|
2018-10-15 |
2018-10-15 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
7,386
+4.0%
11.86
USD 87,590
|
7,386
+4.0%
|
11.86
|
USD 87,590
|
|
|
2018-10-15 |
2018-10-12 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
1,200
+0.7%
11.70
USD 14,044
|
1,200
+0.7%
|
11.70
|
USD 14,044
|
|
|
2018-07-17 |
2018-07-11 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
30,734
+20.8%
12.37
USD 380,235
|
30,734
+20.8%
|
12.37
|
USD 380,235
|
|
|
2018-07-17 |
2018-07-11 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
8,900
+6.4%
12.39
USD 110,271
|
8,900
+6.4%
|
12.39
|
USD 110,271
|
|
|
2018-03-05 |
2018-03-01 |
S
Sale
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
16,383
-14.3%
12.01
USD 196,694
|
16,383
-14.3%
|
12.01
|
USD 196,694
|
|
|
2017-06-23 |
2017-06-22 |
S
Sale
|
Goldman Heather S.
|
2,099
-100.0%
13.27
USD 27,853
|
2,099
-100.0%
|
13.27
|
USD 27,853
|
|
|
2017-06-07 |
2017-06-06 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
4,041
+2.9%
14.02
USD 56,655
|
4,041
+2.9%
|
14.02
|
USD 56,655
|
|
|
2017-06-07 |
2017-06-05 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
1,359
+1.0%
14.02
USD 19,053
|
1,359
+1.0%
|
14.02
|
USD 19,053
|
|
|
2017-06-07 |
2017-06-02 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
3,700
+2.8%
14.00
USD 51,800
|
3,700
+2.8%
|
14.00
|
USD 51,800
|
|
|
2017-06-07 |
2017-06-01 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
1,200
+0.9%
13.99
USD 16,788
|
1,200
+0.9%
|
13.99
|
USD 16,788
|
|
|
2017-03-17 |
2017-03-17 |
S
Sale
|
Goldman Heather S.
|
6,153
-89.8%
13.00
USD 79,989
|
6,153
-89.8%
|
13.00
|
USD 79,989
|
|
|
2017-03-08 |
2017-03-07 |
S
Sale
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Fund's Adviser
|
9,800
-7.0%
13.19
USD 129,267
|
9,800
-7.0%
|
13.19
|
USD 129,267
|
|
|
2016-05-04 |
2016-05-03 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Adviser
|
28,720
+25.8%
11.93
USD 342,630
|
28,720
+25.8%
|
11.93
|
USD 342,630
|
|
|
2016-05-04 |
2016-05-02 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Adviser
|
1,650
+1.5%
12.15
USD 20,048
|
1,650
+1.5%
|
12.15
|
USD 20,048
|
|
|
2016-03-03 |
2016-03-01 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Adviser
|
73,632
+205.4%
10.26
USD 755,162
|
73,632
+205.4%
|
10.26
|
USD 755,162
|
|
|
2015-10-07 |
2015-10-07 |
B
Purchase
|
BROOKFIELD INVESTMENT MANAGEMENT INC.
Adviser
|
14,430
+69.6%
13.86
USD 200,024
|
14,430
+69.6%
|
13.86
|
USD 200,024
|
|
|
2015-07-29 |
2015-07-29 |
B
Purchase
|
Goldman Heather S.
Non-Executive Director
|
950
+16.1%
15.11
USD 14,355
|
950
+16.1%
|
15.11
|
USD 14,355
|
|
|
2015-07-21 |
2015-07-21 |
B
Purchase
|
Goldman Heather S.
