|
2020-08-10 |
2020-08-06 |
S
Sale
|
Murphy Michael Jos.
Sr. MD, Retail Brokerage
Officer
|
10,000
-22.5%
52.72
USD 527,233
|
10,000
-22.5%
|
52.72
|
USD 527,233
|
|
|
2020-03-02 |
2020-02-27 |
PS
Planned sale
|
Curcio Michael John
EVP, Institutional
Officer
|
2,030
-1.7%
46.30
USD 93,985
|
2,030
-1.7%
|
46.30
|
USD 93,985
|
|
|
2020-02-14 |
2020-02-12 |
PS
Planned sale
|
LAWSON RODGER A
Non-Executive Director
|
32,634
-27.8%
44.53
USD 1,453,137
|
32,634
-27.8%
|
44.53
|
USD 1,453,137
|
|
|
2019-09-16 |
2019-09-13 |
PS
Planned sale
|
LAWSON RODGER A
|
5,109
-4.5%
45.18
USD 230,848
|
5,109
-4.5%
|
45.18
|
USD 230,848
|
|
|
2019-09-16 |
2019-09-13 |
PS
Planned sale
|
Curcio Michael John
EVP, Institutional
|
53,584
-35.9%
45.18
USD 2,421,113
|
53,584
-35.9%
|
45.18
|
USD 2,421,113
|
|
|
2019-05-21 |
2019-05-17 |
PS
Planned sale
|
LAWSON RODGER A
Non-Executive Director
|
41,322
-26.5%
48.13
USD 1,988,654
|
41,322
-26.5%
|
48.13
|
USD 1,988,654
|
|
|
2019-02-12 |
2019-02-12 |
PS
Planned sale
|
Curcio Michael John
EVP, Institutional
Officer
|
2,482
-1.3%
47.70
USD 118,391
|
2,482
-1.3%
|
47.70
|
USD 118,391
|
|
|
2019-02-12 |
2019-02-12 |
PS
Planned sale
|
Curcio Michael John
EVP, Institutional
Officer
|
19,446
-9.1%
47.32
USD 920,117
|
19,446
-9.1%
|
47.32
|
USD 920,117
|
|
|
2019-02-12 |
2019-02-12 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
4,567
-3.4%
47.70
USD 217,826
|
4,567
-3.4%
|
47.70
|
USD 217,826
|
|
|
2019-02-12 |
2019-02-12 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
41,157
-23.5%
47.32
USD 1,947,393
|
41,157
-23.5%
|
47.32
|
USD 1,947,393
|
|
|
2019-02-01 |
2019-01-30 |
B
Purchase
|
Chersi Robert J
Non-Executive Director
|
2,200
+208.9%
46.24
USD 101,734
|
2,200
+208.9%
|
46.24
|
USD 101,734
|
|
|
2018-12-13 |
2018-12-11 |
B
Purchase
|
Healy James P
Non-Executive Director
|
5,000
+11.2%
45.36
USD 226,791
|
5,000
+11.2%
|
45.36
|
USD 226,791
|
|
|
2018-11-08 |
2018-11-06 |
B
Purchase
|
WEINREICH JOSHUA
Non-Executive Director
|
5,725
+359.4%
52.33
USD 299,588
|
5,725
+359.4%
|
52.33
|
USD 299,588
|
|
|
2018-11-05 |
2018-11-05 |
B
Purchase
|
LAWSON RODGER A
Executive Chairman
Executive Director
|
5,000
+4.6%
51.27
USD 256,350
|
5,000
+4.6%
|
51.27
|
USD 256,350
|
|
|
2018-11-05 |
2018-11-02 |
B
Purchase
|
LAWSON RODGER A
Executive Chairman
Executive Director
|
5,000
+4.8%
51.26
USD 256,300
|
5,000
+4.8%
|
51.26
|
USD 256,300
|
|
|
2018-11-05 |
2018-11-02 |
B
Purchase
|
Pizzi Michael A.
