ConnectOne Bancorp Inc (CNOB)

Financials Banking & Investment Services Banking Services

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Ticker: CNOB Exchange: NSM

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

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Value bought

Past 90 days

Value sold

Past 90 days

Net insiders buying

Past 90 days

Trades (buy and sell)

Past 90 days

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Value
2023-11-20	2023-11-16	B Purchase	Boswell Stephen T. Non-Executive Director	8,000 +11.8% 18.95 USD 151,579	8,000 +11.8%	18.95	USD 151,579
2023-08-17	2023-08-15	B Purchase	THOMPSON WILLIAM Non-Executive Director	2,000 +2.0% 20.25 USD 40,493	2,000 +2.0%	20.25	USD 40,493
2023-08-11	2023-08-09	S Sale	Kempner Michael W Non-Executive Director	47,500 -14.7% 20.70 USD 983,445	47,500 -14.7%	20.70	USD 983,445
2023-05-30	2023-05-26	B Purchase	Rifkin Daniel E Non-Executive Director	5,000 +2.6% 13.85 USD 69,240	5,000 +2.6%	13.85	USD 69,240
2023-05-08	2023-05-08	B Purchase	Ewing Christopher J. EVP & Chief Operations Officer Officer	350 +0.7% 14.50 USD 5,075	350 +0.7%	14.50	USD 5,075
2023-03-16	2023-03-14	B Purchase	Nukk-Freeman Katherin Non-Executive Director	181 +8.0% 18.72 USD 3,388	181 +8.0%	18.72	USD 3,388
2023-03-10	2023-03-10	B Purchase	Boswell Stephen T. Non-Executive Director	10,000 +4.1% 20.95 USD 209,490	10,000 +4.1%	20.95	USD 209,490
2023-03-09	2023-03-02	S Sale	Kempner Michael W Non-Executive Director	41,000 -11.4% 24.01 USD 984,332	41,000 -11.4%	24.01	USD 984,332
2023-02-13	2023-02-13	S Sale	THOMPSON WILLIAM Non-Executive Director	1,200 -1.3% 23.81 USD 28,572	1,200 -1.3%	23.81	USD 28,572
2022-11-18	2022-11-17	B Purchase	THOMPSON WILLIAM Non-Executive Director	1,000 +1.1% 24.82 USD 24,824	1,000 +1.1%	24.82	USD 24,824
2022-11-15	2022-11-14	B Purchase	Boswell Stephen T. Non-Executive Director	8,000 +3.3% 24.88 USD 199,059	8,000 +3.3%	24.88	USD 199,059
2022-06-17	2022-06-16	B Purchase	Boswell Stephen T. Non-Executive Director	6,000 +10.8% 24.96 USD 149,760	6,000 +10.8%	24.96	USD 149,760
2022-02-22	2022-02-18	S Sale	THOMPSON WILLIAM Non-Executive Director	2,805 -3.3% 32.68 USD 91,667	2,805 -3.3%	32.68	USD 91,667
2022-02-22	2022-02-18	B Purchase	Nukk-Freeman Katherin Non-Executive Director	2,250 +inf% 33.23 USD 74,759	2,250 +inf%	33.23	USD 74,759
2022-02-22	2022-02-18	B Purchase	Nukk-Freeman Katherin Non-Executive Director	1,500 +16.5% 33.27 USD 49,905	1,500 +16.5%	33.27	USD 49,905
2022-02-22	2022-02-17	B Purchase	Boswell Stephen T. Non-Executive Director	6,000 +13.1% 33.35 USD 200,108	6,000 +13.1%	33.35	USD 200,108
2021-11-12	2021-11-10	S Sale	Parisi Joseph Jr. Non-Executive Director	25,200 -12.2% 34.77 USD 876,204	25,200 -12.2%	34.77	USD 876,204
2021-11-10	2021-11-09	S Sale	Parisi Joseph Jr. Non-Executive Director	9,800 -4.5% 34.35 USD 336,650	9,800 -4.5%	34.35	USD 336,650
2021-11-10	2021-11-08	S Sale	Parisi Joseph Jr. Non-Executive Director	15,000 -6.5% 34.75 USD 521,280	15,000 -6.5%	34.75	USD 521,280
2021-11-03	2021-11-02	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	30,000 -3.8% 34.12 USD 1,023,666	30,000 -3.8%	34.12	USD 1,023,666
2021-06-16	2021-06-15	B Purchase	Boswell Stephen T. Non-Executive Director	2,200 +4.9% 27.19 USD 59,821	2,200 +4.9%	27.19	USD 59,821
2021-02-16	2021-02-11	S Sale	Kempner Michael W Non-Executive Director	22,000 -5.8% 22.50 USD 494,967	22,000 -5.8%	22.50	USD 494,967
2021-02-10	2021-02-08	B Purchase	Nukk-Freeman Katherin Non-Executive Director	450 +6.4% 23.25 USD 10,463	450 +6.4%	23.25	USD 10,463
