2023-03-02 |
2023-02-28 |
S
Sale
|
Murray Stacy
Principal Accounting Officer
Officer
|
8,494
-73.2%
29.04
USD 246,666
|
8,494
-73.2%
|
29.04
|
USD 246,666
|
|
2022-11-21 |
2022-11-17 |
B
Purchase
|
Kotecha Kanayalal Amritlal
Non-Executive Director
|
5,000
+33.4%
23.73
USD 118,650
|
5,000
+33.4%
|
23.73
|
USD 118,650
|
|
2021-12-17 |
2021-12-15 |
B
Purchase
|
PROCTOR GEORGANNE
Non-Executive Director
|
3,025
+6.6%
16.35
USD 49,459
|
3,025
+6.6%
|
16.35
|
USD 49,459
|
|
2021-12-17 |
2021-12-15 |
B
Purchase
|
Mehlman Marc
Chief Financial Officer
Officer
|
10,000
+24.0%
16.50
USD 165,000
|
10,000
+24.0%
|
16.50
|
USD 165,000
|
|
2021-12-15 |
2021-12-15 |
B
Purchase
|
ERNST MARK A
Non-Executive Director
|
19,978
+28.8%
16.22
USD 324,043
|
19,978
+28.8%
|
16.22
|
USD 324,043
|
|
2021-12-16 |
2021-12-14 |
B
Purchase
|
Walters Christopher William
Chief Executive Officer
Executive Director
|
10,000
+3.5%
16.73
USD 167,300
|
10,000
+3.5%
|
16.73
|
USD 167,300
|
|
2021-12-15 |
2021-12-14 |
B
Purchase
|
ERNST MARK A
Non-Executive Director
|
12,022
+21.0%
16.36
USD 196,680
|
12,022
+21.0%
|
16.36
|
USD 196,680
|
|
2021-12-15 |
2021-12-13 |
B
Purchase
|
ERNST MARK A
Non-Executive Director
|
18,000
+45.8%
16.93
USD 304,740
|
18,000
+45.8%
|
16.93
|
USD 304,740
|
|
2020-09-21 |
2020-09-09 |
B
Purchase
|
ERNST MARK A
Non-Executive Director
|
6,000
+75.0%
10.50
USD 63,000
|
6,000
+75.0%
|
10.50
|
USD 63,000
|
|
2020-09-21 |
2020-09-08 |
B
Purchase
|
ERNST MARK A
Non-Executive Director
|
1,000
+14.3%
10.80
USD 10,795
|
1,000
+14.3%
|
10.80
|
USD 10,795
|
|
2020-08-14 |
2020-08-12 |
B
Purchase
|
Mehlman Marc
Chief Financial Officer
Officer
|
2,025
+inf%
11.55
USD 23,398
|
2,025
+inf%
|
11.55
|
USD 23,398
|
|
2020-08-13 |
2020-08-12 |
B
Purchase
|
Walters Christopher William
Chief Executive Officer
Executive Director
|
8,000
+5.0%
11.68
USD 93,440
|
8,000
+5.0%
|
11.68
|
USD 93,440
|
|
2020-08-13 |
2020-08-11 |
B
Purchase
|
Walters Christopher William
Chief Executive Officer
Executive Director
|
8,000
+5.3%
11.44
USD 91,536
|
8,000
+5.3%
|
11.44
|
USD 91,536
|
|
2020-08-12 |
2020-08-10 |
B
Purchase
|
ERNST MARK A
Non-Executive Director
|
7,000
+inf%
10.68
USD 74,746
|
7,000
+inf%
|
10.68
|
USD 74,746
|
|
2019-12-18 |
2019-12-16 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
14,250
-2.2%
24.92
USD 355,110
|
14,250
-2.2%
|
24.92
|
USD 355,110
|
|
2019-10-09 |
2019-10-07 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
54,250
-7.7%
21.20
USD 1,150,100
|
54,250
-7.7%
|
21.20
|
USD 1,150,100
|
|
2019-07-18 |
2019-07-17 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
10,000
-1.5%
29.23
USD 292,300
|
10,000
-1.5%
|
29.23
|
USD 292,300
|
|
2019-07-18 |
2019-07-16 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
54,250
-7.5%
29.01
USD 1,573,793
|
54,250
-7.5%
|
29.01
|
USD 1,573,793
|
|
2019-06-07 |
2019-06-05 |
S
Sale
|
PROCTOR GEORGANNE
|
2,768
-15.9%
31.29
USD 86,611
|
2,768
-15.9%
|
31.29
|
USD 86,611
|
|
2019-06-06 |
2019-06-04 |
S
Sale
|
