|
2018-07-06 |
2018-07-05 |
PS
Planned sale
|
Bunch John
EVP, COO & Pres FE Advisors
Officer
|
2,000
-9.6%
45.00
USD 90,000
|
2,000
-9.6%
|
45.00
|
USD 90,000
|
|
|
2018-06-11 |
2018-06-08 |
S
Sale
|
GRUNDFEST JOSEPH
|
27,250
-19.8%
44.82
USD 1,221,470
|
27,250
-19.8%
|
44.82
|
USD 1,221,470
|
|
|
2018-05-01 |
2018-04-30 |
PS
Planned sale
|
Bunch John
EVP, COO & Pres FE Advisors
Officer
|
10,000
-34.8%
44.40
USD 444,000
|
10,000
-34.8%
|
44.40
|
USD 444,000
|
|
|
2018-04-12 |
2018-04-11 |
PS
Planned sale
|
Cruse Gina M
EVP, Human Resources
Officer
|
454
-100.0%
32.50
USD 14,755
|
454
-100.0%
|
32.50
|
USD 14,755
|
|
|
2018-03-16 |
2018-03-16 |
S
Sale
|
Cruse Gina M
EVP, Human Resources
|
455
-50.1%
34.65
USD 15,766
|
455
-50.1%
|
34.65
|
USD 15,766
|
|
|
2018-02-28 |
2018-02-27 |
PS
Planned sale
|
Cruse Gina M
EVP, Human Resources
Officer
|
3,010
-100.0%
35.45
USD 106,705
|
3,010
-100.0%
|
35.45
|
USD 106,705
|
|
|
2018-02-26 |
2018-02-23 |
PS
Planned sale
|
Bunch John
EVP, COO & Pres FE Advisors
Officer
|
5,000
-24.3%
35.00
USD 175,000
|
5,000
-24.3%
|
35.00
|
USD 175,000
|
|
|
2018-02-26 |
2018-02-23 |
PS
Planned sale
|
Jones Christopher L.
EVP & Chief Investment Officer
Officer
|
14,663
-24.3%
34.30
USD 502,941
|
14,663
-24.3%
|
34.30
|
USD 502,941
|
|
|
2017-12-08 |
2017-12-07 |
B
Purchase
|
Raffone Lawrence M.
President & CEO
Executive Director
|
15,000
+29.1%
28.54
USD 428,108
|
15,000
+29.1%
|
28.54
|
USD 428,108
|
|
|
2017-12-08 |
2017-12-07 |
B
Purchase
|
Grossman Blake R.
|
8,000
+18.3%
28.86
USD 230,909
|
8,000
+18.3%
|
28.86
|
USD 230,909
|
|
|
2017-12-08 |
2017-12-07 |
B
Purchase
|
Grossman Blake R.
|
10,000
+29.7%
28.58
USD 285,791
|
10,000
+29.7%
|
28.58
|
USD 285,791
|
|
|
2017-11-02 |
2017-11-01 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
269
-49.2%
36.40
USD 9,792
|
269
-49.2%
|
36.40
|
USD 9,792
|
|
|
2017-10-27 |
2017-10-26 |
PS
Planned sale
|
GRACE JEFFREY C
Principal Accounting Officer
|
6,180
-65.6%
37.00
USD 228,660
|
6,180
-65.6%
|
37.00
|
USD 228,660
|
|
|
2017-10-26 |
2017-10-25 |
PS
Planned sale
|
Jones Christopher L.
EVP & Chief Investment Officer
|
6,982
-14.6%
36.51
USD 254,911
|
6,982
-14.6%
|
36.51
|
USD 254,911
|
|
|
2017-10-25 |
2017-10-23 |
PS
Planned sale
|
GRACE JEFFREY C
Principal Accounting Officer
|
2,000
-38.2%
37.00
USD 74,000
|
2,000
-38.2%
|
37.00
|
USD 74,000
|
|
|
2017-10-19 |
2017-10-18 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
269
-33.0%
36.35
USD 9,778
|
269
-33.0%
|
36.35
|
USD 9,778
|
|
|
2017-10-17 |
2017-10-17 |
PS
Planned sale
|
Campbell Michael Jerome
EVP, Product & Technology
|
2,000
-4.9%
36.78
USD 73,560
|
2,000
-4.9%
|
36.78
|
USD 73,560
|
|
|
2017-10-17 |
2017-10-16 |
PS
Planned sale
|
GRACE JEFFREY C
Principal Accounting Officer
|
7,783
-70.6%
36.83
USD 286,656
|
7,783
-70.6%
|
36.83
|
USD 286,656
|
|
|
2017-10-11 |
2017-10-10 |
PS
Planned sale
|
Cruse Gina M
EVP, Human Resources
|
3,655
-100.0%
36.30
USD 132,677
|
3,655
-100.0%
|
36.30
|
USD 132,677
|
|
|
2017-10-04 |
2017-10-03 |
PS
Planned sale
|
Jones Christopher L.
