Capital Southwest Corp (CSWC)

Financials Banking & Investment Services Investment Banking & Investment Services

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Ticker: CSWC Exchange: NSM

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• Purchase • Sale • Planned purchase • Planned sale Net purchase Net sale Earnings

Earnings

Value bought

Past 90 days

Value sold

Past 90 days

Net insiders buying

Past 90 days

Trades (buy and sell)

Past 90 days

Company data

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Abbreviations B: Buy, S: Sell, PP: Planned purchase, PS: Planned sale, O: Option / Other

Notification date	Transaction date	B/S Transaction type	Insider and/or position	Nb. shares Price Value	Number of shares	Price	Value
2025-03-26	2025-03-26	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	450 +2.7% 22.52 USD 10,134	450 +2.7%	22.52	USD 10,134
2024-12-12	2024-12-12	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	250 +1.5% 22.67 USD 5,667	250 +1.5%	22.67	USD 5,667
2024-11-08	2024-11-08	B Purchase	BATTIST CHRISTINE Non-Executive Director	256 +2.8% 23.13 USD 5,921	256 +2.8%	23.13	USD 5,921
2024-11-07	2024-11-07	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	500 +3.2% 23.07 USD 11,533	500 +3.2%	23.07	USD 11,533
2024-09-16	2024-09-16	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	250 +1.7% 25.03 USD 6,258	250 +1.7%	25.03	USD 6,258
2024-08-09	2024-08-09	B Purchase	BATTIST CHRISTINE Non-Executive Director	406 +4.7% 23.94 USD 9,720	406 +4.7%	23.94	USD 9,720
2024-06-28	2024-06-28	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	200 +1.6% 26.13 USD 5,226	200 +1.6%	26.13	USD 5,226
2024-06-24	2024-06-21	B Purchase	BATTIST CHRISTINE Non-Executive Director	197 +2.3% 24.96 USD 4,916	197 +2.3%	24.96	USD 4,916
2024-06-04	2024-06-03	B Purchase	Thomas William R III Non-Executive Director	9,400 +201.7% 25.87 USD 243,139	9,400 +201.7%	25.87	USD 243,139
2024-05-30	2024-05-29	B Purchase	BATTIST CHRISTINE Non-Executive Director	192 +2.3% 25.25 USD 4,848	192 +2.3%	25.25	USD 4,848
2024-05-23	2024-05-23	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	500 +4.1% 25.65 USD 12,825	500 +4.1%	25.65	USD 12,825
2023-12-21	2023-12-21	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	500 +4.5% 23.29 USD 11,645	500 +4.5%	23.29	USD 11,645
2023-11-02	2023-11-02	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	500 +4.7% 21.67 USD 10,835	500 +4.7%	21.67	USD 10,835
2023-02-06	2023-02-06	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	500 +6.8% 19.69 USD 9,843	500 +6.8%	19.69	USD 9,843
2022-11-04	2022-11-04	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	500 +7.4% 18.97 USD 9,485	500 +7.4%	18.97	USD 9,485
2022-11-03	2022-11-03	B Purchase	BATTIST CHRISTINE Non-Executive Director	510 +21.1% 18.99 USD 9,685	510 +21.1%	18.99	USD 9,685
2022-06-22	2022-06-22	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	850 +25.9% 18.57 USD 15,784	850 +25.9%	18.57	USD 15,784
2022-03-30	2022-03-30	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	750 +30.2% 23.81 USD 17,861	750 +30.2%	23.81	USD 17,861
2022-03-30	2022-03-29	B Purchase	Brooks David R Non-Executive Director	2,000 +6.7% 23.93 USD 47,858	2,000 +6.7%	23.93	USD 47,858
2022-02-17	2022-02-17	B Purchase	BATTIST CHRISTINE Non-Executive Director	389 +4.9% 25.00 USD 9,724	389 +4.9%	25.00	USD 9,724
2022-01-24	2021-12-29	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	800 +47.6% 25.05 USD 20,040	800 +47.6%	25.05	USD 20,040
