Empire Resorts Inc (NYNY)

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Ticker: NYNY Exchange: NMS

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Value
2019-11-15	2019-11-15	B Purchase	Kien Huat Realty III Ltd Large shareholder	5,523,691 +19.1% 9.74 USD 53,800,750	5,523,691 +19.1%	9.74	USD 53,800,750
2019-11-04	2019-11-04	S Sale	Kien Huat Realty III Ltd Large shareholder	13,200,000 -50.0% 9.74 USD 128,568,000	13,200,000 -50.0%	9.74	USD 128,568,000
2019-01-30	2019-01-30	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 12.21 USD 12,212	1,000 -0.8%	12.21	USD 12,212
2019-01-28	2019-01-28	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 12.39 USD 12,386	1,000 -0.8%	12.39	USD 12,386
2019-01-28	2019-01-24	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 12.12 USD 12,120	1,000 -0.8%	12.12	USD 12,120
2019-01-22	2019-01-22	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 13.37 USD 13,366	1,000 -0.8%	13.37	USD 13,366
2019-01-22	2019-01-17	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 14.11 USD 14,110	1,000 -0.8%	14.11	USD 14,110
2019-01-15	2019-01-15	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 12.58 USD 12,580	1,000 -0.8%	12.58	USD 12,580
2019-01-15	2019-01-11	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 11.15 USD 11,152	1,000 -0.8%	11.15	USD 11,152
2019-01-09	2019-01-09	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 10.05 USD 10,054	1,000 -0.8%	10.05	USD 10,054
2019-01-09	2019-01-07	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 10.30 USD 10,301	1,000 -0.8%	10.30	USD 10,301
2019-01-03	2019-01-03	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 10.08 USD 10,081	1,000 -0.8%	10.08	USD 10,081
2019-01-03	2018-12-31	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.8% 10.55 USD 10,554	1,000 -0.8%	10.55	USD 10,554
2018-12-27	2018-12-27	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 9.63 USD 9,631	1,000 -0.7%	9.63	USD 9,631
2018-12-27	2018-12-24	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 9.01 USD 9,013	1,000 -0.7%	9.01	USD 9,013
2018-12-21	2018-12-20	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 8.96 USD 8,955	1,000 -0.7%	8.96	USD 8,955
2018-12-18	2018-12-18	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,598 -1.2% 9.48 USD 15,148	1,598 -1.2%	9.48	USD 15,148
2018-12-17	2018-12-17	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 9.91 USD 9,905	1,000 -0.7%	9.91	USD 9,905
2018-12-17	2018-12-14	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 10.34 USD 10,339	1,000 -0.7%	10.34	USD 10,339
2018-12-14	2018-12-13	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 10.45 USD 10,454	1,000 -0.7%	10.45	USD 10,454
2018-12-14	2018-12-12	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 10.62 USD 10,621	1,000 -0.7%	10.62	USD 10,621
2018-12-11	2018-12-11	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 10.32 USD 10,323	1,000 -0.7%	10.32	USD 10,323
2018-12-11	2018-12-10	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 10.33 USD 10,326	1,000 -0.7%	10.33	USD 10,326
2018-12-10	2018-12-07	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 10.37 USD 10,374	1,000 -0.7%	10.37	USD 10,374
2018-12-10	2018-12-06	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	2,000 -1.4% 11.11 USD 22,229	2,000 -1.4%	11.11	USD 22,229