2020-11-16	2020-11-11	S Sale	Kempner Michael W Non-Executive Director	29,411 -7.2% 17.17 USD 505,084	29,411 -7.2%	17.17	USD 505,084
2020-06-18	2020-06-16	S Sale	Huttle Frank III Non-Executive Director	80,000 -50.4% 15.55 USD 1,243,936	80,000 -50.4%	15.55	USD 1,243,936
2020-03-18	2020-03-17	B Purchase	BAIER FRANK W Non-Executive Director	7,500 +9.1% 12.04 USD 90,300	7,500 +9.1%	12.04	USD 90,300
2020-03-10	2020-03-06	B Purchase	THOMPSON WILLIAM Non-Executive Director	1,300 +1.6% 19.82 USD 25,766	1,300 +1.6%	19.82	USD 25,766
2020-01-30	2020-01-28	S Sale	THOMPSON WILLIAM Non-Executive Director	3,278 -4.1% 24.41 USD 80,016	3,278 -4.1%	24.41	USD 80,016
2019-08-29	2019-08-27	B Purchase	BAIER FRANK W Non-Executive Director	5,000 +6.5% 19.99 USD 99,950	5,000 +6.5%	19.99	USD 99,950
2019-08-22	2019-08-20	B Purchase	Boswell Stephen T. Non-Executive Director	10,500 +3.5% 20.47 USD 214,956	10,500 +3.5%	20.47	USD 214,956
2019-05-02	2019-04-30	S Sale	Ewing Christopher J. EVP & Chief Operations Officer	1,527 -8.0% 21.96 USD 33,533	1,527 -8.0%	21.96	USD 33,533
2019-05-02	2019-04-30	S Sale	Burns William S EVP & CFO	1,500 -2.1% 21.89 USD 32,835	1,500 -2.1%	21.89	USD 32,835
2019-05-02	2019-04-30	S Sale	Criscione Laura EVP & Chief Compliance Officer	873 -1.2% 21.96 USD 19,171	873 -1.2%	21.96	USD 19,171
2019-05-01	2019-04-29	S Sale	Magennis Elizabeth EVP & Chief Lending Officer	1,556 -2.2% 22.07 USD 34,341	1,556 -2.2%	22.07	USD 34,341
2019-05-01	2019-04-29	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	5,240 -0.8% 21.93 USD 114,897	5,240 -0.8%	21.93	USD 114,897
2019-03-07	2019-03-06	B Purchase	THOMPSON WILLIAM Non-Executive Director	1,175 +1.5% 20.87 USD 24,522	1,175 +1.5%	20.87	USD 24,522
2019-01-31	2019-01-30	S Sale	THOMPSON WILLIAM Non-Executive Director	2,700 -3.5% 20.11 USD 54,291	2,700 -3.5%	20.11	USD 54,291
2018-12-12	2018-12-11	B Purchase	Nukk-Freeman Katherin Non-Executive Director	550 +inf% 18.63 USD 10,249	550 +inf%	18.63	USD 10,249
2018-11-23	2018-11-20	S Sale	Huttle Frank III Non-Executive Director	4,250 -2.1% 20.02 USD 85,089	4,250 -2.1%	20.02	USD 85,089
2018-11-09	2018-11-07	S Sale	Criscione Laura EVP & Chief Compliance Officer Officer	4,700 -7.6% 21.45 USD 100,815	4,700 -7.6%	21.45	USD 100,815
2018-11-07	2018-11-06	S Sale	Kempner Michael W Non-Executive Director	5,650 -1.5% 21.46 USD 121,226	5,650 -1.5%	21.46	USD 121,226
2018-10-30	2018-10-29	B Purchase	Boswell Stephen T. Non-Executive Director	15,000 +5.2% 20.83 USD 312,450	15,000 +5.2%	20.83	USD 312,450
2018-08-20	2018-08-17	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	17,810 -3.0% 24.93 USD 444,044	17,810 -3.0%	24.93	USD 444,044
2018-08-20	2018-08-16	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	10,918 -1.8% 25.06 USD 273,601	10,918 -1.8%	25.06	USD 273,601
2018-08-16	2018-08-14	S Sale	THOMPSON WILLIAM Non-Executive Director	1,325 -1.8% 25.15 USD 33,324	1,325 -1.8%	25.15	USD 33,324
2018-08-10	2018-08-08	B Purchase	BAIER FRANK W Non-Executive Director	2,000 +2.7% 24.91 USD 49,820	2,000 +2.7%	24.91	USD 49,820
2018-08-09	2018-08-07	B Purchase	MINOIA NICHOLAS Non-Executive Director	5,000 +19.3% 24.77 USD 123,850	5,000 +19.3%	24.77	USD 123,850
2018-03-27	2018-03-23	S Sale	Criscione Laura EVP & Chief Compliance Officer	786 -1.3% 29.65 USD 23,305	786 -1.3%	29.65	USD 23,305
2018-03-27	2018-03-23	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	4,716 -0.8% 29.35 USD 138,426	4,716 -0.8%	29.35	USD 138,426