2021-12-20	2021-12-20	B Purchase	BATTIST CHRISTINE Non-Executive Director	400 +5.4% 24.35 USD 9,740	400 +5.4%	24.35	USD 9,740
2021-11-09	2021-11-09	B Purchase	Sarner Michael Scott Chief Financial Officer Officer	3,355 +1.2% 26.83 USD 90,000	3,355 +1.2%	26.83	USD 90,000
2022-01-24	2021-09-30	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	800 +94.1% 25.55 USD 20,439	800 +94.1%	25.55	USD 20,439
2021-09-28	2021-09-28	B Purchase	BATTIST CHRISTINE Non-Executive Director	700 +10.4% 25.40 USD 17,780	700 +10.4%	25.40	USD 17,780
2022-01-24	2021-08-16	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	200 +30.8% 26.40 USD 5,280	200 +30.8%	26.40	USD 5,280
2022-01-24	2021-06-30	B Purchase	Rogers-Windsor Ramona Lynn Non-Executive Director	650 +inf% 23.57 USD 15,321	650 +inf%	23.57	USD 15,321
2021-03-19	2021-03-19	B Purchase	BATTIST CHRISTINE Non-Executive Director	1,000 +19.3% 21.45 USD 21,450	1,000 +19.3%	21.45	USD 21,450
2021-02-11	2021-02-11	B Purchase	Brooks David R Non-Executive Director	1,500 +5.3% 20.57 USD 30,851	1,500 +5.3%	20.57	USD 30,851
2020-03-23	2020-03-20	B Purchase	DIEHL BOWEN S President and CEO Executive Director	20,000 +6.9% 9.46 USD 189,200	20,000 +6.9%	9.46	USD 189,200
2020-03-20	2020-03-20	B Purchase	Sarner Michael Scott Chief Financial Officer Officer	21,500 +12.5% 9.40 USD 202,100	21,500 +12.5%	9.40	USD 202,100
2020-03-19	2020-03-18	B Purchase	FURST JACK D Non-Executive Director	15,500 +65.9% 8.84 USD 136,964	15,500 +65.9%	8.84	USD 136,964
2020-03-19	2020-03-18	B Purchase	FURST JACK D Non-Executive Director	39,000 +inf% 8.84 USD 344,620	39,000 +inf%	8.84	USD 344,620
2020-03-18	2020-03-18	B Purchase	Brooks David R Non-Executive Director	4,000 +16.3% 8.90 USD 35,596	4,000 +16.3%	8.90	USD 35,596
2020-03-17	2020-03-17	B Purchase	BATTIST CHRISTINE Non-Executive Director	950 +22.4% 10.33 USD 9,815	950 +22.4%	10.33	USD 9,815
2020-03-02	2020-03-02	B Purchase	BATTIST CHRISTINE Non-Executive Director	537 +14.5% 18.61 USD 9,994	537 +14.5%	18.61	USD 9,994
2020-02-28	2020-02-28	B Purchase	Sarner Michael Scott Chief Financial Officer Officer	4,150 +2.5% 18.15 USD 75,318	4,150 +2.5%	18.15	USD 75,318
2020-02-24	2020-02-24	B Purchase	BATTIST CHRISTINE Non-Executive Director	1,000 +37.0% 20.35 USD 20,351	1,000 +37.0%	20.35	USD 20,351
2019-09-03	2019-08-30	B Purchase	Brooks David R	2,500 +11.4% 21.37 USD 53,423	2,500 +11.4%	21.37	USD 53,423
2019-08-30	2019-08-28	B Purchase	BATTIST CHRISTINE Non-Executive Director	910 +50.7% 21.85 USD 19,888	910 +50.7%	21.85	USD 19,888
2018-12-27	2018-12-26	B Purchase	FURST JACK D Non-Executive Director	3,504 +17.5% 18.78 USD 65,805	3,504 +17.5%	18.78	USD 65,805
2018-12-27	2018-12-24	B Purchase	FURST JACK D Non-Executive Director	2,900 +17.0% 18.16 USD 52,664	2,900 +17.0%	18.16	USD 52,664
2018-11-14	2018-11-12	B Purchase	BATTIST CHRISTINE Non-Executive Director	1,000 +125.9% 19.53 USD 19,527	1,000 +125.9%	19.53	USD 19,527
2018-08-22	2018-08-21	B Purchase	BATTIST CHRISTINE Non-Executive Director	794 +inf% 19.01 USD 15,094	794 +inf%	19.01	USD 15,094
2018-03-26	2018-03-23	B Purchase	WILSON JOHN H	3,000 +17.6% 17.10 USD 51,300	3,000 +17.6%	17.10	USD 51,300
2018-02-09	2018-02-09	B Purchase	Sarner Michael Scott Chief Financial Officer Officer	700 +0.7% 16.24 USD 11,368	700 +0.7%	16.24	USD 11,368
2018-02-09	2018-02-08	B Purchase	Morgan Thomas Duane Non-Executive Director	3,050 +25.7% 16.39 USD 49,990	3,050 +25.7%	16.39	USD 49,990
