EQUUS Total Return Inc (EQS)

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Ticker: EQS Exchange: NYS


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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings
Earnings
 
Value bought

Past 90 days

 
Value sold

Past 90 days

 
Net insiders buying

Past 90 days

 
Trades (buy and sell)

Past 90 days

Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other
Notification date Transaction date B/S Transaction type Insider and/or position Nb. shares
Price
Value 		Number of shares Price Value Details
2023-07-18 2023-07-14 B Purchase

KNAUSS ROBERT L

Non-Executive Director
1,000 +1.1%
1.48
USD 1,480 		1,000 +1.1% 1.48 USD 1,480
2021-10-01 2021-09-29 S Sale

des Pallieres Bertrand

Large shareholder
1,844,259 -84.2%
2.40
USD 4,426,222 		1,844,259 -84.2% 2.40 USD 4,426,222
2021-05-03 2021-04-29 B Purchase

Atkinson Fraser

Non-Executive Director
4,034 +9.7%
1.89
USD 7,624 		4,034 +9.7% 1.89 USD 7,624
2021-05-03 2021-04-28 B Purchase

Atkinson Fraser

Non-Executive Director
700 +1.7%
1.89
USD 1,323 		700 +1.7% 1.89 USD 1,323
2021-05-03 2021-04-27 B Purchase

Atkinson Fraser

Non-Executive Director
100 +0.2%
1.90
USD 190 		100 +0.2% 1.90 USD 190
2021-05-03 2021-04-26 B Purchase

Atkinson Fraser

Non-Executive Director
1,352 +3.4%
1.90
USD 2,569 		1,352 +3.4% 1.90 USD 2,569
2021-05-03 2021-04-23 B Purchase

Atkinson Fraser

Non-Executive Director
18,016 +84.2%
1.89
USD 34,050 		18,016 +84.2% 1.89 USD 34,050
2020-07-17 2020-07-16 B Purchase

Hardy John A.

CEO

Executive Director Large shareholder
3,228,024 +645.6%
1.17
USD 3,776,788 		3,228,024 +645.6% 1.17 USD 3,776,788
2020-07-17 2020-07-16 S Sale

Tokarz Group Advisers LLC

Large shareholder
3,228,024 -100.0%
1.17
USD 3,776,788 		3,228,024 -100.0% 1.17 USD 3,776,788
2020-07-17 2020-07-16 S Sale

MVC CAPITAL, INC.

Large shareholder
3,228,024 -100.0%
1.17
USD 3,776,788 		3,228,024 -100.0% 1.17 USD 3,776,788
2020-07-17 2020-07-16 S Sale

TOKARZ MICHAEL T

Large shareholder
3,228,024 -100.0%
1.17
USD 3,776,788 		3,228,024 -100.0% 1.17 USD 3,776,788
2019-08-13 2019-08-12 S Sale

MVC CAPITAL, INC.

608,310 -15.9%
1.62
USD 985,462 		608,310 -15.9% 1.62 USD 985,462
2019-08-13 2019-08-12 S Sale

Tokarz Group Advisers LLC

608,310 -15.9%
1.62
USD 985,462 		608,310 -15.9% 1.62 USD 985,462
2019-08-13 2019-08-12 S Sale

TOKARZ MICHAEL T

608,310 -15.9%
1.62
USD 985,462 		608,310 -15.9% 1.62 USD 985,462
2019-07-30 2019-07-29 S Sale

MVC CAPITAL, INC.

608,310 -13.7%
1.70
USD 1,034,127 		608,310 -13.7% 1.70 USD 1,034,127
2019-07-30 2019-07-29 S Sale

TOKARZ MICHAEL T

608,310 -13.7%
1.70
USD 1,034,127 		608,310 -13.7% 1.70 USD 1,034,127
2019-07-30 2019-07-29 S Sale

Tokarz Group Advisers LLC

608,310 -13.7%
1.70
USD 1,034,127 		608,310 -13.7% 1.70 USD 1,034,127
2019-07-26 2019-07-24 S Sale

MVC CAPITAL, INC.

