|
2024-12-11 |
2024-12-10 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
34,000
-2.5%
88.33
USD 3,003,220
|
34,000
-2.5%
|
88.33
|
USD 3,003,220
|
|
|
2024-11-27 |
2024-11-26 |
S
Sale
|
Bailenson Robert
Chief Operating Officer
Officer
|
25,000
-8.2%
93.44
USD 2,336,000
|
25,000
-8.2%
|
93.44
|
USD 2,336,000
|
|
|
2024-09-30 |
2024-09-26 |
S
Sale
|
Omura Yukiko
Non-Executive Director
|
3,599
-15.7%
79.73
USD 286,948
|
3,599
-15.7%
|
79.73
|
USD 286,948
|
|
|
2024-09-06 |
2024-09-04 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
3,461
-0.3%
80.56
USD 278,818
|
3,461
-0.3%
|
80.56
|
USD 278,818
|
|
|
2024-09-06 |
2024-09-04 |
PS
Planned sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
27,539
-2.0%
79.94
USD 2,201,468
|
27,539
-2.0%
|
79.94
|
USD 2,201,468
|
|
|
2024-06-21 |
2024-06-20 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
40,000
-2.8%
78.12
USD 3,124,800
|
40,000
-2.8%
|
78.12
|
USD 3,124,800
|
|
|
2024-05-10 |
2024-05-09 |
S
Sale
|
Bailenson Robert
Chief Operating Officer
Officer
|
569
-0.2%
81.00
USD 46,089
|
569
-0.2%
|
81.00
|
USD 46,089
|
|
|
2024-05-10 |
2024-05-09 |
S
Sale
|
Bailenson Robert
Chief Operating Officer
Officer
|
569
-0.2%
81.00
USD 46,089
|
569
-0.2%
|
81.00
|
USD 46,089
|
|
|
2024-05-10 |
2024-05-09 |
S
Sale
|
Bailenson Robert
Chief Operating Officer
Officer
|
29,431
-8.8%
79.92
USD 2,352,126
|
29,431
-8.8%
|
79.92
|
USD 2,352,126
|
|
|
2024-05-10 |
2024-05-09 |
S
Sale
|
Bailenson Robert
Chief Operating Officer
Officer
|
29,431
-8.8%
79.92
USD 2,352,126
|
29,431
-8.8%
|
79.92
|
USD 2,352,126
|
|
|
2024-05-10 |
2024-05-09 |
S
Sale
|
Bieling Laura
Chief Accounting Officer
Officer
|
3,901
-19.6%
79.93
USD 311,807
|
3,901
-19.6%
|
79.93
|
USD 311,807
|
|
|
2024-05-10 |
2024-05-09 |
S
Sale
|
Bieling Laura
Chief Accounting Officer
Officer
|
3,901
-19.6%
79.93
USD 311,807
|
3,901
-19.6%
|
79.93
|
USD 311,807
|
|
|
2024-03-21 |
2024-03-20 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
22,067
-1.5%
92.83
USD 2,048,480
|
22,067
-1.5%
|
92.83
|
USD 2,048,480
|
|
|
2024-03-21 |
2024-03-20 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
32,933
-2.2%
92.17
USD 3,035,435
|
32,933
-2.2%
|
92.17
|
USD 3,035,435
|
|
|
2023-12-18 |
2023-12-15 |
S
Sale
|
BUHL G LAWRENCE
Non-Executive Director
|
2,500
-5.4%
71.26
USD 178,150
|
2,500
-5.4%
|
71.26
|
USD 178,150
|
|
|
2023-12-11 |
2023-12-08 |
PS
Planned sale
|
Donnarumma Stephen
Chief Credit Officer
Officer
|
15,000
-13.7%
69.96
USD 1,049,400
|
15,000
-13.7%
|
69.96
|
USD 1,049,400
|
|
|
2023-12-07 |
2023-12-06 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
1,350
-0.1%
68.95
USD 93,083
|
1,350
-0.1%
|
68.95
|
USD 93,083
|
|
|
2023-12-07 |
2023-12-06 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
8,166
-0.6%
67.91
USD 554,553
|
8,166
-0.6%
|
67.91
|
USD 554,553
|
|
|
2023-12-07 |
2023-12-05 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
