|
2015-12-04 |
2015-12-03 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
9,800
+13.4%
6.85
USD 67,130
|
9,800
+13.4%
|
6.85
|
USD 67,130
|
|
|
2015-12-04 |
2015-12-02 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
200
+0.3%
6.75
USD 1,350
|
200
+0.3%
|
6.75
|
USD 1,350
|
|
|
2015-11-24 |
2015-11-23 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
10,000
+16.0%
6.75
USD 67,500
|
10,000
+16.0%
|
6.75
|
USD 67,500
|
|
|
2015-11-19 |
2015-11-17 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
2,000
+0.7%
6.81
USD 13,620
|
2,000
+0.7%
|
6.81
|
USD 13,620
|
|
|
2015-11-19 |
2015-11-17 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
10,000
+19.0%
6.80
USD 68,000
|
10,000
+19.0%
|
6.80
|
USD 68,000
|
|
|
2015-06-03 |
2015-06-01 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
5,000
+10.5%
7.80
USD 39,000
|
5,000
+10.5%
|
7.80
|
USD 39,000
|
|
|
2015-05-27 |
2015-05-26 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
2,532
+0.9%
7.85
USD 19,876
|
2,532
+0.9%
|
7.85
|
USD 19,876
|
|
|
2015-05-27 |
2015-05-22 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
463
+0.2%
7.85
USD 3,635
|
463
+0.2%
|
7.85
|
USD 3,635
|
|
|
2015-05-21 |
2015-05-20 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
5
+0.0%
7.85
USD 39
|
5
+0.0%
|
7.85
|
USD 39
|
|
|
2015-05-21 |
2015-05-19 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
11,413
+4.2%
8.02
USD 91,532
|
11,413
+4.2%
|
8.02
|
USD 91,532
|
|
|
2015-05-18 |
2015-05-14 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
100
+0.0%
7.85
USD 785
|
100
+0.0%
|
7.85
|
USD 785
|
|
|
2015-05-18 |
2015-05-14 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
1,000
+0.4%
7.89
USD 7,890
|
1,000
+0.4%
|
7.89
|
USD 7,890
|
|
|
2015-05-13 |
2015-05-12 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
3,728
+1.4%
7.55
USD 28,146
|
3,728
+1.4%
|
7.55
|
USD 28,146
|
|
|
2015-05-13 |
2015-05-11 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
2,179
+0.8%
7.35
USD 16,016
|
2,179
+0.8%
|
7.35
|
USD 16,016
|
|
|
2015-05-13 |
2015-05-11 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
2,662
+1.0%
7.30
USD 19,433
|
2,662
+1.0%
|
7.30
|
USD 19,433
|
|
|
2015-05-13 |
2015-05-11 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
4,808
+1.9%
7.20
USD 34,618
|
4,808
+1.9%
|
7.20
|
USD 34,618
|
|
|
2014-04-08 |
2014-04-07 |
B
Purchase
|
Wriedt Oliver
Co-Pres & Head Cap Mgmt&Distr
Officer
|
2,000
+1.4%
7.60
USD 15,200
|
2,000
+1.4%
|
7.60
|
USD 15,200
|
|
|
2014-04-07 |
2014-04-04 |
B
Purchase
|
Wriedt Oliver
Co-Pres & Head Cap Mgmt&Distr
Officer
|
91
+0.1%
7.76
USD 706
|
91
+0.1%
|
7.76
|
USD 706
|
|
|
2014-04-07 |
2014-04-04 |
B
Purchase
|
Wriedt Oliver
Co-Pres & Head Cap Mgmt&Distr
Officer
|
4,909
+3.5%
7.80
USD 38,290
|
4,909
+3.5%
|
7.80
|
USD 38,290
|
|
|
2014-04-04 |
2014-04-03 |
B
Purchase
|
Wriedt Oliver
Co-Pres & Head Cap Mgmt&Distr
Officer
|
65
+0.0%
7.88
USD 512
|
65
+0.0%
|
7.88
|
USD 512
|
|
|
2014-04-04 |
2014-04-02 |
B
Purchase
|
Wriedt Oliver