608,310 -15.9%
1.70
USD 1,034,127 		608,310 -15.9% 1.70 USD 1,034,127
2019-07-26 2019-07-24 S Sale

MVC CAPITAL, INC.

608,310 -13.7%
1.70
USD 1,034,127 		608,310 -13.7% 1.70 USD 1,034,127
2019-07-26 2019-07-24 S Sale

Tokarz Group Advisers LLC

608,310 -15.9%
1.70
USD 1,034,127 		608,310 -15.9% 1.70 USD 1,034,127
2019-07-26 2019-07-24 S Sale

Tokarz Group Advisers LLC

608,310 -13.7%
1.70
USD 1,034,127 		608,310 -13.7% 1.70 USD 1,034,127
2019-07-26 2019-07-24 S Sale

TOKARZ MICHAEL T

608,310 -15.9%
1.70
USD 1,034,127 		608,310 -15.9% 1.70 USD 1,034,127
2019-07-26 2019-07-24 S Sale

TOKARZ MICHAEL T

608,310 -13.7%
1.70
USD 1,034,127 		608,310 -13.7% 1.70 USD 1,034,127
2017-03-23 2017-03-17 B Purchase

Bergner Richard F

19,500 +inf%
2.40
USD 46,800 		19,500 +inf% 2.40 USD 46,800
2017-03-20 2017-03-17 B Purchase

des Pallieres Bertrand

Large shareholder
15,000 +0.7%
2.40
USD 36,000 		15,000 +0.7% 2.40 USD 36,000
2017-03-20 2017-03-17 B Purchase

Atkinson Fraser

19,500 +1032.3%
2.40
USD 46,800 		19,500 +1032.3% 2.40 USD 46,800
2017-03-17 2017-03-17 B Purchase

Hardy John A.

Chief Executive Officer

Executive Director
500,000 +inf%
2.40
USD 1,200,000 		500,000 +inf% 2.40 USD 1,200,000
2017-03-17 2017-03-17 B Purchase

Denos Kenneth I

Secretary

Executive Director
250,000 +1586.9%
2.40
USD 600,000 		250,000 +1586.9% 2.40 USD 600,000
2017-03-17 2017-03-17 B Purchase

Hankinson Henry W

19,500 +inf%
2.40
USD 46,800 		19,500 +inf% 2.40 USD 46,800
2017-03-17 2017-03-17 B Purchase

KNAUSS ROBERT L

Non-Executive Director
21,000 +29.3%
2.40
USD 50,400 		21,000 +29.3% 2.40 USD 50,400
2016-03-03 2016-03-03 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
429 +0.0%
1.50
USD 644 		429 +0.0% 1.50 USD 644
2016-03-03 2016-03-02 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
100 +0.0%
1.50
USD 150 		100 +0.0% 1.50 USD 150
2016-03-03 2016-02-26 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
4,400 +0.2%
1.50
USD 6,600 		4,400 +0.2% 1.50 USD 6,600
2016-03-03 2016-02-25 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
9,351 +0.4%
1.50
USD 14,027 		9,351 +0.4% 1.50 USD 14,027
2016-01-22 2016-01-21 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
177 +0.0%
1.50
USD 266 		177 +0.0% 1.50 USD 266
2016-01-22 2016-01-20 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
8,400 +0.4%
1.50
USD 12,600 		8,400 +0.4% 1.50 USD 12,600
2016-01-22 2016-01-20 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
25,000 +1.2%
1.55
USD 38,750 		25,000 +1.2% 1.55 USD 38,750
2015-11-20 2015-11-20 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
3,638 +0.1%
1.45
USD 5,275 		3,638 +0.1% 1.45 USD 5,275
2015-11-20 2015-11-20 B Purchase