EVP & Chief Investment Officer
|
12,144
-20.2%
35.64
USD 432,793
|
12,144
-20.2%
|
35.64
|
USD 432,793
|
|
|
2017-10-04 |
2017-10-03 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
269
-24.8%
36.00
USD 9,684
|
269
-24.8%
|
36.00
|
USD 9,684
|
|
|
2017-10-03 |
2017-10-02 |
PS
Planned sale
|
GRACE JEFFREY C
Principal Accounting Officer
|
8,689
-72.9%
35.00
USD 304,115
|
8,689
-72.9%
|
35.00
|
USD 304,115
|
|
|
2017-09-27 |
2017-09-27 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
269
-19.9%
33.20
USD 8,931
|
269
-19.9%
|
33.20
|
USD 8,931
|
|
|
2017-09-27 |
2017-09-26 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
269
-16.6%
33.00
USD 8,877
|
269
-16.6%
|
33.00
|
USD 8,877
|
|
|
2017-09-20 |
2017-09-19 |
PS
Planned sale
|
Campbell Michael Jerome
EVP, Product & Technology
|
2,000
-4.9%
32.05
USD 64,100
|
2,000
-4.9%
|
32.05
|
USD 64,100
|
|
|
2017-08-23 |
2017-08-22 |
PS
Planned sale
|
Campbell Michael Jerome
EVP, Product & Technology
|
2,000
-4.9%
31.75
USD 63,500
|
2,000
-4.9%
|
31.75
|
USD 63,500
|
|
|
2017-08-22 |
2017-08-22 |
S
Sale
|
Martin Michael E.
|
4,109,128
-100.0%
33.05
USD 135,806,680
|
4,109,128
-100.0%
|
33.05
|
USD 135,806,680
|
|
|
2017-08-22 |
2017-08-22 |
S
Sale
|
WARBURG PINCUS LLC
See footnotes (1)(2)(3)(4)
|
4,109,128
-100.0%
33.05
USD 135,806,680
|
4,109,128
-100.0%
|
33.05
|
USD 135,806,680
|
|
|
2017-08-22 |
2017-08-22 |
S
Sale
|
Warburg Pincus Private Equity X, L.P.
See footnotes (1)(2)(3)(4)
|
4,109,128
-100.0%
33.05
USD 135,806,680
|
4,109,128
-100.0%
|
33.05
|
USD 135,806,680
|
|
|
2017-08-11 |
2017-08-09 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
269
-14.2%
37.25
USD 10,020
|
269
-14.2%
|
37.25
|
USD 10,020
|
|
|
2017-08-07 |
2017-08-07 |
PS
Planned sale
|
GRACE JEFFREY C
Principal Accounting Officer
|
7,718
-65.1%
37.63
USD 290,397
|
7,718
-65.1%
|
37.63
|
USD 290,397
|
|
|
2017-07-26 |
2017-07-26 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
Officer
|
269
-12.4%
38.55
USD 10,370
|
269
-12.4%
|
38.55
|
USD 10,370
|
|
|
2017-07-20 |
2017-07-18 |
PS
Planned sale
|
Campbell Michael Jerome
EVP, Product & Technology
Officer
|
2,000
-4.9%
37.55
USD 75,100
|
2,000
-4.9%
|
37.55
|
USD 75,100
|
|
|
2017-07-13 |
2017-07-12 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
Officer
|
269
-11.1%
36.90
USD 9,926
|
269
-11.1%
|
36.90
|
USD 9,926
|
|
|
2017-06-30 |
2017-06-28 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
269
-10.0%
37.05
USD 9,966
|
269
-10.0%
|
37.05
|
USD 9,966
|
|
|
2017-06-21 |
2017-06-20 |
PS
Planned sale
|
Jones Christopher L.