2018-12-04	2018-12-04	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 11.69 USD 11,689	1,000 -0.7%	11.69	USD 11,689
2018-12-04	2018-12-03	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 12.05 USD 12,048	1,000 -0.7%	12.05	USD 12,048
2018-11-30	2018-11-30	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	550 -0.4% 12.59 USD 6,924	550 -0.4%	12.59	USD 6,924
2018-11-30	2018-11-29	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	852 -0.6% 13.06 USD 11,131	852 -0.6%	13.06	USD 11,131
2018-11-28	2018-11-28	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 13.77 USD 13,774	1,000 -0.7%	13.77	USD 13,774
2018-11-28	2018-11-27	PS Planned sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	1,000 -0.7% 14.89 USD 14,893	1,000 -0.7%	14.89	USD 14,893
2018-03-23	2018-03-21	S Sale	PEARLMAN EMANUEL R Executive Chairman Executive Director	5,500 -3.2% 21.94 USD 120,696	5,500 -3.2%	21.94	USD 120,696
2018-01-25	2018-01-24	B Purchase	Kien Huat Realty III Ltd Large shareholder	1,666 +0.0% 15.00 USD 24,990	1,666 +0.0%	15.00	USD 24,990
2017-05-02	2017-05-02	PS Planned sale	Pitts Laurette EVP and CFO Officer	217 -1.9% 25.00 USD 5,425	217 -1.9%	25.00	USD 5,425
2017-05-02	2017-05-01	PS Planned sale	Pitts Laurette EVP and CFO Officer	568 -4.8% 25.00 USD 14,200	568 -4.8%	25.00	USD 14,200
2017-05-02	2017-04-28	PS Planned sale	Pitts Laurette EVP and CFO Officer	215 -2.0% 25.00 USD 5,375	215 -2.0%	25.00	USD 5,375
2017-01-26	2017-01-24	PS Planned sale	Pitts Laurette EVP, COO, CFO	26 -0.2% 24.00 USD 624	26 -0.2%	24.00	USD 624
2017-01-10	2017-01-06	PS Planned sale	Pitts Laurette EVP, COO, CFO	974 -8.1% 23.62 USD 23,006	974 -8.1%	23.62	USD 23,006
2017-01-10	2017-01-06	PS Planned sale	Marinucci Edmund	3,000 -31.2% 23.24 USD 69,730	3,000 -31.2%	23.24	USD 69,730
2017-01-05	2017-01-04	PS Planned sale	Pitts Laurette EVP, COO, CFO	45 -0.4% 23.00 USD 1,035	45 -0.4%	23.00	USD 1,035
2017-01-05	2017-01-03	PS Planned sale	Pitts Laurette EVP, COO, CFO	1,646 -12.1% 22.76 USD 37,463	1,646 -12.1%	22.76	USD 37,463
2016-03-16	2016-03-16	S Sale	Degliomini Charles EVP Officer	185 -100.0% 11.83 USD 2,188	185 -100.0%	11.83	USD 2,188
2016-03-16	2016-03-15	S Sale	Degliomini Charles EVP Officer	1,333 -11.0% 11.38 USD 15,170	1,333 -11.0%	11.38	USD 15,170
2016-03-16	2016-03-14	S Sale	Degliomini Charles EVP Officer	1,000 -7.6% 12.41 USD 12,406	1,000 -7.6%	12.41	USD 12,406
2015-12-18	2015-12-17	PS Planned sale	Palumbo Nancy Non-Executive Director	3,333 -5.1% 4.30 USD 14,319	3,333 -5.1%	4.30	USD 14,319
2015-11-04	2015-11-04	PS Planned sale	Palumbo Nancy Non-Executive Director	8,333 -11.9% 4.83 USD 40,283	8,333 -11.9%	4.83	USD 40,283
2015-11-04	2015-11-03	PS Planned sale	SIMON JAMES Non-Executive Director	1,180 -1.6% 4.70 USD 5,546	1,180 -1.6%	4.70	USD 5,546
2015-11-04	2015-11-02	PS Planned sale	SIMON JAMES Non-Executive Director	12,153 -14.5% 4.70 USD 57,092	12,153 -14.5%	4.70	USD 57,092
2015-01-05	2015-01-02	PS Planned sale	Horner Nanette L. EVP, Chief Counsel, CCO Officer	20,000 -50.0% 7.51 USD 150,208	20,000 -50.0%	7.51	USD 150,208
2014-12-29	2014-12-23	S Sale	SIMON JAMES Non-Executive Director	1,988 -2.7% 8.01 USD 15,920	1,988 -2.7%	8.01	USD 15,920
2014-12-29	2014-12-23	PS Planned sale	SIMON JAMES Non-Executive Director	8,333 -10.1% 7.62 USD 63,533	8,333 -10.1%	7.62	USD 63,533
2014-12-23	2014-12-19	S Sale	Pitts Laurette EVP, COO, CFO Officer	5,167 -20.5% 8.15 USD 42,132	5,167 -20.5%	8.15	USD 42,132