Zappone Mary Slagle
|
6,432
-16.0%
31.52
USD 202,737
|
6,432
-16.0%
|
31.52
|
USD 202,737
|
|
2019-05-30 |
2019-05-28 |
S
Sale
|
ATWELL WILLIAM L
Non-Executive Director
|
4,126
-9.5%
32.22
USD 132,940
|
4,126
-9.5%
|
32.22
|
USD 132,940
|
|
2019-05-24 |
2019-05-24 |
S
Sale
|
Gardner H. McIntyre
Non-Executive Director
|
2,500
-13.4%
32.05
USD 80,137
|
2,500
-13.4%
|
32.05
|
USD 80,137
|
|
2019-05-16 |
2019-05-16 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
5,000
-0.7%
32.00
USD 160,000
|
5,000
-0.7%
|
32.00
|
USD 160,000
|
|
2019-05-16 |
2019-05-15 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
25,000
-3.5%
31.29
USD 782,250
|
25,000
-3.5%
|
31.29
|
USD 782,250
|
|
2019-05-15 |
2019-05-15 |
S
Sale
|
Palmer John David
Principal Accounting Officer
Officer
|
161
-2.6%
31.44
USD 5,062
|
161
-2.6%
|
31.44
|
USD 5,062
|
|
2019-05-16 |
2019-05-14 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
54,250
-7.2%
31.67
USD 1,718,098
|
54,250
-7.2%
|
31.67
|
USD 1,718,098
|
|
2019-05-15 |
2019-05-13 |
S
Sale
|
Palmer John David
Principal Accounting Officer
Officer
|
4,445
-41.9%
31.64
USD 140,640
|
4,445
-41.9%
|
31.64
|
USD 140,640
|
|
2019-05-03 |
2019-05-02 |
PS
Planned sale
|
BRUDER ANN J.
Chief Legal Officer & Sec'y
Officer
|
5,600
-12.3%
35.00
USD 196,000
|
5,600
-12.3%
|
35.00
|
USD 196,000
|
|
2019-04-03 |
2019-04-01 |
PS
Planned sale
|
Mackay Todd C
Interim CEO HD Vest
|
7,267
-16.5%
33.37
USD 242,500
|
7,267
-16.5%
|
33.37
|
USD 242,500
|
|
2019-03-21 |
2019-03-19 |
PS
Planned sale
|
Mackay Todd C
Interim CEO HD Vest
Officer
|
9,084
-19.8%
32.50
USD 295,230
|
9,084
-19.8%
|
32.50
|
USD 295,230
|
|
2018-11-07 |
2018-11-06 |
B
Purchase
|
Hogan Michael P
Pres. Tax-Smart Innovation
Officer
|
7,874
+97.0%
30.52
USD 240,300
|
7,874
+97.0%
|
30.52
|
USD 240,300
|
|
2018-11-07 |
2018-11-05 |
PS
Planned sale
|
Oros Robert D
CEO of H.D. Vest, Inc.
Officer
|
6,075
-12.5%
30.31
USD 184,146
|
6,075
-12.5%
|
30.31
|
USD 184,146
|
|
2018-10-26 |
2018-10-25 |
PS
Planned sale
|
Stevenson Mathieu Frederic
Chief Marketing Officer
Officer
|
20,158
-36.1%
31.38
USD 632,584
|
20,158
-36.1%
|
31.38
|
USD 632,584
|
|
2018-10-15 |
2018-10-12 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
16,500
-2.6%
33.02
USD 544,809
|
16,500
-2.6%
|
33.02
|
USD 544,809
|
|
2018-10-15 |
2018-10-11 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
17,797
-2.8%
33.66
USD 598,974
|
17,797
-2.8%
|
33.66
|
USD 598,974
|
|
2018-10-15 |
2018-10-11 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
31,203
-4.7%
32.79
USD 1,023,084
|
31,203
-4.7%
|
32.79
|
USD 1,023,084
|
|
2018-10-02 |
2018-09-28 |
PS
Planned sale
|
Dunn Lance G
Non-Executive Director
|
27,000
-31.2%
38.25
USD 1,032,750
|
27,000
-31.2%
|
38.25
|
USD 1,032,750
|
|
2018-08-24 |
2018-08-23 |
S
Sale
|
Palmer John David
Principal Accounting Officer
Officer
|
3,753
-44.8%
36.00
USD 135,108
|
3,753
-44.8%
|
36.00
|
USD 135,108
|
|
2018-08-06 |
2018-08-06 |
PS
Planned sale
|
Oros Robert D
CEO of H.D. Vest, Inc.