20,484
-1.5%
68.70
USD 1,407,251
|
20,484
-1.5%
|
68.70
|
USD 1,407,251
|
|
|
2023-09-15 |
2023-09-14 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
20,023
-1.5%
61.35
USD 1,228,411
|
20,023
-1.5%
|
61.35
|
USD 1,228,411
|
|
|
2023-09-15 |
2023-09-13 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
29,977
-2.1%
61.13
USD 1,832,494
|
29,977
-2.1%
|
61.13
|
USD 1,832,494
|
|
|
2023-08-28 |
2023-08-24 |
S
Sale
|
Bailenson Robert
Chief Financial Officer
Officer
|
794
-0.3%
58.53
USD 46,473
|
794
-0.3%
|
58.53
|
USD 46,473
|
|
|
2023-08-28 |
2023-08-24 |
S
Sale
|
Bailenson Robert
Chief Financial Officer
Officer
|
9,206
-3.0%
58.31
USD 536,802
|
9,206
-3.0%
|
58.31
|
USD 536,802
|
|
|
2023-08-24 |
2023-08-23 |
S
Sale
|
Bailenson Robert
Chief Financial Officer
Officer
|
10,000
-3.2%
57.35
USD 573,500
|
10,000
-3.2%
|
57.35
|
USD 573,500
|
|
|
2023-08-24 |
2023-08-22 |
S
Sale
|
Bailenson Robert
Chief Financial Officer
Officer
|
10,000
-3.1%
57.19
USD 571,900
|
10,000
-3.1%
|
57.19
|
USD 571,900
|
|
|
2022-12-05 |
2022-12-01 |
PS
Planned sale
|
Albert Howard
Chief Risk Officer
Officer
|
35,000
-37.3%
66.28
USD 2,319,800
|
35,000
-37.3%
|
66.28
|
USD 2,319,800
|
|
|
2022-08-09 |
2022-08-05 |
B
Purchase
|
BUZEN DAVID A.
Head of Asset Management*
Officer
|
4,000
+inf%
50.50
USD 202,000
|
4,000
+inf%
|
50.50
|
USD 202,000
|
|
|
2022-08-09 |
2022-08-05 |
B
Purchase
|
BUZEN DAVID A.
Head of Asset Management*
Officer
|
1,800
+17.7%
50.50
USD 90,900
|
1,800
+17.7%
|
50.50
|
USD 90,900
|
|
|
2022-06-29 |
2022-06-27 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
15,150
-1.2%
57.77
USD 875,216
|
15,150
-1.2%
|
57.77
|
USD 875,216
|
|
|
2022-06-29 |
2022-06-27 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
70,850
-5.2%
57.09
USD 4,044,827
|
70,850
-5.2%
|
57.09
|
USD 4,044,827
|
|
|
2022-04-04 |
2022-03-31 |
S
Sale
|
BUHL G LAWRENCE
Non-Executive Director
|
3,643
-7.5%
64.96
USD 236,649
|
3,643
-7.5%
|
64.96
|
USD 236,649
|
|
|
2022-03-04 |
2022-03-03 |
S
Sale
|
Donnarumma Stephen
Chief Credit Officer
Officer
|
25,000
-20.5%
60.80
USD 1,520,000
|
25,000
-20.5%
|
60.80
|
USD 1,520,000
|
|
|
2022-03-02 |
2022-03-02 |
S
Sale
|
Bailenson Robert
Chief Financial Officer
Officer
|
6,583
-2.2%
59.83
USD 393,861
|
6,583
-2.2%
|
59.83
|
USD 393,861
|
|
|
2022-03-02 |
2022-03-01 |
S
Sale
|
Bailenson Robert
Chief Financial Officer
Officer
|
33,417
-9.9%
58.90
USD 1,968,261
|
33,417
-9.9%
|
58.90
|
USD 1,968,261
|
|
|
2022-03-02 |
2022-03-01 |
S
Sale
|
Albert Howard
Chief Risk Officer
Officer
|
20,200
-16.0%
59.85
USD 1,208,970
|
20,200
-16.0%
|
59.85
|
USD 1,208,970
|
|
|
2022-03-02 |
2022-03-01 |
S
Sale
|
Albert Howard
Chief Risk Officer
Officer
|
39,800
-24.0%
59.06
USD 2,350,588
|
39,800
-24.0%
|
59.06
|
USD 2,350,588
|
|
|
2022-03-02 |
2022-02-28 |
S
Sale
|
Bieling Laura
Chief Accounting Officer
Officer
|