2018-03-27	2018-03-23	S Sale	Ewing Christopher J. EVP & Chief Operations Officer	1,375 -13.9% 29.05 USD 39,944	1,375 -13.9%	29.05	USD 39,944
2018-03-27	2018-03-23	S Sale	Burns William S EVP & Chief Financial Officer	1,517 -2.5% 28.87 USD 43,796	1,517 -2.5%	28.87	USD 43,796
2018-03-27	2018-03-23	S Sale	Magennis Elizabeth EVP & Chief Lending Officer	1,400 -2.5% 29.50 USD 41,300	1,400 -2.5%	29.50	USD 41,300
2018-02-07	2018-02-07	S Sale	Criscione Laura EVP & Chief Compliance Officer Officer	552 -0.9% 28.78 USD 15,886	552 -0.9%	28.78	USD 15,886
2018-02-07	2018-02-07	S Sale	Burns William S EVP & Chief Financial Officer Officer	941 -1.7% 28.60 USD 26,913	941 -1.7%	28.60	USD 26,913
2018-02-07	2018-02-07	S Sale	Magennis Elizabeth EVP & Chief Lending Officer Officer	868 -1.7% 28.76 USD 24,959	868 -1.7%	28.76	USD 24,959
2018-02-07	2018-02-06	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	2,174 -0.4% 28.45 USD 61,840	2,174 -0.4%	28.45	USD 61,840
2017-12-19	2017-12-14	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	5,848 -1.0% 26.49 USD 154,919	5,848 -1.0%	26.49	USD 154,919
2017-12-18	2017-12-14	S Sale	Criscione Laura EVP & Chief Compliance Officer	4,300 -6.7% 26.49 USD 113,890	4,300 -6.7%	26.49	USD 113,890
2017-06-08	2017-06-08	S Sale	Ewing Christopher J. EVP & Chief Operations Officer	2,100 -17.5% 22.67 USD 47,607	2,100 -17.5%	22.67	USD 47,607
2017-06-08	2017-06-06	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	2,445 -0.4% 21.85 USD 53,431	2,445 -0.4%	21.85	USD 53,431
2017-06-02	2017-06-01	B Purchase	BAIER FRANK W	5,000 +7.5% 21.80 USD 109,000	5,000 +7.5%	21.80	USD 109,000
2017-06-01	2017-05-31	S Sale	Burns William S EVP & Chief Financial Officer	888 -1.6% 21.55 USD 19,136	888 -1.6%	21.55	USD 19,136
2017-05-30	2017-05-27	S Sale	THOMPSON WILLIAM Non-Executive Director	4,350 -5.7% 21.70 USD 94,412	4,350 -5.7%	21.70	USD 94,412
2017-05-31	2017-05-26	S Sale	Magennis Elizabeth EVP & Chief Lending Officer Officer	820 -1.6% 21.75 USD 17,835	820 -1.6%	21.75	USD 17,835
2017-05-31	2017-05-26	S Sale	Criscione Laura EVP & Chief Compliance Officer Officer	451 -0.9% 21.75 USD 9,809	451 -0.9%	21.75	USD 9,809
2017-03-02	2017-02-28	S Sale	Criscione Laura EVP & Chief Compliance Officer	550 -1.1% 25.34 USD 13,935	550 -1.1%	25.34	USD 13,935
2017-02-22	2017-02-17	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	2,178 -0.4% 25.46 USD 55,442	2,178 -0.4%	25.46	USD 55,442
2017-02-21	2017-02-17	S Sale	Burns William S EVP & Chief Financial Officer	1,845 -3.5% 25.41 USD 46,888	1,845 -3.5%	25.41	USD 46,888
2017-02-01	2017-01-31	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	2,140 -0.4% 24.68 USD 52,807	2,140 -0.4%	24.68	USD 52,807
2016-11-14	2016-11-10	S Sale	Kempner Michael W Non-Executive Director	1,660 -0.4% 19.85 USD 32,959	1,660 -0.4%	19.85	USD 32,959
2016-11-09	2016-11-07	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	6,417 -1.1% 18.30 USD 117,404	6,417 -1.1%	18.30	USD 117,404
2016-06-02	2016-05-31	S Sale	THOMPSON WILLIAM Non-Executive Director	780 -1.1% 16.16 USD 12,605	780 -1.1%	16.16	USD 12,605
2016-05-18	2016-05-16	S Sale	Sorrentino Frank III Chairman, President & CEO Executive Director	6,095 -1.1% 16.01 USD 97,575	6,095 -1.1%	16.01	USD 97,575
2016-05-04	2016-05-03	B Purchase	MINOIA NICHOLAS Non-Executive Director	218 +0.9% 16.90 USD 3,684	218 +0.9%	16.90	USD 3,684
2016-05-04	2016-05-03	B Purchase	MINOIA NICHOLAS Non-Executive Director	532 +2.4% 16.90 USD 8,991	532 +2.4%	16.90	USD 8,991

ConnectOne Bancorp Inc (CNOB)

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