Chief Operating Officer & CFO
Officer
|
10,000
+12.8%
51.67
USD 516,735
|
10,000
+12.8%
|
51.67
|
USD 516,735
|
|
|
2018-11-05 |
2018-11-02 |
B
Purchase
|
Simonich Brent
Principal Accounting Officer
Officer
|
1,943
+8.0%
51.50
USD 100,072
|
1,943
+8.0%
|
51.50
|
USD 100,072
|
|
|
2018-03-08 |
2018-03-06 |
S
Sale
|
Simonich Brent
Principal Accounting Officer
|
7,680
-22.6%
53.00
USD 407,040
|
7,680
-22.6%
|
53.00
|
USD 407,040
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
3,650
-3.6%
51.46
USD 187,826
|
3,650
-3.6%
|
51.46
|
USD 187,826
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
10,519
-9.3%
50.92
USD 535,626
|
10,519
-9.3%
|
50.92
|
USD 535,626
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
6,451
-5.4%
49.82
USD 321,402
|
6,451
-5.4%
|
49.82
|
USD 321,402
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
Curcio Michael John
Chief Brokerage Officer
Officer
|
4,500
-2.1%
51.38
USD 231,219
|
4,500
-2.1%
|
51.38
|
USD 231,219
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
Curcio Michael John
Chief Brokerage Officer
Officer
|
5,126
-2.4%
50.64
USD 259,557
|
5,126
-2.4%
|
50.64
|
USD 259,557
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
Pizzi Michael A.
Chief Financial Officer
Officer
|
4,104
-8.1%
51.46
USD 211,180
|
4,104
-8.1%
|
51.46
|
USD 211,180
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
Pizzi Michael A.
Chief Financial Officer
Officer
|
10,088
-16.6%
50.94
USD 513,893
|
10,088
-16.6%
|
50.94
|
USD 513,893
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
Pizzi Michael A.
Chief Financial Officer
Officer
|
8,424
-12.2%
49.83
USD 419,747
|
8,424
-12.2%
|
49.83
|
USD 419,747
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
LAWSON RODGER A
Executive Chairman
Executive Director
|
4,100
-4.6%
51.39
USD 210,704
|
4,100
-4.6%
|
51.39
|
USD 210,704
|
|
|
2018-02-09 |
2018-02-08 |
PS
Planned sale
|
LAWSON RODGER A
Executive Chairman
Executive Director
|
5,221
-5.5%
50.67
USD 264,534
|
5,221
-5.5%
|
50.67
|
USD 264,534
|
|
|
2018-02-09 |
2018-02-07 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
1,366
-1.3%
52.52
USD 71,743
|
1,366
-1.3%
|
52.52
|
USD 71,743
|
|
|
2018-02-09 |
2018-02-07 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
93,073
-47.3%
52.03
USD 4,842,244
|
93,073
-47.3%
|
52.03
|
USD 4,842,244
|
|
|
2018-02-09 |
2018-02-07 |
PS
Planned sale
|
Curcio Michael John
Chief Brokerage Officer
Officer
|
280
-0.1%
52.57
USD 14,719
|
280
-0.1%
|
52.57
|
USD 14,719
|
|
|
2018-02-09 |
2018-02-07 |
PS
Planned sale
|
Curcio Michael John
Chief Brokerage Officer
Officer
|
24,252
-10.5%
52.03
USD 1,261,878
|
24,252
-10.5%
|
52.03
|
USD 1,261,878
|
|
|
2018-02-09 |
2018-02-07 |
PS
Planned sale
|
Pizzi Michael A.
Chief Financial Officer
Officer
|
1,018
-1.7%
52.56
USD 53,505
|
1,018
-1.7%
|
52.56
|
USD 53,505
|
|
|
2018-02-09 |
2018-02-07 |
PS
Planned sale
|
Pizzi Michael A.