KNAUSS ROBERT L

Non-Executive Director
6,000 +13.1%
1.52
USD 9,102 		6,000 +13.1% 1.52 USD 9,102
2015-11-20 2015-11-19 B Purchase

KNAUSS ROBERT L

Non-Executive Director
5,000 +12.3%
1.51
USD 7,550 		5,000 +12.3% 1.51 USD 7,550
2015-11-20 2015-11-18 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
25,000 +1.0%
1.50
USD 37,500 		25,000 +1.0% 1.50 USD 37,500
2014-06-16 2014-06-12 B Purchase

Tokarz Group Advisers LLC

Large shareholder
970,087 +27.9%
2.45
USD 2,376,713 		970,087 +27.9% 2.45 USD 2,376,713
2014-06-16 2014-06-12 B Purchase

MVC CAPITAL, INC.

Large shareholder
970,087 +27.9%
2.45
USD 2,376,713 		970,087 +27.9% 2.45 USD 2,376,713
2014-06-16 2014-06-12 B Purchase

TOKARZ MICHAEL T

Large shareholder
970,087 +27.9%
2.45
USD 2,376,713 		970,087 +27.9% 2.45 USD 2,376,713
2014-06-05 2014-06-03 B Purchase

TOKARZ MICHAEL T

Large shareholder
850,000 +32.4%
2.40
USD 2,040,000 		850,000 +32.4% 2.40 USD 2,040,000
2014-06-05 2014-06-03 B Purchase

MVC CAPITAL, INC.

Large shareholder
850,000 +32.4%
2.40
USD 2,040,000 		850,000 +32.4% 2.40 USD 2,040,000
2014-06-05 2014-06-03 B Purchase

Tokarz Group Advisers LLC

Large shareholder
850,000 +32.4%
2.40
USD 2,040,000 		850,000 +32.4% 2.40 USD 2,040,000
2014-05-23 2014-05-21 B Purchase

MVC CAPITAL, INC.

Large shareholder
512,557 +24.3%
2.40
USD 1,230,137 		512,557 +24.3% 2.40 USD 1,230,137
2014-05-23 2014-05-21 B Purchase

TOKARZ MICHAEL T

Large shareholder
512,557 +24.3%
2.40
USD 1,230,137 		512,557 +24.3% 2.40 USD 1,230,137
2014-05-23 2014-05-21 B Purchase

Tokarz Group Advisers LLC

Large shareholder
512,557 +24.3%
2.40
USD 1,230,137 		512,557 +24.3% 2.40 USD 1,230,137
2014-04-08 2014-04-07 B Purchase

KNAUSS ROBERT L

Non-Executive Director
5,000 +14.0%
1.88
USD 9,400 		5,000 +14.0% 1.88 USD 9,400
2014-04-08 2014-04-04 B Purchase

KNAUSS ROBERT L

Non-Executive Director
5,000 +16.3%
1.88
USD 9,400 		5,000 +16.3% 1.88 USD 9,400
2013-08-02 2013-07-31 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
145,833 +5.1%
2.40
USD 349,999 		145,833 +5.1% 2.40 USD 349,999
2013-08-02 2013-07-31 B Purchase

des Pallieres Bertrand

Non-Executive Director Large shareholder
859,803 +42.6%
2.40
USD 2,063,527 		859,803 +42.6% 2.40 USD 2,063,527
2013-07-26 2013-07-23 B Purchase

des Pallieres Bertrand

Non-Executive Director
1,492 +0.1%
1.89
USD 2,826 		1,492 +0.1% 1.89 USD 2,826
2013-07-26 2013-07-22 B Purchase

des Pallieres Bertrand

Non-Executive Director
1,574 +0.1%
1.89
USD 2,978 		1,574 +0.1% 1.89 USD 2,978
2012-12-21 2012-12-20 B Purchase

des Pallieres Bertrand

Non-Executive Director
986,842 +95.8%
2.65
USD 2,610,691 		986,842 +95.8% 2.65 USD 2,610,691
2011-12-08 2011-12-06 B Purchase