Co-Pres & Head Cap Mgmt&Distr
Officer
|
700
+0.5%
7.85
USD 5,495
|
700
+0.5%
|
7.85
|
USD 5,495
|
|
|
2014-04-02 |
2014-03-31 |
B
Purchase
|
Wriedt Oliver
Co-Pres & Head Cap Mgmt&Distr
Officer
|
1,960
+1.4%
8.00
USD 15,680
|
1,960
+1.4%
|
8.00
|
USD 15,680
|
|
|
2014-04-02 |
2014-03-31 |
B
Purchase
|
Wriedt Oliver
Co-Pres & Head Cap Mgmt&Distr
Officer
|
113
+0.1%
7.99
USD 903
|
113
+0.1%
|
7.99
|
USD 903
|
|
|
2014-04-02 |
2014-03-31 |
B
Purchase
|
Wriedt Oliver
Co-Pres & Head Cap Mgmt&Distr
Officer
|
27
+0.0%
7.97
USD 215
|
27
+0.0%
|
7.97
|
USD 215
|
|
|
2014-01-02 |
2013-12-31 |
B
Purchase
|
Bounty Investments, LLC
Large shareholder
|
1,000,000
+7.9%
9.00
USD 9,000,000
|
1,000,000
+7.9%
|
9.00
|
USD 9,000,000
|
|
|
2014-01-02 |
2013-12-31 |
B
Purchase
|
DFR Holdings, LLC
Large shareholder
|
1,000,000
+7.3%
9.00
USD 9,000,000
|
1,000,000
+7.3%
|
9.00
|
USD 9,000,000
|
|
|
2013-12-19 |
2013-12-18 |
B
Purchase
|
Bounty Investments, LLC
Large shareholder
|
9,090,909
+199.0%
9.00
USD 81,818,181
|
9,090,909
+199.0%
|
9.00
|
USD 81,818,181
|
|
|
2013-12-19 |
2013-12-18 |
B
Purchase
|
DFR Holdings, LLC
Large shareholder
|
9,090,909
+199.0%
9.00
USD 81,818,181
|
9,090,909
+199.0%
|
9.00
|
USD 81,818,181
|
|
|
2013-12-19 |
2013-12-18 |
S
Sale
|
CIFC Parent Holdings LLC
Non-Executive Director
Large shareholder
|
9,090,909
-100.0%
9.00
USD 81,818,181
|
9,090,909
-100.0%
|
9.00
|
USD 81,818,181
|
|
|
2015-04-01 |
2013-04-08 |
B
Purchase
|
Wriedt Oliver
Co-President
Officer
|
2
+0.0%
8.04
USD 16
|
2
+0.0%
|
8.04
|
USD 16
|
|
|
2011-09-02 |
2011-09-01 |
B
Purchase
|
Gleysteen Peter
CEO and President
Executive Director
|
5,000
+100.0%
5.47
USD 27,326
|
5,000
+100.0%
|
5.47
|
USD 27,326
|
|
|
2011-09-02 |
2011-09-01 |
B
Purchase
|
Milton Robert C. III
General Counsel (Asset Mgmt.)
Officer
|
2,500
+inf%
5.35
USD 13,371
|
2,500
+inf%
|
5.35
|
USD 13,371
|
|
|
2011-09-02 |
2011-09-01 |
B
Purchase
|
Gleysteen Peter
CEO and President
Executive Director
|
5,000
+inf%
5.18
USD 25,900
|
5,000
+inf%
|
5.18
|
USD 25,900
|
|
|
2010-08-25 |
2010-08-25 |
S
Sale
|
ORAN STUART I
Non-Executive Director
|
405
-100.0%
5.32
USD 2,155
|
405
-100.0%
|
5.32
|
USD 2,155
|
|
|
2009-10-20 |
2009-10-19 |
S
Sale
|
MAY PETER W
Non-Executive Director
|
100
-0.1%
7.02
USD 702
|
100
-0.1%
|
7.02
|
USD 702
|
|
|
2009-10-20 |
2009-10-19 |
S
Sale
|
MAY PETER W
Non-Executive Director
|
6,600
-5.5%
7.00
USD 46,200
|
6,600
-5.5%
|
7.00
|
USD 46,200
|
|
|
2009-10-20 |
2009-10-16 |
S
Sale
|
MAY PETER W
Non-Executive Director
|
1,600
-1.3%
7.01
USD 11,213
|
1,600
-1.3%
|
7.01
|
USD 11,213
|
|
|
2008-10-10 |
2008-10-09 |
S
Sale
|
DART ROBERT C
Large shareholder
|
41,600
-1.0%
0.40
USD 16,657
|
41,600
-1.0%
|
0.40
|
USD 16,657
|
|
|
2008-10-08 |
2008-10-08 |
S
Sale
|
DART ROBERT C
Large shareholder
|
50,000
-1.2%
0.41
USD 20,375
|
50,000
-1.2%
|
0.41
|
USD 20,375
|
|
|
2008-10-08 |
2008-10-07 |
S
Sale
|
DART ROBERT C
Large shareholder
|
27,500
-0.7%
0.45
USD 12,510
|
27,500
-0.7%
|
0.45
|
USD 12,510
|