EVP & Chief Investment Officer
|
5,120
-7.9%
38.45
USD 196,887
|
5,120
-7.9%
|
38.45
|
USD 196,887
|
|
|
2017-06-21 |
2017-06-20 |
PS
Planned sale
|
Campbell Michael Jerome
EVP, Product & Technology
|
2,000
-4.9%
38.60
USD 77,200
|
2,000
-4.9%
|
38.60
|
USD 77,200
|
|
|
2017-06-15 |
2017-06-14 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
269
-9.1%
38.75
USD 10,424
|
269
-9.1%
|
38.75
|
USD 10,424
|
|
|
2017-06-13 |
2017-06-12 |
PS
Planned sale
|
GRACE JEFFREY C
Principal Accounting Officer
|
2,874
-19.5%
39.55
USD 113,667
|
2,874
-19.5%
|
39.55
|
USD 113,667
|
|
|
2017-06-12 |
2017-06-09 |
S
Sale
|
Berg-Lacy E. Olena
|
2,000
-11.9%
39.68
USD 79,365
|
2,000
-11.9%
|
39.68
|
USD 79,365
|
|
|
2017-06-08 |
2017-06-07 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
269
-8.3%
38.75
USD 10,424
|
269
-8.3%
|
38.75
|
USD 10,424
|
|
|
2017-05-25 |
2017-05-24 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
Officer
|
269
-7.7%
39.25
USD 10,558
|
269
-7.7%
|
39.25
|
USD 10,558
|
|
|
2017-05-24 |
2017-05-23 |
PS
Planned sale
|
Campbell Michael Jerome
EVP, Product & Technology
Officer
|
2,000
-4.9%
39.40
USD 78,800
|
2,000
-4.9%
|
39.40
|
USD 78,800
|
|
|
2017-05-18 |
2017-05-17 |
PS
Planned sale
|
Jones Christopher L.
EVP & Chief Investment Officer
Officer
|
5,120
-7.3%
39.99
USD 204,756
|
5,120
-7.3%
|
39.99
|
USD 204,756
|
|
|
2017-05-17 |
2017-05-16 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
Officer
|
788
-18.4%
41.00
USD 32,308
|
788
-18.4%
|
41.00
|
USD 32,308
|
|
|
2017-05-12 |
2017-05-12 |
PS
Planned sale
|
Sims Raymond J.
EVP & CFO
Officer
|
10,166
-85.2%
39.85
USD 405,116
|
10,166
-85.2%
|
39.85
|
USD 405,116
|
|
|
2017-05-12 |
2017-05-10 |
PS
Planned sale
|
Sims Raymond J.
EVP & CFO
Officer
|
20,000
-91.9%
39.95
USD 799,014
|
20,000
-91.9%
|
39.95
|
USD 799,014
|
|
|
2017-05-12 |
2017-05-10 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
Officer
|
269
-7.1%
39.80
USD 10,706
|
269
-7.1%
|
39.80
|
USD 10,706
|
|
|
2017-05-12 |
2017-05-10 |
PS
Planned sale
|
GRACE JEFFREY C
Principal Accounting Officer
|
2,874
-17.8%
39.80
USD 114,385
|
2,874
-17.8%
|
39.80
|
USD 114,385
|
|
|
2017-05-09 |
2017-05-08 |
PS
Planned sale
|
Sims Raymond J.
EVP & CFO
Officer
|
20,000
-91.9%
39.26
USD 785,168
|
20,000
-91.9%
|
39.26
|
USD 785,168
|
|
|
2017-05-05 |
2017-05-04 |
PS
Planned sale
|
Sims Raymond J.
EVP & CFO
Officer
|
9,140
-83.9%
42.23
USD 385,946
|
9,140
-83.9%
|
42.23
|
USD 385,946
|
|
|
2017-05-03 |
2017-05-02 |
PS
Planned sale
|
Bunch John
EVP, COO & Pres FE Advisors
Officer
|
20,000
-66.8%
42.39
USD 847,892
|
20,000
-66.8%
|
42.39
|
USD 847,892
|
|
|
2017-05-03 |
2017-05-02 |
PS
Planned sale
|
Sims Raymond J.
EVP & CFO
Officer
|
9,100
-45.5%
42.51
USD 386,836
|
9,100
-45.5%
|
42.51
|
USD 386,836
|
|
|
2017-05-03 |
2017-05-01 |
PS
Planned sale
|
Sims Raymond J.
EVP & CFO
Officer
|
15,549
-58.8%
42.55
USD 661,562
|
15,549
-58.8%
|
42.55
|
USD 661,562
|
|
|
2017-04-18 |
2017-04-18 |
PS
Planned sale
|
Campbell Michael Jerome
EVP, Product & Technology
|
2,000
-4.9%
40.35
USD 80,700
|
2,000
-4.9%
|
40.35
|
USD 80,700
|
|
|
2017-04-12 |
2017-04-11 |
PS
Planned sale
|
Jones Christopher L.
EVP & Chief Investment Officer
|
5,120
-6.8%
40.45
USD 207,089
|
5,120
-6.8%
|
40.45
|
USD 207,089
|
|
|
2017-04-11 |
2017-04-10 |
PS
Planned sale
|
GRACE JEFFREY C
Principal Accounting Officer
|
1,454
-9.0%
40.55
USD 58,960
|
1,454
-9.0%
|
40.55
|
USD 58,960
|
|
|
2017-04-04 |
2017-04-03 |
PS
Planned sale
|
Raffone Lawrence M.