2,000
-10.7%
62.08
USD 124,160
|
2,000
-10.7%
|
62.08
|
USD 124,160
|
|
|
2021-11-10 |
2021-11-09 |
S
Sale
|
BUHL G LAWRENCE
Non-Executive Director
|
20,000
-29.2%
54.21
USD 1,084,200
|
20,000
-29.2%
|
54.21
|
USD 1,084,200
|
|
|
2021-05-20 |
2021-05-20 |
S
Sale
|
Brewer Russell B. II
Chief Surveillance Officer
Officer
|
1,141
-0.5%
47.00
USD 53,627
|
1,141
-0.5%
|
47.00
|
USD 53,627
|
|
|
2021-05-20 |
2021-05-18 |
S
Sale
|
Brewer Russell B. II
Chief Surveillance Officer
Officer
|
18,859
-7.9%
47.00
USD 886,373
|
18,859
-7.9%
|
47.00
|
USD 886,373
|
|
|
2021-05-17 |
2021-05-13 |
S
Sale
|
Albert Howard
Chief Risk Officer
Officer
|
50,000
-24.2%
46.16
USD 2,308,000
|
50,000
-24.2%
|
46.16
|
USD 2,308,000
|
|
|
2021-03-10 |
2021-03-08 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
53,905
-4.0%
44.50
USD 2,398,773
|
53,905
-4.0%
|
44.50
|
USD 2,398,773
|
|
|
2021-03-10 |
2021-03-08 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
64,095
-4.6%
44.03
USD 2,822,103
|
64,095
-4.6%
|
44.03
|
USD 2,822,103
|
|
|
2021-03-08 |
2021-03-05 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
25,006
-1.8%
43.76
USD 1,094,263
|
25,006
-1.8%
|
43.76
|
USD 1,094,263
|
|
|
2021-03-08 |
2021-03-04 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
4,903
-0.3%
43.76
USD 214,555
|
4,903
-0.3%
|
43.76
|
USD 214,555
|
|
|
2021-03-04 |
2021-03-03 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
58,581
-3.9%
43.96
USD 2,575,221
|
58,581
-3.9%
|
43.96
|
USD 2,575,221
|
|
|
2021-03-04 |
2021-03-02 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
4,461
-0.3%
45.09
USD 201,146
|
4,461
-0.3%
|
45.09
|
USD 201,146
|
|
|
2021-03-04 |
2021-03-02 |
S
Sale
|
FREDERICO DOMINIC
President/CEO/Deputy Chairman
Executive Director
|
39,049
-2.5%
44.30
USD 1,729,871
|
39,049
-2.5%
|
44.30
|
USD 1,729,871
|
|
|
2020-04-02 |
2020-03-31 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+3.2%
27.88
USD 27,880
|
1,000
+3.2%
|
27.88
|
USD 27,880
|
|
|
2020-04-02 |
2020-03-31 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+3.3%
27.12
USD 27,120
|
1,000
+3.3%
|
27.12
|
USD 27,120
|
|
|
2020-04-02 |
2020-03-31 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+3.5%
27.00
USD 27,000
|
1,000
+3.5%
|
27.00
|
USD 27,000
|
|
|
2020-04-02 |
2020-03-31 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+3.6%
26.09
USD 26,090
|
1,000
+3.6%
|
26.09
|
USD 26,090
|
|
|
2020-04-02 |
2020-03-31 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+3.7%
25.97
USD 25,970
|
1,000
+3.7%
|
25.97
|
USD 25,970
|
|
|
2020-03-31 |
2020-03-30 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+3.9%
28.46
USD 28,460
|
1,000
+3.9%
|
28.46
|
USD 28,460
|
|
|
2020-03-31 |
2020-03-30 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+4.0%
28.95
USD 28,950
|
1,000
+4.0%
|
28.95
|
USD 28,950
|
|
|
2020-03-31 |
2020-03-30 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+4.2%
