|
2025-02-11 |
2025-02-10 |
PS
Planned sale
|
Finkelstein David L
CEO and Co-CIO
Executive Director
|
50,000
-6.9%
20.60
USD 1,030,000
|
50,000
-6.9%
|
20.60
|
USD 1,030,000
|
|
|
2024-10-29 |
2024-10-28 |
PS
Planned sale
|
Finkelstein David L
CEO and CIO
Executive Director
|
50,000
-8.2%
19.25
USD 962,500
|
50,000
-8.2%
|
19.25
|
USD 962,500
|
|
|
2024-08-19 |
2024-08-16 |
PS
Planned sale
|
Green Anthony C
Chief Corporate Officer, CLO
Officer
|
50,000
-27.2%
20.05
USD 1,002,500
|
50,000
-27.2%
|
20.05
|
USD 1,002,500
|
|
|
2024-08-19 |
2024-08-16 |
PS
Planned sale
|
Finkelstein David L
CEO and CIO
Executive Director
|
50,000
-7.5%
20.05
USD 1,002,500
|
50,000
-7.5%
|
20.05
|
USD 1,002,500
|
|
|
2024-02-13 |
2024-02-12 |
PS
Planned sale
|
Finkelstein David L
CEO and CIO
Executive Director
|
50,000
-7.0%
19.03
USD 951,500
|
50,000
-7.0%
|
19.03
|
USD 951,500
|
|
|
2023-11-08 |
2023-11-06 |
PS
Planned sale
|
Finkelstein David L
CEO and CIO
Executive Director
|
50,000
-8.4%
17.04
USD 852,000
|
50,000
-8.4%
|
17.04
|
USD 852,000
|
|
|
2022-06-17 |
2022-06-17 |
B
Purchase
|
Finkelstein David L
CEO and President
Executive Director
|
200,000
+13.6%
5.56
USD 1,112,000
|
200,000
+13.6%
|
5.56
|
USD 1,112,000
|
|
|
2020-05-15 |
2020-05-15 |
B
Purchase
|
Hamilton Thomas Edward
Non-Executive Director
|
200,000
+153.8%
5.96
USD 1,192,920
|
200,000
+153.8%
|
5.96
|
USD 1,192,920
|
|
|
2020-05-12 |
2020-05-12 |
B
Purchase
|
Green Anthony C
Chief Corporate Officer, CLO
Officer
|
12,500
+8.3%
5.92
USD 73,999
|
12,500
+8.3%
|
5.92
|
USD 73,999
|
|
|
2020-05-12 |
2020-05-12 |
B
Purchase
|
Coffey Timothy P
Chief Credit Officer
Officer
|
50,000
+131.6%
6.00
USD 300,000
|
50,000
+131.6%
|
6.00
|
USD 300,000
|
|
|
2020-05-04 |
2020-05-04 |
B
Purchase
|
Wolfe Serena
Chief Financial Officer
Officer
|
20,000
+inf%
5.99
USD 119,800
|
20,000
+inf%
|
5.99
|
USD 119,800
|
|
|
2020-05-04 |
2020-05-04 |
B
Purchase
|
Finkelstein David L
CEO and CIO
Executive Director
|
100,000
+25.0%
6.03
USD 603,000
|
100,000
+25.0%
|
6.03
|
USD 603,000
|
|
|
2019-11-26 |
2019-11-25 |
B
Purchase
|
Schaefer John H
Non-Executive Director
|
10,000
+12.9%
9.21
USD 92,100
|
10,000
+12.9%
|
9.21
|
USD 92,100
|
|
|
2019-06-10 |
2019-06-07 |
B
Purchase
|
Fallon Katherine Beirne
|
2,780
+21.6%
8.97
USD 24,936
|
2,780
+21.6%
|
8.97
|
USD 24,936
|
|
|
2019-05-20 |
2019-05-17 |
B
Purchase
|
Hamilton Thomas Edward
Non-Executive Director
|
30,000
+60.0%
9.47
USD 284,100
|
30,000
+60.0%
|
9.47
|
USD 284,100
|
|
|
2019-05-20 |
2019-05-17 |
B
Purchase
|
Hamilton Thomas Edward
Non-Executive Director
|
30,000
+30.0%
9.47
USD 284,100
|
30,000