Non-Executive Director
|
5,900
+inf%
16.05
USD 94,695
|
5,900
+inf%
|
16.05
|
USD 94,695
|
|
|
2015-06-02 |
2015-06-02 |
B
Purchase
|
Salvatore Louis P
Non-Executive Director
|
700
+30.4%
17.82
USD 12,473
|
700
+30.4%
|
17.82
|
USD 12,473
|
|
|
2015-06-02 |
2015-06-02 |
B
Purchase
|
Salvatore Louis P
Non-Executive Director
|
1,000
+76.9%
17.82
USD 17,819
|
1,000
+76.9%
|
17.82
|
USD 17,819
|
|
|
2015-06-02 |
2015-06-02 |
B
Purchase
|
Salvatore Louis P
Non-Executive Director
|
1,300
+inf%
17.81
USD 23,152
|
1,300
+inf%
|
17.81
|
USD 23,152
|
|
|
2015-06-04 |
2015-05-22 |
B
Purchase
|
Hurley Brian
President
Officer
|
370
+13.5%
17.20
USD 6,364
|
370
+13.5%
|
17.20
|
USD 6,364
|
|
|
2015-05-29 |
2015-05-22 |
B
Purchase
|
Noble Craig
Vice President
Officer
|
311
+33.3%
17.20
USD 5,349
|
311
+33.3%
|
17.20
|
USD 5,349
|
|
|
2015-05-29 |
2015-05-22 |
B
Purchase
|
Hurley Brian
President
Officer
|
686
+33.3%
17.20
USD 11,799
|
686
+33.3%
|
17.20
|
USD 11,799
|
|
|
2015-05-29 |
2015-05-22 |
B
Purchase
|
Arnold Samuel
Portfolio Manager
|
444
+33.3%
17.20
USD 7,637
|
444
+33.3%
|
17.20
|
USD 7,637
|
|
|
2015-05-29 |
2015-05-22 |
B
Purchase
|
Ghantous Angela W
Treasurer
Officer
|
4
+30.8%
17.20
USD 69
|
4
+30.8%
|
17.20
|
USD 69
|
|
|
2015-05-29 |
2015-05-22 |
B
Purchase
|
Kuczmarski Edward A
Non-Executive Director
|
1,167
+33.3%
17.20
USD 20,072
|
1,167
+33.3%
|
17.20
|
USD 20,072
|
|
|
2014-10-15 |
2014-10-15 |
B
Purchase
|
Kuczmarski Edward A
Non-Executive Director
|
1,000
+40.0%
22.74
USD 22,740
|
1,000
+40.0%
|
22.74
|
USD 22,740
|
|
|
2013-12-04 |
2013-12-02 |
B
Purchase
|
Kuczmarski Edward A
Non-Executive Director
|
2,500
+inf%
19.89
USD 49,715
|
2,500
+inf%
|
19.89
|
USD 49,715
|
|
|
2013-11-15 |
2013-10-28 |
B
Purchase
|
Noble Craig
Adviser's CEO & Portfolio Mgr.
|
233
+33.3%
19.29
USD 4,495
|
233
+33.3%
|
19.29
|
USD 4,495
|
|
|
2013-10-29 |
2013-10-18 |
B
Purchase
|
Arnold Samuel
Portfolio Manager / VP
|
333
+33.3%
19.29
USD 6,424
|
333
+33.3%
|
19.29
|
USD 6,424
|
|
|
2013-10-29 |
2013-10-18 |
B
Purchase
|
MCFARLAND STUART A
Non-Executive Director
|
151
+33.2%
19.29
USD 2,913
|
151
+33.2%
|
19.29
|
USD 2,913
|
|
|
2013-10-24 |
2013-10-18 |
B
Purchase
|
DRAKE RODMAN L
Non-Executive Director
|
378
+33.3%
19.29
USD 7,292
|
378
+33.3%
|
19.29
|
USD 7,292
|
|
|
2013-10-22 |
2013-10-18 |
B
Purchase
|
Ghantous Angela W
Treasurer
Officer
|
3
+30.0%
19.85
USD 60
|
3
+30.0%
|
19.85
|
USD 60
|
|
|
2013-09-12 |
2013-09-10 |
B
Purchase
|
MCFARLAND STUART A
|
455
+inf%
22.26
USD 10,128
|
455
+inf%
|
22.26
|
USD 10,128
|
|
|
2012-09-04 |
2012-08-31 |
B
Purchase
|
Ghantous Angela W
Treasurer
Officer
|
10
+inf%
19.48
USD 195
|
10
+inf%
|
19.48
|
USD 195
|
|
|
2011-10-17 |
2011-10-07 |
B
Purchase
|
Noble Craig
Portfolio Manager
|
700
+inf%
15.32
USD 10,724
|
700
+inf%
|
15.32
|
USD 10,724
|
|
|
2011-09-29 |
2011-09-29 |
B
Purchase
|
DRAKE RODMAN L
Non-Executive Director
|
100
+11.1%
16.01
USD 1,601
|
100
+11.1%
|
16.01
|
USD 1,601
|
|
|
2011-09-29 |
2011-09-29 |
B
Purchase
|
DRAKE RODMAN L
Non-Executive Director
|
300
+50.0%
16.00
USD 4,800
|
300
+50.0%
|
16.00
|
USD 4,800
|
|
|
2011-09-29 |
2011-09-29 |
B
Purchase
|
DRAKE RODMAN L
Non-Executive Director
|
600
+inf%
16.42
USD 9,852
|
600
+inf%
|
16.42
|
USD 9,852
|
|