Officer
|
6,075
-11.9%
34.30
USD 208,360
|
6,075
-11.9%
|
34.30
|
USD 208,360
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
Walters Christopher William
Non-Executive Director
|
4,000
-13.6%
35.57
USD 142,288
|
4,000
-13.6%
|
35.57
|
USD 142,288
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
Walters Christopher William
Non-Executive Director
|
10,400
-26.2%
34.62
USD 360,090
|
10,400
-26.2%
|
34.62
|
USD 360,090
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
PROCTOR GEORGANNE
Non-Executive Director
|
3,000
-18.2%
35.31
USD 105,915
|
3,000
-18.2%
|
35.31
|
USD 105,915
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
Zappone Mary Slagle
Non-Executive Director
|
10,118
-21.8%
35.49
USD 359,128
|
10,118
-21.8%
|
35.49
|
USD 359,128
|
|
2018-08-06 |
2018-08-03 |
S
Sale
|
Gardner H. McIntyre
Non-Executive Director
|
2,300
-13.5%
35.70
USD 82,110
|
2,300
-13.5%
|
35.70
|
USD 82,110
|
|
2018-07-18 |
2018-07-17 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
30,000
-4.7%
38.06
USD 1,141,821
|
30,000
-4.7%
|
38.06
|
USD 1,141,821
|
|
2018-07-18 |
2018-07-16 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
49,000
-7.3%
37.41
USD 1,833,257
|
49,000
-7.3%
|
37.41
|
USD 1,833,257
|
|
2018-05-14 |
2018-05-11 |
S
Sale
|
Palmer John David
Principal Accounting Officer
Officer
|
6,604
-56.5%
33.00
USD 217,932
|
6,604
-56.5%
|
33.00
|
USD 217,932
|
|
2018-05-11 |
2018-05-09 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
100
-0.0%
29.65
USD 2,965
|
100
-0.0%
|
29.65
|
USD 2,965
|
|
2018-05-11 |
2018-05-09 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
9,000
-1.5%
29.09
USD 261,810
|
9,000
-1.5%
|
29.09
|
USD 261,810
|
|
2018-05-11 |
2018-05-09 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
500
-0.1%
27.66
USD 13,830
|
500
-0.1%
|
27.66
|
USD 13,830
|
|
2018-05-11 |
2018-05-09 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
600
-0.1%
29.79
USD 17,874
|
600
-0.1%
|
29.79
|
USD 17,874
|
|
2018-05-11 |
2018-05-09 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
24,100
-3.9%
29.13
USD 702,033
|
24,100
-3.9%
|
29.13
|
USD 702,033
|
|
2018-05-11 |
2018-05-09 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
1,216
-0.2%
27.65
USD 33,622
|
1,216
-0.2%
|
27.65
|
USD 33,622
|
|
2018-05-10 |
2018-05-08 |
PS
Planned sale
|
Oros Robert D
CEO of H.D. Vest, Inc.