+30.0%
|
9.47
|
USD 284,100
|
|
|
2019-05-20 |
2019-05-17 |
B
Purchase
|
Hamilton Thomas Edward
Non-Executive Director
|
30,000
+30.0%
9.47
USD 284,094
|
30,000
+30.0%
|
9.47
|
USD 284,094
|
|
|
2019-05-15 |
2019-05-14 |
B
Purchase
|
Green Anthony C
Chief Corporate Officer, CLO
Officer
|
50,000
+49.5%
9.56
USD 478,000
|
50,000
+49.5%
|
9.56
|
USD 478,000
|
|
|
2019-05-14 |
2019-05-13 |
B
Purchase
|
Finkelstein David L
Chief Investment Officer
Officer
|
100,000
+33.3%
9.56
USD 955,660
|
100,000
+33.3%
|
9.56
|
USD 955,660
|
|
|
2019-05-07 |
2019-05-06 |
B
Purchase
|
KEYES KEVIN
Chairman, CEO & President
|
300,000
+30.5%
9.62
USD 2,887,470
|
300,000
+30.5%
|
9.62
|
USD 2,887,470
|
|
|
2018-02-21 |
2018-02-21 |
B
Purchase
|
Green Anthony C
Chief Legal Officer
Officer
|
100
+0.1%
10.42
USD 1,042
|
100
+0.1%
|
10.42
|
USD 1,042
|
|
|
2018-02-21 |
2018-02-21 |
B
Purchase
|
Green Anthony C
Chief Legal Officer
Officer
|
23,150
+29.8%
10.43
USD 241,339
|
23,150
+29.8%
|
10.43
|
USD 241,339
|
|
|
2017-12-08 |
2017-12-07 |
B
Purchase
|
DENAHAN WELLINGTON
Chairman of Board/Exec. Chair.
Executive Director
|
125,280
+7.5%
11.97
USD 1,499,990
|
125,280
+7.5%
|
11.97
|
USD 1,499,990
|
|
|
2017-12-01 |
2017-12-01 |
B
Purchase
|
VOTEK GLENN
Chief Financial Officer
|
24,300
+36.4%
11.73
USD 285,015
|
24,300
+36.4%
|
11.73
|
USD 285,015
|
|
|
2017-12-01 |
2017-12-01 |
B
Purchase
|
VOTEK GLENN
Chief Financial Officer
|
700
+1.1%
11.73
USD 8,208
|
700
+1.1%
|
11.73
|
USD 8,208
|
|
|
2017-11-13 |
2017-11-10 |
B
Purchase
|
SEGALAS DONNELL
|
500
+inf%
11.32
USD 5,658
|
500
+inf%
|
11.32
|
USD 5,658
|
|
|
2017-11-13 |
2017-11-10 |
B
Purchase
|
SEGALAS DONNELL
|
500
+inf%
11.33
USD 5,663
|
500
+inf%
|
11.33
|
USD 5,663
|
|
|
2017-11-13 |
2017-11-10 |
B
Purchase
|
SEGALAS DONNELL
|
450
+inf%
11.33
USD 5,097
|
450
+inf%
|
11.33
|
USD 5,097
|
|
|
2017-11-13 |
2017-11-10 |
B
Purchase
|
SEGALAS DONNELL
|
450
+inf%
11.32
USD 5,092
|
450
+inf%
|
11.32
|
USD 5,092
|
|
|
2017-11-13 |
2017-11-10 |
B
Purchase
|
SEGALAS DONNELL
|
3,000
+inf%
11.34
USD 34,020
|
3,000
+inf%
|
11.34
|
USD 34,020
|
|
|
2017-11-13 |
2017-11-10 |
B
Purchase
|
SEGALAS DONNELL
|
8,800
+9.4%
11.34
USD 99,792
|
8,800
+9.4%
|
11.34
|
USD 99,792
|
|
|
2017-11-07 |
2017-11-06 |
B
Purchase
|
KEYES KEVIN
CEO & President
Executive Director
|
300,000
+43.8%
11.12
USD 3,335,250
|
300,000
+43.8%
|
11.12
|
USD 3,335,250
|
|
|
2017-09-01 |
2017-09-01 |
B
Purchase
|
Finkelstein David L
Chief Investment Officer
|
100,000
+50.0%
12.49
USD 1,248,650
|
100,000
+50.0%
|
12.49
|
USD 1,248,650
|
|
|
2017-08-17 |
2017-08-17 |
B
Purchase
|
Bovich Francine J.