Chief Financial Officer
Officer
|
46,195
-44.1%
52.03
USD 2,403,457
|
46,195
-44.1%
|
52.03
|
USD 2,403,457
|
|
|
2018-02-09 |
2018-02-07 |
PS
Planned sale
|
LAWSON RODGER A
Executive Chairman
Executive Director
|
3,853
-3.9%
51.95
USD 200,180
|
3,853
-3.9%
|
51.95
|
USD 200,180
|
|
|
2018-02-01 |
2018-01-30 |
S
Sale
|
SCLAFANI JOSEPH L
Non-Executive Director
|
2,000
-5.5%
52.75
USD 105,500
|
2,000
-5.5%
|
52.75
|
USD 105,500
|
|
|
2017-09-14 |
2017-09-13 |
PS
Planned sale
|
LAWSON RODGER A
Executive Chairman
Executive Director
|
900
-1.0%
40.46
USD 36,417
|
900
-1.0%
|
40.46
|
USD 36,417
|
|
|
2017-09-14 |
2017-09-13 |
PS
Planned sale
|
LAWSON RODGER A
Executive Chairman
Executive Director
|
562
-0.6%
40.46
USD 22,740
|
562
-0.6%
|
40.46
|
USD 22,740
|
|
|
2017-09-14 |
2017-09-13 |
PS
Planned sale
|
Curcio Michael John
Chief Brokerage Officer
|
19,096
-7.6%
40.38
USD 771,056
|
19,096
-7.6%
|
40.38
|
USD 771,056
|
|
|
2017-09-14 |
2017-09-13 |
PS
Planned sale
|
Curcio Michael John
Chief Brokerage Officer
|
14,378
-5.4%
40.38
USD 580,555
|
14,378
-5.4%
|
40.38
|
USD 580,555
|
|
|
2017-09-14 |
2017-09-13 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
6,705
-3.0%
40.49
USD 271,475
|
6,705
-3.0%
|
40.49
|
USD 271,475
|
|
|
2017-09-14 |
2017-09-13 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
1,873
-0.8%
40.49
USD 75,835
|
1,873
-0.8%
|
40.49
|
USD 75,835
|
|
|
2017-08-22 |
2017-08-18 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
14,898
-6.0%
39.41
USD 587,066
|
14,898
-6.0%
|
39.41
|
USD 587,066
|
|
|
2017-08-22 |
2017-08-18 |
PS
Planned sale
|
Pizzi Michael A.
Chief Financial Officer
|
9,977
-8.3%
39.41
USD 393,178
|
9,977
-8.3%
|
39.41
|
USD 393,178
|
|
|
2017-07-28 |
2017-07-26 |
S
Sale
|
Simonich Brent
Principal Accounting Officer
Officer
|
1,934
-6.1%
41.50
USD 80,258
|
1,934
-6.1%
|
41.50
|
USD 80,258
|
|
|
2017-07-28 |
2017-07-26 |
S
Sale
|
Simonich Brent
Principal Accounting Officer
Officer
|
3,762
-10.7%
41.50
USD 156,118
|
3,762
-10.7%
|
41.50
|
USD 156,118
|
|
|
2017-07-27 |
2017-07-25 |
B
Purchase
|
Healy James P
Non-Executive Director
|
5,000
+14.0%
41.97
USD 209,855
|
5,000
+14.0%
|
41.97
|
USD 209,855
|
|
|
2017-03-29 |
2017-03-27 |
PS
Planned sale
|
LAWSON RODGER A
Executive Chairman
Executive Director
|
4,887
-5.1%
33.04
USD 161,481
|
4,887
-5.1%
|
33.04
|
USD 161,481
|
|
|
2017-03-29 |
2017-03-27 |
PS
Planned sale
|
LAWSON RODGER A
Executive Chairman
Executive Director
|
3,060
-3.1%
33.02
USD 101,040
|
3,060
-3.1%
|
33.02
|
USD 101,040
|
|
|
2017-02-14 |
2017-02-10 |
S
Sale
|
Simonich Brent
Principal Accounting Officer
Officer
|
6,968
-15.8%
35.60
USD 248,061
|
6,968
-15.8%
|
35.60
|
USD 248,061
|
|
|
2017-02-14 |
2017-02-10 |
PS
Planned sale
|
Pizzi Michael A.
Chief Financial Officer
Officer
|
32,274
-21.2%
35.60
USD 1,149,096
|
32,274
-21.2%
|
35.60
|
USD 1,149,096
|
|
|
2017-02-14 |
2017-02-10 |
PS
Planned sale
|
Pizzi Michael A.
Chief Financial Officer
Officer
|
11,249
-6.9%
35.60
USD 400,512
|
11,249
-6.9%
|
35.60
|
USD 400,512
|
|
|
2017-02-14 |
2017-02-10 |
PS
Planned sale
|
Pizzi Michael A.