2014-12-23	2014-12-19	S Sale	Degliomini Charles EVP Officer	4,166 -20.8% 8.10 USD 33,749	4,166 -20.8%	8.10	USD 33,749
2014-12-19	2014-12-17	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	13,400 -39.1% 8.79 USD 117,757	13,400 -39.1%	8.79	USD 117,757
2014-12-19	2014-12-17	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	25,000 -54.5% 8.74 USD 218,380	25,000 -54.5%	8.74	USD 218,380
2014-12-19	2014-12-17	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	25,000 -54.5% 8.35 USD 208,670	25,000 -54.5%	8.35	USD 208,670
2014-12-18	2014-12-17	PS Planned sale	Palumbo Nancy Non-Executive Director	5,000 -9.7% 8.95 USD 44,750	5,000 -9.7%	8.95	USD 44,750
2014-11-10	2014-11-06	PS Planned sale	Horner Nanette L. EVP, Chief Counsel, CCO Officer	6,666 -25.0% 8.01 USD 53,387	6,666 -25.0%	8.01	USD 53,387
2014-11-10	2014-11-06	PS Planned sale	D AMATO JOSEPH A Chief Executive Officer Executive Director	21,334 -38.6% 7.74 USD 165,070	21,334 -38.6%	7.74	USD 165,070
2014-11-06	2014-11-04	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	4,285 -28.3% 8.01 USD 34,326	4,285 -28.3%	8.01	USD 34,326
2014-07-03	2014-07-01	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	24 -0.2% 8.00 USD 192	24 -0.2%	8.00	USD 192
2014-06-09	2014-06-05	PS Planned sale	SIMON JAMES Non-Executive Director	5,000 -6.9% 6.65 USD 33,250	5,000 -6.9%	6.65	USD 33,250
2014-03-24	2014-03-20	S Sale	Pitts Laurette SVP, COO, CFO Officer	11,500 -47.9% 7.62 USD 87,584	11,500 -47.9%	7.62	USD 87,584
2014-03-24	2014-03-20	S Sale	Degliomini Charles EVP Officer	10,000 -44.4% 7.65 USD 76,500	10,000 -44.4%	7.65	USD 76,500
2014-03-24	2014-03-19	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	8,191 -90.8% 8.01 USD 65,624	8,191 -90.8%	8.01	USD 65,624
2014-03-05	2014-03-03	PS Planned sale	D AMATO JOSEPH A Chief Executive Officer Executive Director	18,900 -39.8% 7.77 USD 146,878	18,900 -39.8%	7.77	USD 146,878
2014-03-05	2014-03-03	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	10,165 -48.4% 7.76 USD 78,846	10,165 -48.4%	7.76	USD 78,846
2014-02-28	2014-02-28	PS Planned sale	D AMATO JOSEPH A Chief Executive Officer Executive Director	2,434 -7.9% 7.75 USD 18,873	2,434 -7.9%	7.75	USD 18,873
2014-02-28	2014-02-28	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	2,335 -17.7% 7.75 USD 18,106	2,335 -17.7%	7.75	USD 18,106
2014-02-28	2014-02-27	PS Planned sale	D AMATO JOSEPH A Chief Executive Officer Executive Director	1,536 -5.1% 7.50 USD 11,527	1,536 -5.1%	7.50	USD 11,527
2014-02-28	2014-02-27	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	3,500 -24.4% 7.51 USD 26,285	3,500 -24.4%	7.51	USD 26,285
2014-02-28	2014-02-26	PS Planned sale	D AMATO JOSEPH A Chief Executive Officer Executive Director	5,464 -16.1% 7.50 USD 41,006	5,464 -16.1%	7.50	USD 41,006
2014-02-28	2014-02-26	PS Planned sale	PEARLMAN EMANUEL R Non-Executive Director	5,500 -33.7% 7.51 USD 41,281	5,500 -33.7%	7.51	USD 41,281
2014-02-24	2014-02-24	PS Planned sale	Horner Nanette L. SVP, Chief Counsel, CCO Officer	6,667 -34.8% 7.50 USD 50,003	6,667 -34.8%	7.50	USD 50,003
2014-02-24	2014-02-24	PS Planned sale	D AMATO JOSEPH A Chief Executive Officer Executive Director	14,333 -33.4% 7.50 USD 107,523	14,333 -33.4%	7.50	USD 107,523

Empire Resorts Inc (NYNY)

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