|
|
2008-10-08 |
2008-10-06 |
S
Sale
|
DART ROBERT C
Large shareholder
|
30,000
-0.7%
0.48
USD 14,253
|
30,000
-0.7%
|
0.48
|
USD 14,253
|
|
|
2008-10-03 |
2008-10-03 |
S
Sale
|
DART ROBERT C
Large shareholder
|
50,000
-1.2%
0.60
USD 30,180
|
50,000
-1.2%
|
0.60
|
USD 30,180
|
|
|
2008-10-03 |
2008-10-02 |
S
Sale
|
DART ROBERT C
Large shareholder
|
22,500
-0.5%
0.64
USD 14,414
|
22,500
-0.5%
|
0.64
|
USD 14,414
|
|
|
2008-10-03 |
2008-10-01 |
S
Sale
|
DART ROBERT C
Large shareholder
|
45,000
-1.1%
0.68
USD 30,384
|
45,000
-1.1%
|
0.68
|
USD 30,384
|
|
|
2008-09-30 |
2008-09-30 |
S
Sale
|
DART ROBERT C
Large shareholder
|
25,000
-0.6%
0.63
USD 15,710
|
25,000
-0.6%
|
0.63
|
USD 15,710
|
|
|
2008-09-30 |
2008-09-29 |
S
Sale
|
DART ROBERT C
Large shareholder
|
80,000
-1.9%
0.58
USD 46,032
|
80,000
-1.9%
|
0.58
|
USD 46,032
|
|
|
2008-09-30 |
2008-09-26 |
S
Sale
|
DART ROBERT C
Large shareholder
|
30,247
-0.7%
0.63
USD 19,053
|
30,247
-0.7%
|
0.63
|
USD 19,053
|
|
|
2008-09-25 |
2008-09-25 |
S
Sale
|
DART ROBERT C
Large shareholder
|
57,500
-1.3%
0.73
USD 41,803
|
57,500
-1.3%
|
0.73
|
USD 41,803
|
|
|
2008-09-25 |
2008-09-24 |
S
Sale
|
DART ROBERT C
Large shareholder
|
90,000
-2.0%
0.66
USD 59,436
|
90,000
-2.0%
|
0.66
|
USD 59,436
|
|
|
2008-09-25 |
2008-09-23 |
S
Sale
|
DART ROBERT C
Large shareholder
|
30,000
-0.7%
0.63
USD 18,861
|
30,000
-0.7%
|
0.63
|
USD 18,861
|
|
|
2008-09-22 |
2008-09-22 |
S
Sale
|
DART ROBERT C
Large shareholder
|
67,500
-1.5%
0.69
USD 46,892
|
67,500
-1.5%
|
0.69
|
USD 46,892
|
|
|
2008-09-22 |
2008-09-19 |
S
Sale
|
DART ROBERT C
Large shareholder
|
60,000
-1.3%
0.78
USD 46,608
|
60,000
-1.3%
|
0.78
|
USD 46,608
|
|
|
2008-09-22 |
2008-09-18 |
S
Sale
|
DART ROBERT C
Large shareholder
|
20,000
-0.4%
0.56
USD 11,218
|
20,000
-0.4%
|
0.56
|
USD 11,218
|
|
|
2008-09-16 |
2008-09-15 |
S
Sale
|
DART ROBERT C
Large shareholder
|
2,100
-0.0%
0.70
USD 1,470
|
2,100
-0.0%
|
0.70
|
USD 1,470
|
|
|
2008-09-16 |
2008-09-12 |
S
Sale
|
DART ROBERT C
Large shareholder
|
25,500
-0.5%
0.75
USD 19,168
|
25,500
-0.5%
|
0.75
|
USD 19,168
|
|
|
2008-09-11 |
2008-09-11 |
S
Sale
|
DART ROBERT C
Large shareholder
|
32,100
-0.7%
0.76
USD 24,351
|
32,100
-0.7%
|
0.76
|
USD 24,351
|
|
|
2008-09-11 |
2008-09-10 |
S
Sale
|
DART ROBERT C
Large shareholder
|
33,100
-0.7%
0.86
USD 28,595
|
33,100
-0.7%
|
0.86
|
USD 28,595
|
|
|
2008-09-11 |
2008-09-09 |
S
Sale
|
DART ROBERT C
Large shareholder
|
22,000
-0.5%
0.90
USD 19,692
|
22,000
-0.5%
|
0.90
|
USD 19,692
|
|
|
2008-03-19 |
2008-03-18 |
B
Purchase
|
Knecht Luke
(see remarks below)
Officer
|
3,600
+22.0%
0.97
USD 3,492
|
3,600
+22.0%
|
0.97
|
USD 3,492
|
|
|
2008-03-19 |
2008-03-18 |
B
Purchase
|
Knecht Luke
(see remarks below)
Officer
|
1,000
+6.5%
0.97
USD 970
|
1,000
+6.5%
|
0.97
|
USD 970
|
|
|
2008-03-19 |
2008-03-18 |
B
Purchase
|
Knecht Luke
(see remarks below)
Officer
|
400
+2.7%
0.97
USD 388
|
400
+2.7%
|
0.97
|
USD 388
|
|
|
2008-03-18 |
2008-03-14 |
S
Sale
|
Rushmore Investments Ltd.