27.50
USD 27,500
|
1,000
+4.2%
|
27.50
|
USD 27,500
|
|
|
2020-03-31 |
2020-03-27 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+4.4%
26.49
USD 26,490
|
1,000
+4.4%
|
26.49
|
USD 26,490
|
|
|
2020-03-31 |
2020-03-27 |
B
Purchase
|
JONES THOMAS W
Non-Executive Director
|
1,000
+4.6%
26.59
USD 26,590
|
1,000
+4.6%
|
26.59
|
USD 26,590
|
|
|
2020-03-31 |
2020-03-27 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
1,500
+1.9%
25.98
USD 38,970
|
1,500
+1.9%
|
25.98
|
USD 38,970
|
|
|
2020-03-31 |
2020-03-27 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
3,500
+3.3%
25.98
USD 90,930
|
3,500
+3.3%
|
25.98
|
USD 90,930
|
|
|
2020-03-31 |
2020-03-27 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
3,500
+0.6%
25.98
USD 90,930
|
3,500
+0.6%
|
25.98
|
USD 90,930
|
|
|
2020-03-25 |
2020-03-24 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
1,500
+2.0%
22.90
USD 34,350
|
1,500
+2.0%
|
22.90
|
USD 34,350
|
|
|
2020-03-25 |
2020-03-24 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
3,500
+3.5%
22.90
USD 80,150
|
3,500
+3.5%
|
22.90
|
USD 80,150
|
|
|
2020-03-25 |
2020-03-24 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
3,500
+0.6%
22.90
USD 80,150
|
3,500
+0.6%
|
22.90
|
USD 80,150
|
|
|
2020-03-25 |
2020-03-23 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
285
+0.4%
19.83
USD 5,652
|
285
+0.4%
|
19.83
|
USD 5,652
|
|
|
2020-03-25 |
2020-03-23 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
2,715
+3.7%
19.05
USD 51,721
|
2,715
+3.7%
|
19.05
|
USD 51,721
|
|
|
2020-03-25 |
2020-03-23 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
665
+0.7%
19.83
USD 13,187
|
665
+0.7%
|
19.83
|
USD 13,187
|
|
|
2020-03-25 |
2020-03-23 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
6,335
+6.7%
19.05
USD 120,682
|
6,335
+6.7%
|
19.05
|
USD 120,682
|
|
|
2020-03-25 |
2020-03-23 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
665
+0.1%
19.83
USD 13,187
|
665
+0.1%
|
19.83
|
USD 13,187
|
|
|
2020-03-25 |
2020-03-23 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
6,335
+1.1%
19.05
USD 120,682
|
6,335
+1.1%
|
19.05
|
USD 120,682
|
|
|
2020-03-23 |
2020-03-20 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
1,500
+2.1%
21.50
USD 32,250
|
1,500
+2.1%
|
21.50
|
USD 32,250
|
|
|
2020-03-23 |
2020-03-20 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
3,000
+4.4%
20.39
USD 61,170
|
3,000
+4.4%
|
20.39
|
USD 61,170
|
|
|
2020-03-23 |
2020-03-20 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
3,500
+3.9%
21.50
USD 75,250
|
3,500
+3.9%
|
21.50
|
USD 75,250
|
|
|
2020-03-23 |
2020-03-20 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
7,000
+8.4%
20.39
USD 142,730
|
7,000
+8.4%
|
20.39
|
USD 142,730
|
|
|
2020-03-23 |
2020-03-20 |
B
Purchase
|
Feldstein Andrew T
Chief Investment Officer
Officer
|
3,500
+0.6%
21.50
USD 75,250
|
3,500
+0.6%
|
21.50
|
USD 75,250
|
|