|
13,500
+inf%
12.29
USD 165,915
|
13,500
+inf%
|
12.29
|
USD 165,915
|
|
|
2017-08-09 |
2017-08-08 |
B
Purchase
|
SEGALAS DONNELL
|
200
+10.5%
12.19
USD 2,437
|
200
+10.5%
|
12.19
|
USD 2,437
|
|
|
2017-08-09 |
2017-08-08 |
B
Purchase
|
SEGALAS DONNELL
|
500
+0.5%
12.18
USD 6,088
|
500
+0.5%
|
12.18
|
USD 6,088
|
|
|
2017-08-09 |
2017-08-08 |
B
Purchase
|
SEGALAS DONNELL
|
9,000
+10.7%
12.19
USD 109,685
|
9,000
+10.7%
|
12.19
|
USD 109,685
|
|
|
2017-08-09 |
2017-08-07 |
B
Purchase
|
SEGALAS DONNELL
|
8,000
+10.5%
12.09
USD 96,706
|
8,000
+10.5%
|
12.09
|
USD 96,706
|
|
|
2016-11-10 |
2016-11-09 |
B
Purchase
|
Coffey Timothy P
Chief Credit Officer
Officer
|
30,000
+375.0%
10.15
USD 304,500
|
30,000
+375.0%
|
10.15
|
USD 304,500
|
|
|
2016-11-07 |
2016-11-04 |
B
Purchase
|
Finkelstein David L
Chief Investment Officer
Officer
|
100,000
+100.0%
10.30
USD 1,030,000
|
100,000
+100.0%
|
10.30
|
USD 1,030,000
|
|
|
2016-05-09 |
2016-05-06 |
B
Purchase
|
Singh R Nicholas
Chief Legal Officer
Officer
|
5,200
+31.1%
10.85
USD 56,420
|
5,200
+31.1%
|
10.85
|
USD 56,420
|
|
|
2016-05-09 |
2016-05-06 |
B
Purchase
|
Singh R Nicholas
Chief Legal Officer
Officer
|
130,400
+42.6%
10.85
USD 1,414,840
|
130,400
+42.6%
|
10.85
|
USD 1,414,840
|
|
|
2015-08-24 |
2015-08-21 |
B
Purchase
|
DENAHAN WELLINGTON
Chairman of Board & CEO
Executive Director
|
100,000
+6.4%
10.33
USD 1,033,000
|
100,000
+6.4%
|
10.33
|
USD 1,033,000
|
|
|
2015-08-18 |
2015-08-17 |
B
Purchase
|
VOTEK GLENN
Chief Financial Officer
Officer
|
25,000
+94.3%
10.36
USD 259,000
|
25,000
+94.3%
|
10.36
|
USD 259,000
|
|
|
2015-08-12 |
2015-08-11 |
B
Purchase
|
BRADY KEVIN
Non-Executive Director
|
48,750
+inf%
10.16
USD 495,300
|
48,750
+inf%
|
10.16
|
USD 495,300
|
|
|
2015-08-07 |
2015-08-07 |
B
Purchase
|
KEYES KEVIN
President
Executive Director
|
300,000
+100.0%
10.08
USD 3,024,000
|
300,000
+100.0%
|
10.08
|
USD 3,024,000
|
|
|
2015-05-12 |
2015-05-08 |
B
Purchase
|
DENAHAN WELLINGTON
Chairman of Board & CEO
Executive Director
|
184,948
+13.5%
10.04
USD 1,856,878
|
184,948
+13.5%
|
10.04
|
USD 1,856,878
|
|
|
2015-03-20 |
2015-03-18 |
B
Purchase
|
VOTEK GLENN
Chief Financial Officer
Officer
|
25,000
+inf%
10.65
USD 266,250
|
25,000
+inf%
|
10.65
|