President & CEO
Executive Director
|
10,000
-17.5%
43.31
USD 433,132
|
10,000
-17.5%
|
43.31
|
USD 433,132
|
|
|
2017-03-22 |
2017-03-21 |
PS
Planned sale
|
Campbell Michael Jerome
EVP, Product & Technology
|
2,000
-5.0%
41.25
USD 82,500
|
2,000
-5.0%
|
41.25
|
USD 82,500
|
|
|
2017-03-15 |
2017-03-14 |
PS
Planned sale
|
Jones Christopher L.
EVP & Chief Investment Officer
|
6,666
-8.1%
40.66
USD 271,063
|
6,666
-8.1%
|
40.66
|
USD 271,063
|
|
|
2017-03-13 |
2017-03-10 |
PS
Planned sale
|
GRACE JEFFREY C
Principal Accounting Officer
|
2,874
-16.4%
41.60
USD 119,558
|
2,874
-16.4%
|
41.60
|
USD 119,558
|
|
|
2017-03-10 |
2017-03-10 |
S
Sale
|
Martin Michael E.
|
4,109,128
-50.0%
43.85
USD 180,185,263
|
4,109,128
-50.0%
|
43.85
|
USD 180,185,263
|
|
|
2017-03-10 |
2017-03-10 |
S
Sale
|
Warburg Pincus Private Equity X, L.P.
See footnotes (1)(2)(3)
Non-Executive Director
|
4,109,128
-50.0%
43.85
USD 180,185,263
|
4,109,128
-50.0%
|
43.85
|
USD 180,185,263
|
|
|
2017-03-10 |
2017-03-10 |
S
Sale
|
WARBURG PINCUS LLC
See footnotes (1)(2)(3)
|
4,109,128
-50.0%
43.85
USD 180,185,263
|
4,109,128
-50.0%
|
43.85
|
USD 180,185,263
|
|
|
2017-03-03 |
2017-03-02 |
S
Sale
|
GRUNDFEST JOSEPH
Non-Executive Director
|
50,000
-23.8%
45.30
USD 2,264,940
|
50,000
-23.8%
|
45.30
|
USD 2,264,940
|
|
|
2017-03-01 |
2017-03-01 |
PS
Planned sale
|
Raffone Lawrence M.
President & CEO
Executive Director
|
10,000
-17.5%
45.34
USD 453,362
|
10,000
-17.5%
|
45.34
|
USD 453,362
|
|
|
2017-03-01 |
2017-03-01 |
PS
Planned sale
|
O'Donnell Kelly
EVP, CAO & CRO
|
3,333
-16.8%
45.50
USD 151,652
|
3,333
-16.8%
|
45.50
|
USD 151,652
|
|
|
2017-03-01 |
2017-03-01 |
PS
Planned sale
|
Antone Lewis JR
EVP, General Counsel and Sec.
|
927
-19.7%
44.65
USD 41,391
|
927
-19.7%
|
44.65
|
USD 41,391
|
|
|
2017-03-01 |
2017-03-01 |
S
Sale
|
Berg-Lacy E. Olena
|
2,188
-17.1%
45.00
USD 98,460
|
2,188
-17.1%
|
45.00
|
USD 98,460
|
|
|
2017-03-01 |
2017-03-01 |
S
Sale
|
SHOVEN JOHN B
Non-Executive Director
|
7,500
-37.5%
45.20
USD 339,000
|
7,500
-37.5%
|
45.20
|
USD 339,000
|
|
|
2017-03-01 |
2017-02-28 |
S
Sale
|
Berg-Lacy E. Olena
|
3,437
-24.5%
43.86
USD 150,761
|
3,437
-24.5%
|
43.86
|
USD 150,761
|
|
|
2017-03-01 |
2017-02-28 |
S
Sale
|
YOFFIE DAVID B
Non-Executive Director
|
21,000
-62.7%
44.19
USD 928,009
|
21,000
-62.7%
|
44.19
|
USD 928,009
|
|
|
2017-02-28 |
2017-02-27 |
PS
Planned sale
|
O'Donnell Kelly
EVP, CAO & CRO
|
3,333
-16.8%
44.20
USD 147,319
|
3,333
-16.8%
|
44.20
|
USD 147,319
|
|
|
2017-02-28 |
2017-02-24 |
PS
Planned sale
|
O'Donnell Kelly
EVP, CAO & CRO
|
5,406
-32.9%
41.29
USD 223,211
|
5,406
-32.9%
|
41.29
|
USD 223,211
|
|
|
2017-02-22 |
2017-02-21 |
PS
Planned sale
|
Campbell Michael Jerome
EVP, Technology
|
2,000
-5.3%
40.05
USD 80,100
|
2,000
-5.3%
|
40.05
|
USD 80,100
|
|
