEO and President

Officer
1,602 +31.4%
22.51
USD 36,059 		1,602 +31.4% 22.51 USD 36,059
2015-06-08 2015-06-08 B Purchase

CHADWICK ROBERT E

CEO and President

Officer
100 +2.0%
22.51
USD 2,251 		100 +2.0% 22.51 USD 2,251
2014-09-16 2014-09-16 B Purchase

ETTINGER ROBERT M

President

Officer
1,500 +6.4%
22.84
USD 34,260 		1,500 +6.4% 22.84 USD 34,260
2014-09-16 2014-09-16 B Purchase

ETTINGER ROBERT M

President

Officer
3,000 +14.7%
22.85
USD 68,543 		3,000 +14.7% 22.85 USD 68,543
2014-08-01 2014-07-31 B Purchase

Hogan Karen Hanovice

Non-Executive Director
1,150 +inf%
22.23
USD 25,569 		1,150 +inf% 22.23 USD 25,569
2014-03-10 2014-03-10 B Purchase

ETTINGER ROBERT M

President

Officer
600 +3.2%
21.81
USD 13,086 		600 +3.2% 21.81 USD 13,086
2014-03-10 2014-03-10 B Purchase

ETTINGER ROBERT M

President

Officer
3,790 +24.9%
21.82
USD 82,697 		3,790 +24.9% 21.82 USD 82,697
2014-03-10 2014-03-10 B Purchase

ETTINGER ROBERT M

President

Officer
2,210 +17.0%
21.83
USD 48,244 		2,210 +17.0% 21.83 USD 48,244
2014-02-06 2014-02-05 B Purchase

WULF ROBERT F

Non-Executive Director
5,403 +inf%
20.95
USD 113,185 		5,403 +inf% 20.95 USD 113,185
2014-02-06 2014-02-05 B Purchase

WULF ROBERT F

Non-Executive Director
7,088 +708.8%
20.95
USD 148,484 		7,088 +708.8% 20.95 USD 148,484
2013-11-25 2013-11-22 B Purchase

STONE BRADFORD S

VP and Asst. Treasurer

Officer
1,900 +33.9%
19.74
USD 37,506 		1,900 +33.9% 19.74 USD 37,506
2013-11-25 2013-11-22 B Purchase

STONE BRADFORD S

VP and Asst. Treasurer

Officer
600 +12.0%
19.74
USD 11,843 		600 +12.0% 19.74 USD 11,843
2013-11-20 2013-11-20 B Purchase

ETTINGER ROBERT M

President

Officer
3,000 +30.0%
19.94
USD 59,823 		3,000 +30.0% 19.94 USD 59,823
2013-11-20 2013-11-20 B Purchase

ETTINGER ROBERT M

President

Officer
2,400 +31.6%
19.95
USD 47,878 		2,400 +31.6% 19.95 USD 47,878
2013-11-20 2013-11-20 B Purchase

ETTINGER ROBERT M

President

Officer
300 +4.1%
19.91
USD 5,974 		300 +4.1% 19.91 USD 5,974
2013-11-20 2013-11-20 B Purchase

ETTINGER ROBERT M

President

Officer
2,300 +46.0%
19.92
USD 45,814 		2,300 +46.0% 19.92 USD 45,814
2013-11-20 2013-11-20 B Purchase

Conwell Chad

CCO, VP and Secretary

Officer
1,000 +100.0%
19.90
USD 19,900 		1,000 +100.0% 19.90 USD 19,900
2013-09-16 2013-09-16 B Purchase

GUST MORGAN

1,500 +inf%
20.08
USD 30,120 		1,500 +inf% 20.08 USD 30,120
2013-09-13 2013-09-13 B Purchase

STONE BRADFORD S

VP and Asst. Treasurer
2,500 +100.0%
20.00
USD 50,000 		2,500 +100.0% 20.00 USD 50,000
2013-08-22 2013-08-21 B Purchase

STONE BRADFORD S

VP and Asst. Treasurer

Officer
2,500 +inf%
20.50
USD 51,250 		2,500 +inf% 20.50 USD 51,250
2013-08-16 2013-08-16 B Purchase

CHADWICK ROBERT E

CFO, VP & Treasurer

Officer
5,000 +inf%
20.70
USD 103,500 		5,000 +inf% 20.70 USD 103,500
2013-08-16 2013-08-16 B Purchase

ETTINGER ROBERT M

President

Officer
5,000 +inf%
20.90
USD 104,500 		5,000 +inf% 20.90 USD 104,500
2013-08-16 2013-08-16 B Purchase

Conwell Chad

CCO, VP and Secretary

Officer
1,000 +inf%
20.90
USD 20,900 		1,000 +inf% 20.90 USD 20,900
2013-08-13 2013-08-13 B Purchase

CRUMRINE DONALD F

Chief Executive Officer

Executive Director
3,500 +33.3%
21.52
USD 75,328 		3,500 +33.3% 21.52 USD 75,328
2013-08-13 2013-08-12 B Purchase

CRUMRINE DONALD F

Chief Executive Officer

Executive Director
10,500 +inf%
21.60
USD 226,841 		10,500 +inf% 21.60 USD 226,841
2013-05-24 2013-05-23 B Purchase

GALE DAVID

Non-Executive Director
2,000 +inf%
25.00
USD 50,000 		2,000 +inf% 25.00 USD 50,000
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