2017-12-29	2017-12-28	B Purchase	Brooks David R	2,000 +10.0% 16.66 USD 33,326	2,000 +10.0%	16.66	USD 33,326
2017-11-21	2017-11-21	B Purchase	KELLEY DOUGLAS M. Sr. VP, Managing Director	380 +0.4% 16.87 USD 6,410	380 +0.4%	16.87	USD 6,410
2017-11-14	2017-11-13	B Purchase	KELLEY DOUGLAS M. Sr. VP, Managing Director	1,500 +2.3% 17.00 USD 25,496	1,500 +2.3%	17.00	USD 25,496
2017-08-29	2017-08-28	S Sale	Moab Partners LP Large shareholder	1,323 -0.1% 17.40 USD 23,020	1,323 -0.1%	17.40	USD 23,020
2017-08-29	2017-08-28	S Sale	Moab Capital Partners LLC Large shareholder	1,400 -0.1% 17.40 USD 24,360	1,400 -0.1%	17.40	USD 24,360
2017-08-29	2017-08-25	S Sale	Moab Partners LP Large shareholder	1,768 -0.1% 17.33 USD 30,644	1,768 -0.1%	17.33	USD 30,644
2017-08-29	2017-08-25	S Sale	Moab Partners LP Large shareholder	47,250 -3.1% 17.30 USD 817,425	47,250 -3.1%	17.30	USD 817,425
2017-08-29	2017-08-25	S Sale	Moab Capital Partners LLC Large shareholder	1,870 -0.1% 17.33 USD 32,412	1,870 -0.1%	17.33	USD 32,412
2017-08-29	2017-08-25	S Sale	Moab Capital Partners LLC Large shareholder	50,000 -3.1% 17.30 USD 865,000	50,000 -3.1%	17.30	USD 865,000
2017-08-02	2017-07-31	PS Planned sale	Armes Joseph B	500 -1.6% 16.31 USD 8,157	500 -1.6%	16.31	USD 8,157
2017-07-24	2017-07-24	PS Planned sale	Armes Joseph B Non-Executive Director	500 -1.6% 16.27 USD 8,135	500 -1.6%	16.27	USD 8,135
2017-07-18	2017-07-17	PS Planned sale	Armes Joseph B Non-Executive Director	500 -1.5% 16.14 USD 8,068	500 -1.5%	16.14	USD 8,068
2017-07-12	2017-07-10	PS Planned sale	Armes Joseph B Non-Executive Director	500 -1.5% 16.19 USD 8,093	500 -1.5%	16.19	USD 8,093
2017-07-05	2017-07-03	PS Planned sale	Armes Joseph B Non-Executive Director	500 -1.5% 16.15 USD 8,075	500 -1.5%	16.15	USD 8,075
2017-06-29	2017-06-28	B Purchase	WILSON JOHN H	5,000 +41.7% 16.30 USD 81,500	5,000 +41.7%	16.30	USD 81,500
2017-06-27	2017-06-26	PS Planned sale	Armes Joseph B	500 -1.5% 16.22 USD 8,109	500 -1.5%	16.22	USD 8,109
2017-06-21	2017-06-19	PS Planned sale	Armes Joseph B	500 -1.4% 16.14 USD 8,069	500 -1.4%	16.14	USD 8,069
2017-06-14	2017-06-12	PS Planned sale	Armes Joseph B	500 -1.4% 16.10 USD 8,050	500 -1.4%	16.10	USD 8,050
2017-06-09	2017-06-07	B Purchase	Morgan Thomas Duane	3,100 +36.7% 16.26 USD 50,406	3,100 +36.7%	16.26	USD 50,406
2017-06-07	2017-06-05	PS Planned sale	Armes Joseph B	500 -1.4% 16.03 USD 8,015	500 -1.4%	16.03	USD 8,015
2017-06-02	2017-06-01	PS Planned sale	Armes Joseph B	1,000 -2.7% 16.00 USD 16,000	1,000 -2.7%	16.00	USD 16,000
2017-05-16	2017-05-15	PS Planned sale	Armes Joseph B Non-Executive Director	500 -1.4% 16.00 USD 8,000	500 -1.4%	16.00	USD 8,000
2017-05-09	2017-05-08	PS Planned sale	Armes Joseph B Non-Executive Director	500 -1.3% 16.03 USD 8,015	500 -1.3%	16.03	USD 8,015
2017-05-02	2017-05-01	PS Planned sale	Armes Joseph B Non-Executive Director	500 -1.3% 16.15 USD 8,075	500 -1.3%	16.15	USD 8,075
2017-04-25	2017-04-24	PS Planned sale	Armes Joseph B	500 -1.3% 16.01 USD 8,005	500 -1.3%	16.01	USD 8,005
2017-04-12	2017-04-10	S Sale	Moab Capital Partners LLC Large shareholder	100 -0.0% 17.02 USD 1,702	100 -0.0%	17.02	USD 1,702
2017-04-12	2017-04-10	S Sale	Moab Partners LP Large shareholder	100 -0.0% 17.02 USD 1,702	100 -0.0%	17.02	USD 1,702
2017-04-05	2017-04-05	S Sale	Moab Capital Partners LLC Large shareholder	802 -0.0% 16.95 USD 13,594	802 -0.0%	16.95	USD 13,594

Capital Southwest Corp (CSWC)

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