|
2017-11-14 |
2017-11-13 |
S
Sale
|
ADVENT CAPITAL MANAGEMENT /DE/
|
10,000
-100.0%
6.02
USD 60,194
|
10,000
-100.0%
|
6.02
|
USD 60,194
|
|
|
2017-11-14 |
2017-11-13 |
S
Sale
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
10,000
-38.5%
6.02
USD 60,194
|
10,000
-38.5%
|
6.02
|
USD 60,194
|
|
|
2017-09-28 |
2017-09-27 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
113,506
-4.0%
6.15
USD 698,062
|
113,506
-4.0%
|
6.15
|
USD 698,062
|
|
|
2017-09-28 |
2017-09-26 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
90,915
-3.1%
6.11
USD 555,491
|
90,915
-3.1%
|
6.11
|
USD 555,491
|
|
|
2017-09-26 |
2017-09-25 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
40,000
-1.3%
6.08
USD 243,200
|
40,000
-1.3%
|
6.08
|
USD 243,200
|
|
|
2017-09-26 |
2017-09-22 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
17,401
-0.6%
6.10
USD 106,146
|
17,401
-0.6%
|
6.10
|
USD 106,146
|
|
|
2017-09-22 |
2017-09-21 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
9,663
-0.3%
6.08
USD 58,751
|
9,663
-0.3%
|
6.08
|
USD 58,751
|
|
|
2017-09-22 |
2017-09-20 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
23,702
-0.8%
6.08
USD 144,108
|
23,702
-0.8%
|
6.08
|
USD 144,108
|
|
|
2017-09-20 |
2017-09-18 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
36,165
-1.2%
6.08
USD 219,883
|
36,165
-1.2%
|
6.08
|
USD 219,883
|
|
|
2017-09-15 |
2017-09-15 |
S
Sale
|
ADVENT CAPITAL MANAGEMENT /DE/
|
74,393
-88.2%
6.01
USD 446,938
|
74,393
-88.2%
|
6.01
|
USD 446,938
|
|
|
2017-09-15 |
2017-09-15 |
S
Sale
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
74,393
-74.1%
6.01
USD 446,938
|
74,393
-74.1%
|
6.01
|
USD 446,938
|
|
|
2017-09-18 |
2017-09-14 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
43,867
-1.4%
6.02
USD 264,079
|
43,867
-1.4%
|
6.02
|
USD 264,079
|
|
|
2017-09-15 |
2017-09-14 |
S
Sale
|
ADVENT CAPITAL MANAGEMENT /DE/
|
150,000
-64.0%
6.02
USD 903,465
|
150,000
-64.0%
|
6.02
|
USD 903,465
|
|
|
2017-09-15 |
2017-09-14 |
S
Sale
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
150,000
-59.9%
6.02
USD 903,465
|
150,000
-59.9%
|
6.02
|
USD 903,465
|
|
|
2017-09-18 |
2017-09-13 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
11,662
-0.4%
6.10
USD 71,138
|
11,662
-0.4%
|
6.10
|
USD 71,138
|
|
|
2017-09-15 |
2017-09-13 |
S
Sale
|
ADVENT CAPITAL MANAGEMENT /DE/
|
156,151
-40.0%
6.49
USD 1,013,045
|
156,151
-40.0%
|
6.49
|
USD 1,013,045
|
|
|
2017-09-15 |
2017-09-13 |
S
Sale
|
ADVENT CAPITAL MANAGEMENT /DE/
|
88,456
-18.5%
6.11
USD 540,263
|
88,456
-18.5%
|
6.11
|
USD 540,263
|
|
|
2017-09-15 |
2017-09-13 |
S
Sale
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
156,151
-38.4%
6.49
USD 1,013,045
|
156,151
-38.4%
|
6.49
|
USD 1,013,045
|
|
|
2017-09-15 |
2017-09-13 |
S
Sale
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
88,456
-17.9%
6.11
USD 540,263
|
88,456
-17.9%
|
6.11
|
USD 540,263
|
|
|
2017-09-11 |
2017-09-08 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
51,100
-1.1%
6.11
USD 312,221
|
51,100
-1.1%
|
6.11
|
USD 312,221
|
|
|
2017-09-11 |
2017-09-07 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
5,500
-0.1%
6.18
USD 33,990
|
5,500
-0.1%
|
6.18
|
USD 33,990
|