Large shareholder
|
7,900
-0.2%
1.22
USD 9,638
|
7,900
-0.2%
|
1.22
|
USD 9,638
|
|
|
2008-03-18 |
2008-03-14 |
S
Sale
|
Rushmore Investments Ltd.
Large shareholder
|
6,180
-0.2%
1.21
USD 7,478
|
6,180
-0.2%
|
1.21
|
USD 7,478
|
|
|
2008-03-18 |
2008-03-14 |
S
Sale
|
Rushmore Investments Ltd.
Large shareholder
|
103,570
-2.5%
1.20
USD 124,284
|
103,570
-2.5%
|
1.20
|
USD 124,284
|
|
|
2008-03-18 |
2008-03-14 |
S
Sale
|
Rushmore Investments Ltd.
Large shareholder
|
23,178
-0.6%
1.19
USD 27,582
|
23,178
-0.6%
|
1.19
|
USD 27,582
|
|
|
2008-03-18 |
2008-03-14 |
S
Sale
|
Rushmore Investments Ltd.
Large shareholder
|
13,872
-0.3%
1.18
USD 16,369
|
13,872
-0.3%
|
1.18
|
USD 16,369
|
|
|
2008-03-18 |
2008-03-14 |
S
Sale
|
Rushmore Investments Ltd.
Large shareholder
|
10,379
-0.2%
1.17
USD 12,143
|
10,379
-0.2%
|
1.17
|
USD 12,143
|
|
|
2008-03-18 |
2008-03-14 |
S
Sale
|
Rushmore Investments Ltd.
Large shareholder
|
30,921
-0.7%
1.16
USD 35,868
|
30,921
-0.7%
|
1.16
|
USD 35,868
|
|
|
2008-03-18 |
2008-03-14 |
S
Sale
|
Rushmore Investments Ltd.
Large shareholder
|
4,000
-0.1%
1.15
USD 4,600
|
4,000
-0.1%
|
1.15
|
USD 4,600
|
|
|
2007-08-17 |
2007-08-16 |
B
Purchase
|
WILLIAM & CLAIRE DART FOUNDATION
Large shareholder
|
125,000
+3.8%
5.95
USD 744,000
|
125,000
+3.8%
|
5.95
|
USD 744,000
|
|
|
2007-08-17 |
2007-08-16 |
B
Purchase
|
WILLIAM & CLAIRE DART FOUNDATION
Large shareholder
|
72,900
+2.3%
5.80
USD 422,820
|
72,900
+2.3%
|
5.80
|
USD 422,820
|
|
|
2007-08-15 |
2007-08-15 |
B
Purchase
|
WILLIAM & CLAIRE DART FOUNDATION
Large shareholder
|
502,100
+18.8%
6.36
USD 3,194,511
|
502,100
+18.8%
|
6.36
|
USD 3,194,511
|
|
|
2007-08-15 |
2007-08-14 |
B
Purchase
|
WILLIAM & CLAIRE DART FOUNDATION
Large shareholder
|
300,000
+12.6%
7.39
USD 2,216,700
|
300,000
+12.6%
|
7.39
|
USD 2,216,700
|
|
|
2007-08-13 |
2007-08-13 |
B
Purchase
|
WILLIAM & CLAIRE DART FOUNDATION
Large shareholder
|
100,000
+4.4%
7.99
USD 799,190
|
100,000
+4.4%
|
7.99
|
USD 799,190
|
|
|
2007-08-13 |
2007-08-10 |
B
Purchase
|
WILLIAM & CLAIRE DART FOUNDATION
Large shareholder
|
15,300
+0.7%
8.00
USD 122,363
|
15,300
+0.7%
|
8.00
|
USD 122,363
|
|
