First Trust Specialty Finance and Financial Opportunities Fund (FGB)

Financials Collective Investments Collective Investments

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Ticker: FGB Exchange: NYS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Earnings
 
Value bought

Past 90 days

 
Value sold

Past 90 days

 
Net insiders buying

Past 90 days

 
Trades (buy and sell)

Past 90 days

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2019-10-03 2019-10-02 B Purchase

KADLEC THOMAS R

2,000 +inf%
6.05
USD 12,100 		2,000 +inf% 6.05 USD 12,100
2014-12-30 2014-12-29 S Sale

Winter Daniel T.

400 -100.0%
7.58
USD 3,033 		400 -100.0% 7.58 USD 3,033
2014-12-30 2014-12-29 S Sale

Winter Daniel T.

1,000 -71.4%
7.58
USD 7,582 		1,000 -71.4% 7.58 USD 7,582
2009-05-07 2009-05-06 S Sale

FIRST TRUST PORTFOLIOS LP

Affiliate of Issuer's Advisor
5,352 -100.0%
4.10
USD 21,945 		5,352 -100.0% 4.10 USD 21,945
2009-01-13 2009-01-12 B Purchase

Keller Mark A.

Officer-Investment Sub-Advisor
500 +5.3%
4.27
USD 2,135 		500 +5.3% 4.27 USD 2,135
2009-01-13 2009-01-12 B Purchase

Keller Mark A.

Officer-Investment Sub-Advisor
5,000 +111.1%
4.36
USD 21,800 		5,000 +111.1% 4.36 USD 21,800
2009-01-13 2009-01-12 B Purchase

Keller Mark A.

Officer-Investment Sub-Advisor
4,500 +inf%
4.27
USD 19,215 		4,500 +inf% 4.27 USD 19,215
2008-12-31 2008-12-30 B Purchase

Miyazaki David B.

Officer-Investment Sub-Advisor
1,000 +32.3%
3.70
USD 3,700 		1,000 +32.3% 3.70 USD 3,700
2008-12-10 2008-12-08 B Purchase

Miyazaki David B.

Officer-Investment Sub-Advisor
1,000 +47.6%
4.60
USD 4,600 		1,000 +47.6% 4.60 USD 4,600
2008-11-21 2008-11-19 B Purchase

SCHULTE DAVID J

300 +6.0%
3.02
USD 906 		300 +6.0% 3.02 USD 906
2008-11-21 2008-11-19 B Purchase

SCHULTE DAVID J

200 +4.2%
3.04
USD 608 		200 +4.2% 3.04 USD 608
2008-11-21 2008-11-19 B Purchase

SCHULTE DAVID J

100 +2.1%
3.07
USD 307 		100 +2.1% 3.07 USD 307
2008-11-21 2008-11-19 B Purchase

SCHULTE DAVID J

2,400 +106.0%
3.06
USD 7,344 		2,400 +106.0% 3.06 USD 7,344
2008-11-21 2008-08-22 B Purchase

SCHULTE DAVID J

2,000 +754.7%
8.90
USD 17,800 		2,000 +754.7% 8.90 USD 17,800
2008-08-21 2008-08-20 B Purchase

HANZLIK JOSEPH J

Officer-Investment Sub-Advisor
1,300 +185.7%
8.95
USD 11,635 		1,300 +185.7% 8.95 USD 11,635
2008-08-21 2008-08-20 B Purchase

HANZLIK JOSEPH J

Officer-Investment Sub-Advisor
700 +inf%
8.93
USD 6,251 		700 +inf% 8.93 USD 6,251
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