|
|
2017-09-07 |
2017-09-06 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
119,183
-2.4%
6.21
USD 740,126
|
119,183
-2.4%
|
6.21
|
USD 740,126
|
|
|
2017-09-07 |
2017-09-05 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
9,900
-0.2%
6.23
USD 61,677
|
9,900
-0.2%
|
6.23
|
USD 61,677
|
|
|
2017-09-05 |
2017-09-01 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
27,300
-0.6%
6.22
USD 169,806
|
27,300
-0.6%
|
6.22
|
USD 169,806
|
|
|
2017-09-05 |
2017-08-31 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
10,000
-0.2%
6.19
USD 61,900
|
10,000
-0.2%
|
6.19
|
USD 61,900
|
|
|
2017-09-05 |
2017-08-30 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
56,168
-1.1%
6.16
USD 345,995
|
56,168
-1.1%
|
6.16
|
USD 345,995
|
|
|
2017-08-30 |
2017-08-29 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
7,634
-0.2%
6.14
USD 46,873
|
7,634
-0.2%
|
6.14
|
USD 46,873
|
|
|
2017-08-30 |
2017-08-28 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
7,300
-0.1%
6.16
USD 44,968
|
7,300
-0.1%
|
6.16
|
USD 44,968
|
|
|
2017-08-28 |
2017-08-25 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
2,900
-0.1%
6.15
USD 17,835
|
2,900
-0.1%
|
6.15
|
USD 17,835
|
|
|
2017-08-24 |
2017-08-23 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
699
-0.0%
6.18
USD 4,320
|
699
-0.0%
|
6.18
|
USD 4,320
|
|
|
2017-08-23 |
2017-08-23 |
S
Sale
|
Huang Tony
V.P. & Assistant Secretary
|
8,000
-80.0%
6.15
USD 49,210
|
8,000
-80.0%
|
6.15
|
USD 49,210
|
|
|
2017-08-24 |
2017-08-22 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
2,300
-0.0%
6.17
USD 14,191
|
2,300
-0.0%
|
6.17
|
USD 14,191
|
|
|
2017-08-14 |
2017-08-11 |
S
Sale
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
25,000
-4.8%
6.02
USD 150,548
|
25,000
-4.8%
|
6.02
|
USD 150,548
|
|
|
2017-08-14 |
2017-08-11 |
S
Sale
|
ADVENT CAPITAL MANAGEMENT /DE/
|
25,000
-5.0%
6.02
USD 150,548
|
25,000
-5.0%
|
6.02
|
USD 150,548
|
|
|
2017-08-14 |
2017-08-10 |
S
Sale
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
50,000
-8.8%
6.14
USD 306,805
|
50,000
-8.8%
|
6.14
|
USD 306,805
|
|
|
2017-08-14 |
2017-08-10 |
S
Sale
|
ADVENT CAPITAL MANAGEMENT /DE/
|
50,000
-9.0%
6.14
USD 306,805
|
50,000
-9.0%
|
6.14
|
USD 306,805
|
|
|
2017-08-10 |
2017-08-09 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
1,438
-0.0%
6.28
USD 9,031
|
1,438
-0.0%
|
6.28
|
USD 9,031
|
|
|
2017-08-10 |
2017-08-08 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
63,532
-1.2%
6.32
USD 401,522
|
63,532
-1.2%
|
6.32
|
USD 401,522
|
|
|
2017-08-08 |
2017-08-07 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
6,985
-0.1%
6.35
USD 44,355
|
6,985
-0.1%
|
6.35
|
USD 44,355
|
|
|
2017-08-08 |
2017-08-04 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
13,612
-0.3%
6.34
USD 86,300
|
13,612
-0.3%
|
6.34
|
USD 86,300
|
|
|
2017-08-03 |
2017-08-03 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
29,546
-0.6%
6.35
USD 187,617
|
29,546
-0.6%
|
6.35
|
USD 187,617
|
|
|
2017-08-03 |
2017-08-02 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
15,857
-0.3%
6.39
USD 101,326
|
15,857
-0.3%
|
6.39
|
USD 101,326
|
|
|
2017-08-03 |
2017-08-01 |
S
Sale
|
Saba Capital Management, L.P.