Officer
|
6,075
-11.7%
26.20
USD 159,165
|
6,075
-11.7%
|
26.20
|
USD 159,165
|
|
2018-04-26 |
2018-04-25 |
PS
Planned sale
|
Stevenson Mathieu Frederic
Chief Marketing Officer
|
16,786
-29.1%
25.85
USD 433,866
|
16,786
-29.1%
|
25.85
|
USD 433,866
|
|
2018-04-20 |
2018-04-18 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
9,600
-1.6%
26.45
USD 253,954
|
9,600
-1.6%
|
26.45
|
USD 253,954
|
|
2018-04-20 |
2018-04-18 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
25,917
-4.1%
26.45
USD 685,505
|
25,917
-4.1%
|
26.45
|
USD 685,505
|
|
2018-03-14 |
2018-03-12 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
9,600
-1.5%
25.25
USD 242,434
|
9,600
-1.5%
|
25.25
|
USD 242,434
|
|
2018-03-14 |
2018-03-12 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
25,917
-3.9%
25.25
USD 654,451
|
25,917
-3.9%
|
25.25
|
USD 654,451
|
|
2018-02-28 |
2018-02-27 |
PS
Planned sale
|
Palmer John David
Principal Accounting Officer
Officer
|
665
-11.5%
25.05
USD 16,658
|
665
-11.5%
|
25.05
|
USD 16,658
|
|
2018-02-28 |
2018-02-26 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
28,800
-4.3%
24.85
USD 715,709
|
28,800
-4.3%
|
24.85
|
USD 715,709
|
|
2018-02-22 |
2018-02-22 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
35,150
-5.0%
24.46
USD 859,716
|
35,150
-5.0%
|
24.46
|
USD 859,716
|
|
2018-02-22 |
2018-02-21 |
PS
Planned sale
|
Clendening John S
President and CEO
Executive Director
|
42,600
-5.9%
24.23
USD 1,032,121
|
42,600
-5.9%
|
24.23
|
USD 1,032,121
|
|
2018-02-22 |
2018-02-20 |
PS
Planned sale
|
Stevenson Mathieu Frederic
Chief Marketing Officer
Officer
|
33,572
-57.0%
24.03
USD 806,587
|
33,572
-57.0%
|
24.03
|
USD 806,587
|
|
2017-06-21 |
2017-06-19 |
PS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
89,800
-47.3%
21.65
USD 1,944,170
|
89,800
-47.3%
|
21.65
|
USD 1,944,170
|
|
2017-06-13 |
2017-06-09 |
PS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
79,230
-44.2%
21.25
USD 1,683,638
|
79,230
-44.2%
|
21.25
|
USD 1,683,638
|
|
2017-06-01 |
2017-06-01 |
PS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
22,311
-18.2%
20.75
USD 462,953
|
22,311
-18.2%
|
20.75
|
USD 462,953
|
|
2017-06-01 |
2017-05-31 |
PS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
5,729
-5.4%
20.50
USD 117,445
|
5,729
-5.4%
|
20.50
|
USD 117,445
|
|
2017-06-01 |
2017-05-30 |
PS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
|
60,360
-37.6%
20.69
USD 1,249,017
|
60,360
-37.6%
|
20.69
|
USD 1,249,017
|
|
2017-05-24 |
2017-05-23 |
S
Sale
|
Snyder Andrew Miles
Non-Executive Director
|
14,000
-24.2%
20.80
USD 291,207
|
14,000
-24.2%
|
20.80
|
USD 291,207
|
|
2017-05-24 |
2017-05-22 |
PS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
Officer
|
69,480
-39.4%
20.52
USD 1,426,070
|
69,480
-39.4%
|
20.52
|
USD 1,426,070
|
|
2017-05-24 |
2017-05-22 |
S
Sale
|
Snyder Andrew Miles
Non-Executive Director
|
13,100
-23.0%
20.54
USD 269,043
|
13,100
-23.0%
|
20.54
|
USD 269,043
|
|
2017-05-17 |
2017-05-16 |
S
Sale
|
Snyder Andrew Miles
Non-Executive Director
|
10,118
-18.7%
21.31
USD 215,658
|
10,118
-18.7%
|
21.31
|
USD 215,658
|
|
2017-05-16 |
2017-05-16 |
PS
Planned sale
|
Snyder Andrew Miles
Non-Executive Director
|
19,854
-1.7%
21.38
USD 424,449
|
19,854
-1.7%
|
21.38
|
USD 424,449
|
|
2017-05-17 |
2017-05-15 |
PS
Planned sale
|
EMANS ERIC MICHAEL
Chief Financial Officer
Officer
|
137,563
-54.2%
21.02
USD 2,892,083
|
137,563
-54.2%
|
21.02
|
USD 2,892,083
|
|