Mobiquity Investments Ltd

Non-Executive Director Large shareholder
7,125 +0.7%
2.05
USD 14,606 		7,125 +0.7% 2.05 USD 14,606
2011-09-20 2011-09-16 B Purchase

Atkinson Fraser

Non-Executive Director
31 +1.7%
2.20
USD 68 		31 +1.7% 2.20 USD 68
2011-09-20 2011-09-16 B Purchase

Atkinson Fraser

Non-Executive Director
274 +17.3%
2.12
USD 581 		274 +17.3% 2.12 USD 581
2011-09-15 2011-09-15 B Purchase

Atkinson Fraser

Non-Executive Director
34 +2.2%
2.12
USD 72 		34 +2.2% 2.12 USD 72
2011-09-15 2011-09-12 B Purchase

Atkinson Fraser

Non-Executive Director
1,550 +inf%
2.12
USD 3,286 		1,550 +inf% 2.12 USD 3,286
2011-09-07 2011-09-02 B Purchase

Benedetti Alessandro

Executive Chairman

Executive Director
400,000 +41.5%
2.75
USD 1,100,000 		400,000 +41.5% 2.75 USD 1,100,000
2011-08-19 2011-08-17 B Purchase

KNAUSS ROBERT L

Non-Executive Director
5,186 +20.4%
2.39
USD 12,395 		5,186 +20.4% 2.39 USD 12,395
2011-08-19 2011-08-17 B Purchase

KNAUSS ROBERT L

Non-Executive Director
9,614 +60.6%
2.32
USD 22,304 		9,614 +60.6% 2.32 USD 22,304
2011-08-19 2011-08-17 B Purchase

KNAUSS ROBERT L

Non-Executive Director
5,200 +48.7%
2.26
USD 11,752 		5,200 +48.7% 2.26 USD 11,752
2010-12-23 2010-12-20 B Purchase

Mobiquity Investments Ltd

Non-Executive Director Large shareholder
3,500 +0.4%
2.39
USD 8,365 		3,500 +0.4% 2.39 USD 8,365
2010-12-23 2010-12-20 B Purchase

Mobiquity Investments Ltd

Non-Executive Director Large shareholder
2,560 +0.3%
2.37
USD 6,067 		2,560 +0.3% 2.37 USD 6,067
2010-12-20 2010-12-16 B Purchase

Mobiquity Investments Ltd

Non-Executive Director Large shareholder
7,501 +0.8%
2.25
USD 16,877 		7,501 +0.8% 2.25 USD 16,877
2010-12-16 2010-12-15 B Purchase

Mobiquity Investments Ltd

Non-Executive Director Large shareholder
1,037 +0.1%
2.25
USD 2,333 		1,037 +0.1% 2.25 USD 2,333
2010-12-16 2010-12-15 B Purchase

des Pallieres Bertrand

Non-Executive Director
100 +0.0%
2.25
USD 225 		100 +0.0% 2.25 USD 225
2010-12-16 2010-12-14 B Purchase

Mobiquity Investments Ltd

Non-Executive Director Large shareholder
645 +0.1%
2.25
USD 1,451 		645 +0.1% 2.25 USD 1,451
2010-12-16 2010-12-14 B Purchase

Mobiquity Investments Ltd

Non-Executive Director Large shareholder
700 +0.1%
2.24
USD 1,568 		700 +0.1% 2.24 USD 1,568
2010-12-13 2010-12-13 B Purchase

Mobiquity Investments Ltd

Non-Executive Director Large shareholder
1,072 +0.1%
2.20
USD 2,358 		1,072 +0.1% 2.20 USD 2,358
2010-12-13 2010-12-10 B Purchase

Mobiquity Investments Ltd

Non-Executive Director Large shareholder
1,100 +0.1%
2.20
USD 2,420 		1,100 +0.1% 2.20 USD 2,420
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