Large shareholder
|
12,237
-0.2%
6.44
USD 78,806
|
12,237
-0.2%
|
6.44
|
USD 78,806
|
|
|
2017-02-15 |
2017-02-13 |
B
Purchase
|
ADVENT CAPITAL MANAGEMENT /DE/
|
33,000
+6.3%
6.28
USD 207,379
|
33,000
+6.3%
|
6.28
|
USD 207,379
|
|
|
2017-02-15 |
2017-02-13 |
B
Purchase
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
33,000
+6.1%
6.28
USD 207,379
|
33,000
+6.1%
|
6.28
|
USD 207,379
|
|
|
2017-02-13 |
2017-02-10 |
B
Purchase
|
ADVENT CAPITAL MANAGEMENT /DE/
|
21,000
+4.2%
6.28
USD 131,966
|
21,000
+4.2%
|
6.28
|
USD 131,966
|
|
|
2017-02-13 |
2017-02-10 |
B
Purchase
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
21,000
+4.1%
6.28
USD 131,966
|
21,000
+4.1%
|
6.28
|
USD 131,966
|
|
|
2017-01-31 |
2017-01-27 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
42,900
+0.8%
5.97
USD 256,113
|
42,900
+0.8%
|
5.97
|
USD 256,113
|
|
|
2017-01-19 |
2017-01-18 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
2,710
+0.1%
5.95
USD 16,125
|
2,710
+0.1%
|
5.95
|
USD 16,125
|
|
|
2017-01-10 |
2017-01-06 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
73,867
+1.5%
5.94
USD 438,770
|
73,867
+1.5%
|
5.94
|
USD 438,770
|
|
|
2017-01-06 |
2017-01-05 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
13,794
+0.3%
5.91
USD 81,523
|
13,794
+0.3%
|
5.91
|
USD 81,523
|
|
|
2017-01-06 |
2017-01-04 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
1,100
+0.0%
5.89
USD 6,479
|
1,100
+0.0%
|
5.89
|
USD 6,479
|
|
|
2017-01-03 |
2016-12-30 |
B
Purchase
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
17,100
+3.4%
5.85
USD 100,006
|
17,100
+3.4%
|
5.85
|
USD 100,006
|
|
|
2017-01-03 |
2016-12-30 |
B
Purchase
|
ADVENT CAPITAL MANAGEMENT /DE/
|
17,100
+3.5%
5.85
USD 100,006
|
17,100
+3.5%
|
5.85
|
USD 100,006
|
|
|
2016-12-29 |
2016-12-29 |
B
Purchase
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
50,000
+11.1%
5.87
USD 293,350
|
50,000
+11.1%
|
5.87
|
USD 293,350
|
|
|
2016-12-29 |
2016-12-29 |
B
Purchase
|
ADVENT CAPITAL MANAGEMENT /DE/
|
50,000
+11.6%
5.87
USD 293,350
|
50,000
+11.6%
|
5.87
|
USD 293,350
|
|
|
2016-12-29 |
2016-12-28 |
B
Purchase
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
50,000
+12.5%
5.87
USD 293,650
|
50,000
+12.5%
|
5.87
|
USD 293,650
|
|
|
2016-12-29 |
2016-12-28 |
B
Purchase
|
ADVENT CAPITAL MANAGEMENT /DE/
|
50,000
+13.1%
5.87
USD 293,650
|
50,000
+13.1%
|
5.87
|
USD 293,650
|
|
|
2016-12-28 |
2016-12-27 |
B
Purchase
|
ADVENT CAPITAL MANAGEMENT /DE/
|
31,300
+8.9%
5.86
USD 183,553