USD 266,250
|
|
|
2014-08-14 |
2014-08-13 |
B
Purchase
|
DENAHAN WELLINGTON
Chairman of Board & CEO
Executive Director
|
86,837
+6.7%
11.52
USD 1,000,362
|
86,837
+6.7%
|
11.52
|
USD 1,000,362
|
|
|
2014-08-11 |
2014-08-08 |
B
Purchase
|
Singh R Nicholas
Chief Legal Officer
Officer
|
9,284
+125.2%
11.46
USD 106,395
|
9,284
+125.2%
|
11.46
|
USD 106,395
|
|
|
2014-08-11 |
2014-08-08 |
B
Purchase
|
Singh R Nicholas
Chief Legal Officer
Officer
|
113,500
+58.8%
11.46
USD 1,300,710
|
113,500
+58.8%
|
11.46
|
USD 1,300,710
|
|
|
2013-11-27 |
2013-11-26 |
B
Purchase
|
Lyght Rose-Marie
Co-CIO
Officer
|
20,406
+14.3%
10.10
USD 206,101
|
20,406
+14.3%
|
10.10
|
USD 206,101
|
|
|
2013-11-12 |
2013-11-12 |
B
Purchase
|
KEYES KEVIN
President
Executive Director
|
100,000
+50.0%
10.43
USD 1,043,000
|
100,000
+50.0%
|
10.43
|
USD 1,043,000
|
|
|
2013-11-13 |
2013-11-11 |
B
Purchase
|
FORTESCUE JAMES
COO
Officer
|
25,000
+18.5%
10.36
USD 259,000
|
25,000
+18.5%
|
10.36
|
USD 259,000
|
|
|
2013-11-12 |
2013-11-08 |
B
Purchase
|
DENAHAN WELLINGTON
Chairman of Board & CEO
Executive Director
|
93,000
+7.8%
10.68
USD 993,240
|
93,000
+7.8%
|
10.68
|
USD 993,240
|
|
|
2013-08-21 |
2013-08-21 |
B
Purchase
|
DENAHAN WELLINGTON
Chairman of Board & CEO
Executive Director
|
151,618
+14.5%
10.96
USD 1,661,733
|
151,618
+14.5%
|
10.96
|
USD 1,661,733
|
|
|
2013-08-22 |
2013-08-20 |
B
Purchase
|
BRADY KEVIN
Non-Executive Director
|
9,000
+inf%
11.01
USD 99,090
|
9,000
+inf%
|
11.01
|
USD 99,090
|
|
|
2013-08-21 |
2013-08-20 |
B
Purchase
|
DENAHAN WELLINGTON
Chairman of Board & CEO
Executive Director
|
30,200
+3.0%
10.99
USD 331,898
|
30,200
+3.0%
|
10.99
|
USD 331,898
|
|
|
2013-08-14 |
2013-08-13 |
B
Purchase
|
Konrad Kristopher Robert
Co-CIO
Officer
|
17,000
+8.7%
11.72
USD 199,240
|
17,000
+8.7%
|
11.72
|
USD 199,240
|
|
|
2013-08-14 |
2013-08-12 |
B
Purchase
|
SCHAEFER JOHN H
Non-Executive Director
|
10,000
+40.0%
12.00
USD 119,950
|
10,000
+40.0%
|
12.00
|
USD 119,950
|
|
|
2013-05-06 |
2013-05-06 |
B
Purchase
|
SCHAEFER JOHN H
Non-Executive Director
|
25,000
+inf%
15.16
USD 379,000
|
25,000
+inf%
|
15.16
|
USD 379,000
|
|
|
2012-11-15 |
2012-11-15 |
B
Purchase
|
KEYES KEVIN
President
Officer
|
100,000
+100.0%
13.90
USD 1,390,000