Chief Financial Officer
Officer
|
3,387
-2.0%
35.60
USD 120,584
|
3,387
-2.0%
|
35.60
|
USD 120,584
|
|
|
2017-02-09 |
2017-02-08 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
8,074
-3.2%
34.72
USD 280,368
|
8,074
-3.2%
|
34.72
|
USD 280,368
|
|
|
2017-02-09 |
2017-02-08 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
4,690
-1.8%
34.72
USD 162,855
|
4,690
-1.8%
|
34.72
|
USD 162,855
|
|
|
2017-02-09 |
2017-02-08 |
PS
Planned sale
|
Roessner Karl A
Chief Executive Officer
Executive Director
|
3,712
-1.4%
34.73
USD 128,902
|
3,712
-1.4%
|
34.73
|
USD 128,902
|
|
|
2016-11-16 |
2016-11-14 |
S
Sale
|
Simonich Brent
Principal Accounting Officer
Officer
|
7,996
-18.2%
32.68
USD 261,290
|
7,996
-18.2%
|
32.68
|
USD 261,290
|
|
|
2016-04-28 |
2016-04-26 |
S
Sale
|
Simonich Brent
Principal Accounting Officer
Officer
|
3,994
-8.0%
26.22
USD 104,716
|
3,994
-8.0%
|
26.22
|
USD 104,716
|
|
|
2016-04-27 |
2016-04-25 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
16,828
-7.2%
25.93
USD 436,283
|
16,828
-7.2%
|
25.93
|
USD 436,283
|
|
|
2016-02-11 |
2016-02-10 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
19,594
-7.7%
21.23
USD 415,898
|
19,594
-7.7%
|
21.23
|
USD 415,898
|
|
|
2016-02-11 |
2016-02-10 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
6,916
-2.7%
21.28
USD 147,204
|
6,916
-2.7%
|
21.28
|
USD 147,204
|
|
|
2016-02-11 |
2016-02-10 |
PS
Planned sale
|
Pizzi Michael A.
EVP & Chief Financial Officer
Officer
|
3,078
-2.1%
21.37
USD 65,766
|
3,078
-2.1%
|
21.37
|
USD 65,766
|
|
|
2016-02-11 |
2016-02-10 |
PS
Planned sale
|
Pizzi Michael A.
EVP & Chief Financial Officer
Officer
|
14,180
-8.7%
21.22
USD 300,921
|
14,180
-8.7%
|
21.22
|
USD 300,921
|
|
|
2016-02-11 |
2016-02-10 |
PS
Planned sale
|
Pizzi Michael A.
EVP & Chief Financial Officer
Officer
|
5,004
-3.0%
21.28
USD 106,510
|
5,004
-3.0%
|
21.28
|
USD 106,510
|
|
|
2016-01-26 |
2016-01-25 |
PS
Planned sale
|
Idzik Paul
Chief Executive Officer
Executive Director
|
10,950
-2.4%
23.69
USD 259,370
|
10,950
-2.4%
|
23.69
|
USD 259,370
|
|
|
2015-03-06 |
2015-03-04 |
B
Purchase
|
Healy James P
Non-Executive Director
|
10,000
+494.3%
26.75
USD 267,466
|
10,000
+494.3%
|
26.75
|
USD 267,466
|
|
|
2015-03-06 |
2015-03-04 |
S
Sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
5,472
-2.1%
26.49
USD 144,966
|
5,472
-2.1%
|
26.49
|
USD 144,966
|
|
|
2015-02-12 |
2015-02-11 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
349
-0.1%
25.49
USD 8,896
|
349
-0.1%
|
25.49
|
USD 8,896
|
|
|
2015-02-12 |
2015-02-11 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
179
-0.1%
25.49
USD 4,563
|
179
-0.1%
|
25.49
|
USD 4,563
|
|
|
2015-02-12 |
2015-02-11 |
PS
Planned sale
|
Audette Matthew J
EVP & Chief Financial Officer
Officer
|
21,000
-10.3%
25.44
USD 534,230
|
21,000
-10.3%
|
25.44
|
USD 534,230
|
|
|
2015-02-12 |
2015-02-10 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
2,721
-1.0%
25.28
USD 68,788
|
2,721
-1.0%
|
25.28
|
USD 68,788
|
|
|
2015-02-12 |
2015-02-10 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
5,111
-1.9%
25.39
USD 129,792
|
5,111
-1.9%
|
25.39
|
USD 129,792
|
|
|
2015-02-12 |
2015-02-10 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
3,491
-1.3%
25.39
USD 88,641
|
3,491
-1.3%
|
25.39
|
USD 88,641
|
|
|
2015-02-10 |
2015-02-09 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
12,687
-4.3%
25.22
USD 320,028
|
12,687
-4.3%
|
25.22
|
USD 320,028
|
|
|
2015-02-10 |
2015-02-09 |
PS
Planned sale
|
Roessner Karl A
EVP & General Counsel
Officer
|
2,611
-0.9%
25.22
USD 65,855
|
2,611
-0.9%
|
25.22
|
USD 65,855
|
|