|
31,300
+8.9%
|
5.86
|
USD 183,553
|
|
|
2016-12-28 |
2016-12-27 |
B
Purchase
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
31,300
+8.5%
5.86
USD 183,553
|
31,300
+8.5%
|
5.86
|
USD 183,553
|
|
|
2016-12-28 |
2016-12-23 |
B
Purchase
|
ADVENT CAPITAL MANAGEMENT /DE/
|
42,000
+13.6%
5.85
USD 245,713
|
42,000
+13.6%
|
5.85
|
USD 245,713
|
|
|
2016-12-28 |
2016-12-23 |
B
Purchase
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
42,000
+12.9%
5.85
USD 245,713
|
42,000
+12.9%
|
5.85
|
USD 245,713
|
|
|
2016-12-27 |
2016-12-22 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
1,700
+0.0%
5.78
USD 9,826
|
1,700
+0.0%
|
5.78
|
USD 9,826
|
|
|
2016-12-22 |
2016-12-21 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
16,118
+0.3%
5.75
USD 92,679
|
16,118
+0.3%
|
5.75
|
USD 92,679
|
|
|
2016-12-22 |
2016-12-20 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
30,074
+0.6%
5.74
USD 172,625
|
30,074
+0.6%
|
5.74
|
USD 172,625
|
|
|
2016-12-22 |
2016-12-19 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
5,902
+0.1%
5.76
USD 33,996
|
5,902
+0.1%
|
5.76
|
USD 33,996
|
|
|
2016-12-19 |
2016-12-16 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
21,714
+0.4%
5.76
USD 125,073
|
21,714
+0.4%
|
5.76
|
USD 125,073
|
|
|
2016-12-19 |
2016-12-15 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
55,679
+1.1%
5.73
USD 319,041
|
55,679
+1.1%
|
5.73
|
USD 319,041
|
|
|
2016-12-15 |
2016-12-14 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
169,830
+3.6%
5.74
USD 974,824
|
169,830
+3.6%
|
5.74
|
USD 974,824
|
|
|
2016-12-15 |
2016-12-13 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
54,032
+1.1%
5.69
USD 307,442
|
54,032
+1.1%
|
5.69
|
USD 307,442
|
|
|
2016-12-13 |
2016-12-12 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
13,430
+0.3%
5.67
USD 76,148
|
13,430
+0.3%
|
5.67
|
USD 76,148
|
|
|
2016-12-13 |
2016-12-09 |
B
Purchase
|
Saba Capital Management, L.P.
Large shareholder
|
45,558
+1.0%
5.67
USD 258,314
|
45,558
+1.0%
|
5.67
|
USD 258,314
|
|
|
2016-12-01 |
2016-11-30 |
B
Purchase
|
MAITLAND TRACY V
Chairman, President & CEO
Executive Director
|
9,600
+3.0%
5.53
USD 53,071
|
9,600
+3.0%
|
5.53
|
USD 53,071
|
|
|
2016-12-01 |
2016-11-30 |
B
Purchase
|
ADVENT CAPITAL MANAGEMENT /DE/
|
9,600
+3.2%
5.53
USD 53,071
|
9,600
+3.2%
|
5.53
|
USD 53,071
|
|
|
2016-11-14 |
2016-11-10 |
B
Purchase
|
ADVENT CAPITAL MANAGEMENT /DE/
|
31,029
+11.5%
5.31
USD 164,634
|
31,029
+11.5%
|
5.31
|
USD 164,634
|
|