|
100,000
+100.0%
|
13.90
|
USD 1,390,000
|
|
|
2012-02-24 |
2012-02-23 |
B
Purchase
|
Lyght Rose-Marie
MD, Co-Head Port Mgmt
Officer
|
500
+inf%
16.59
USD 8,295
|
500
+inf%
|
16.59
|
USD 8,295
|
|
|
2011-11-17 |
2011-11-14 |
B
Purchase
|
Lyght Rose-Marie
MD, Co-Head Port Mgmt
Officer
|
500
+inf%
26.29
USD 13,145
|
500
+inf%
|
26.29
|
USD 13,145
|
|
|
2011-08-09 |
2011-08-08 |
B
Purchase
|
KEYES KEVIN
Chf. Strat. Off, Head Cap. Mkt
Officer
|
50,000
+100.0%
17.13
USD 856,500
|
50,000
+100.0%
|
17.13
|
USD 856,500
|
|
|
2010-02-17 |
2010-02-17 |
B
Purchase
|
FARRELL MICHAEL A J
Pres., Chairman of Board & CEO
Executive Director
|
3,000
+0.1%
17.45
USD 52,350
|
3,000
+0.1%
|
17.45
|
USD 52,350
|
|
|
2009-11-09 |
2009-11-05 |
B
Purchase
|
Lyght Rose-Marie
MD, Co-Head Port Mgmt
Officer
|
200
+19.5%
23.90
USD 4,780
|
200
+19.5%
|
23.90
|
USD 4,780
|
|
|
2009-03-05 |
2009-03-03 |
S
Sale
|
NORDBERG E WAYNE
Non-Executive Director
|
20,000
-38.5%
13.17
USD 263,400
|
20,000
-38.5%
|
13.17
|
USD 263,400
|
|
|
2009-02-24 |
2009-02-20 |
B
Purchase
|
Konrad Kristopher Robert
MD and Co-Head of Port Mgmt
Officer
|
1,500
+2.4%
13.74
USD 20,610
|
1,500
+2.4%
|
13.74
|
USD 20,610
|
|
|
2009-02-24 |
2009-02-20 |
B
Purchase
|
Singh R Nicholas
EVP and General Counsel
Officer
|
1,675
+29.2%
13.70
USD 22,948
|
1,675
+29.2%
|
13.70
|
USD 22,948
|
|
|
2009-02-17 |
2009-02-17 |
B
Purchase
|
Kazel Ronald Daniel
Managing Director
Officer
|
1,350
+44.3%
20.70
USD 27,945
|
1,350
+44.3%
|
20.70
|
USD 27,945
|
|
|
2009-02-09 |
2009-02-06 |
B
Purchase
|
FARRELL MICHAEL A J
Pres., Chairman of Board & CEO
Executive Director
|
2,000
+32.3%
20.57
USD 41,140
|
2,000
+32.3%
|
20.57
|
USD 41,140
|
|
|
2009-02-09 |
2009-02-06 |
B
Purchase
|
FARRELL MICHAEL A J
Pres., Chairman of Board & CEO
Executive Director
|
2,000
+33.3%
20.57
USD 41,140
|
2,000
+33.3%
|
20.57
|
USD 41,140
|
|
|
2009-02-09 |
2009-02-06 |
B
Purchase
|
FARRELL MICHAEL A J
Pres., Chairman of Board & CEO
Executive Director
|
1,500
+75.0%
20.57
USD 30,855
|
1,500
+75.0%
|
20.57
|
USD 30,855
|
|
|
2008-11-25 |
2008-11-20 |
B
Purchase
|
FARRELL MICHAEL A J
Pres., Chairman of Board & CEO
Executive Director
|
2,000
+133.3%
17.78
USD 35,560
|
2,000
+133.3%
|
17.78
|
USD 35,560
|
|
